The Center for Civic Education
and Political Action
The Establishment of this Organization by The Eos Network of Faith
Communities
Our
ministry of political education and action or "public ministry" is a central part of our
mission. Without vigorous public dialogue, governments cannot create responsive
and effective public policies. Ineffective public policies, in turn,
hinder the ability of individuals and groups to pursue their goals and to
promote the common good as they do so. We therefore propose to stimulate public
dialogue and political action through a variety of programs. The Center
for Civic Education and Political Action will coordinate these programs.
It will be
established by The Eos Network and then turned over to an independent Board of
Directors. Its programs will be open to the general
public.
In our Spiritual and Moral Vision, we claim that institutions in civil society – churches, schools, and
civic groups – have a special responsibility to articulate visions of social
progress that reach far into the future. We maintain that these groups must be
able to rise above the short-term economic and political interests that often limit
the vision of institutions in the state and the market.
As an institution in civil society, we are proposing
this organization as the cornerstone of our long-term vision for the
future of political life. Through the activities of Political Education and Action Groups
(PEAGs), we
propose to set an example for constructive political dialogue and effective
political action, both within and beyond our faith community. Through our
comprehensive 'Method for Political Analysis,' we hope to bring a greater sense of clarity and focus to American
political discourse. The sections below describe all aspects of the
mission and programs of this independent, nonprofit organization.
Mission
I. Our Basic Mission
Our mission is driven by our belief that citizens will become more engaged in
political life if they can more clearly grasp the most important political issues that impact
their lives. We
believe that this knowledge will encourage them to develop a greater interest in
public life and to participate in public dialogue in a more
confident, intelligent, and purposeful way.
We
will help citizens to gain this knowledge by offering them a method for
political analysis that will enable them to more clearly understand and
discuss a broad spectrum of political topics, some of which include political
parties, candidates, addresses, public policies, social movements, and
politically relevant news and commentary in the media.
Though
we place a high priority on a clear understanding of public issues, our mission really begins with organization
and community.
We believe that citizens can best form political views by participating
in small communities of learning, dialogue, and advocacy. While these
small groups may find it useful to band together and/or join larger
organizations and movements in order to speak out powerfully in the public
square, it is still essential to cultivate the 'grass roots' of democracy in
small communities of politically engaged individuals. As discussed
below, the early stages of the American democratic movement took shape when small
groups of concerned citizens came together to address pressing social needs and
issues. We hope to revive this legacy in order to
strengthen democratic institutions in our own country and in other nations as
well.
Our efforts to educate citizens and build community are integrated into a
broader strategy
for political participation. This general strategy is composed of more
focused strategies for political
organizing, dialogue, analysis, and advocacy. These strategies will
introduce citizens to
* a
method for organizing small groups of
concerned and committed citizens who wish to engage in
a careful and deliberative process of political dialogue and action;
* methods for systematically analyzing and evaluating political topics so that this dialogue will be more
informed, coherent, and civil; and
* methods for communicating their political views
to government officials and the wider public in creative and persuasive ways.
We will also encourage parties,
candidates, and sponsors of policies to use our software applications (see section I.F below)
in order to create 'profiles' in which they
summarize and defend their platforms and policy proposals. Since our
applications are structured according to our method for political analysis, citizens who are familiar with our method should have no
trouble understanding and responding to these platform and policy
profiles. These resources may therefore promote political participation by
providing citizens and their leaders with a common set of concepts that
they may use in order to communicate more effectively with each other. In
addition, these resources will help citizen groups to create and advocate their own policy proposals if they
choose to do so.
II. The Cultural Crisis to Which We Respond
From a broader perspective, this
organization and its curriculum have been created to respond to a wider cultural
crisis -- a related set of problems that afflicts many, if not most contemporary
democratic societies. Below we discuss these problems and offer several
ways in which our programs address them.
The Problem of Information
The first problem is a problem
of information: there is a lot of political information in the public
square, but it is often biased – facts and values are distorted to serve the
interests of those who provide the information. Also, this information is often
presented in a sensational, fragmented manner by the press, thus making it
difficult to comprehend in a careful and systematic manner.
The Conceptual Problem
Even when this information might
be accurate and useful, there is also a conceptual problem – most
citizens have not been exposed to adequate conceptual frameworks for
interpreting information and using it to make sound political decisions. This
fact points to weaknesses in the civic education programs of many
nations. In the United States, public issues are often framed only in terms of individual
rights, without taking account of the social and ecological contexts within
which rights are exercised. Beyond rights language, citizens may have a basic
understanding of political principles such as checks and balances and the
separation of powers, but many are not able to recognize broader social
dynamics, such as relationships between different levels of organization
(local, national, international) and relationships between the three social
sectors of the market, the state, and civil society. Yet some understanding
of these broader social dynamics is crucial for grasping the most important
issues in public policy debates.
The Attitude Problem: The
Problem of Incivility
Citizens are also weary of a
pervasive attitude problem in American political life. The conduct of
civil dialogue is often nasty and polarized. Politicians stage vindictive
personal attacks on each other, often distorting facts and appealing to negative
attitudes of voters such as fear, condemnation, and prejudice. In the process,
they fail to focus on issues in an open-minded, reasonable, systematic,
and practical manner. Citizens as well lash out at each other in emotional
arguments that seem to do little to clarify issues and to identify intelligent,
practical solutions to pressing social problems.
The Organizational Problem
and the Problem of Systematic Corruption
Even when politicians are civil
with one another and issues are clearly understood, there is also an organizational
problem that faces committed citizens who wish to advocate specific
candidates and policies. Many
concerned citizens are isolated and unable to find like-minded persons with whom
they can share their views and speak out with a unified voice in the public
square. Complicating this problem is the power of special interest groups that
make contributions to campaigns. These funds are given to candidates and parties
with the expectation that candidates, if they are elected, will promote
donors’ interests in their legislative decisions. This corruption problem
stems largely from the role of money in political life. In order to fund
their campaigns, parties and public leaders accept donations from a variety of
individuals and groups. In return for these donations, public officials
are expected to promote the interests of donors in the legislation that they
sponsor and support. These interests may or may not promote the interests
of the general public. For their part, public officials may demand
donations from a group in return for the officials' support of legislation that
promotes the group's interests. Thus, the corruption problem can be
described as a combination of political bribery and extortion. Even though
recent campaign finance reform legislation has been upheld by the Supreme Court,
there are plenty of ways in which money can be funneled by 'special interests'
into campaign efforts. Without substantial grass-roots organization,
citizens cannot compete with the influence of these special-interest donors.
The Problem of the
Short-Term Horizon and the Courage Problem
Finally, even if citizens can
unite their voices in support of specific policies, they must still find a
politician who is willing to sponsor the legislation. Many officials avoid the
prospect of sponsoring policies that address complex social problems. They may
fear that the policies will not be very effective, at least in the short term.
If a sound policy takes ten years to achieve its goals, it may be useless to a
politician whose record is scrutinized by voters every two, four, or six years.
Or perhaps officials are worried that specific policies might offend some groups
and thus erode their base of support. As a result, they may talk about
controversial or complex problems in a vague and roundabout manner while doing
nothing about them, working according to the principle of "nothing
ventured, nothing lost." Because of these dynamics, complex social problems
are rarely addressed with concrete, systematic, long-term solutions.
Integrating Solutions to these Problems in Methods for Political Organizing,
Dialogue, Analysis, and Advocacy
The Center will address the problems
of information and comprehension by providing citizens with a comprehensive
method for analyzing political topics, some of which include parties,
candidates, debates, addresses, and various types of policies. It is hoped that this
method, which is described below, will stimulate citizens’ interest in
politics and impart a sense of confidence that they can, in fact, understand
public issues and public policy decisions. We also hope that this framework may
encourage candidates and parties to be more clear, specific, and systematic as
they articulate their public philosophies and policy proposals.
Our method for analysis will also
address the attitude problem if it encourages candidates, parties, and
public officials to focus on technical political issues instead of
impugning one another’s character. If parties and candidates can become more
"issue-focused," then citizens may also be less inclined to
"personalize" debates and lapse into emotional frenzies as they
discuss politics. Instead, citizens and officials may strive to discuss key
issues in a style that is more rational and practical than ideological
and emotive. Our workshops in small group discussion skills should
contribute to this atmosphere of civility by cultivating habits of communication
that are calm, open, and respectful. These aspects of our strategy for
political participation should help to make political life more attractive to
intelligent citizens who have grown tired of simplistic ideas and the negative
tone of public discourse.
To help individuals to apply our
method to specific political issues, we will create a set of 'Policy Guides' and
a suite of software applications. The Policy Guides will explore
ways in which different areas of public policy (such as health care or energy
policy) impact the welfare of individuals, social groups, and the environment.
They will also review specific policies that have been or that may be
proposed in order to address challenging issues in each policy area.
In addition, they will examine the different interests and influences
that shape these policies. Our software applications will help citizens to
analyze and evaluate a wide variety of topics, including political parties,
candidates, debates, addresses, policies, international treaties, foreign
governments, international institutions,* non-governmental organizations,*
socio-political movements, and broader social issues. A description of the
features for each application is provided on a page entitled "The
'Public Square' Suite of Software Programs for Political Organizing, Dialogue,
Analysis, and Advocacy." On this page we include links to actual
formats for some of these applications. We also plan to publish our method
in educational curricula that may be used in schools and in organizations such
as faith communities and civic associations (see section II, 'Educational
Programs' below). And finally, we hope to produce several types of
televised programs that apply our framework to both domestic and foreign policy
issues (see section VIII, The 'Public Vision Project'
below).
The organizational problem
will be addressed by exhorting citizens to form Political Education and
Action Groups (PEAGs). PEAGs will be groups of citizens who come
together to study our analytical method, discuss political issues, and then, if
they choose, to advocate their own views in the public square. These
groups may be formed within families, neighborhoods, faith communities, schools,
businesses, and civic organizations. They may also be composed of
individuals who meet each other online through our web site. The
method described above will help these groups to structure their discussions.
We will also provide PEAGs with methods for organizing themselves and for
advocating their positions to the wider public.
As discussed above, we are developing policy guides and software
applications that will help these groups to apply our analytical framework to
specific political figures and issues. We are also developing 'project
management' applications that will provide guidance in political organizing and
advocacy (see applications 31 and 32 below).
The nature and purpose of PEAGs are described in more detail in section
I.A below.
We maintain that, with a commitment to civil dialogue, careful organization,
creative coalition building – particularly with internet-based advocacy
organizations, and effective use of the media, these groups can gain significant
leverage in the political process. If PEAGs are successful in gaining this
leverage, they may be able to challenge the influence of wealthy political
donors and fight the problem of corruption in American politics.
The problem of the short-term horizon and
the courage problem are somewhat more difficult to solve, but the basic
idea is simple. If public officials are hesitant to address complex social
problems in a straightforward manner that strives for comprehensive, long-term
solutions, then citizens should urge them to take an experimental approach
to creating and revising public policies.
This approach is discussed at length in Part IV, section VIII
of our 'Method for Political Analysis'. Briefly, it holds that public
policies should be created and refined through a careful process of trial and
error. Whenever possible, policymakers should address challenging issues
by 'experimenting' with different policies in different geographic areas, or in
the same area in successive time periods. They may then compare the
results of these policies in order to determine which policies most effectively
achieve the desired results. For example, in order to create a fairer and
less corrupt process for electing state legislators, one state may stay with the
current system that permits candidates to buy advertising time on the TV and
radio. Another state could try a
system that provides each candidate with a small amount of free advertising
time, while supplementing this with more televised debates. After a few election cycles, citizens and officials could try
to determine which approach encouraged the fairest, most open, and most
informative election process.
In addition, when policymakers are addressing a particular issue, the
experimental approach requires them to assess the outcome of other policies that
address the same issue or problem. Such policies may have been implemented
in the policymakers' own jurisdiction, in other jurisdictions, or even in other
countries. They may be past policies that have expired or policies that
are still in effect. By assessing the outcomes of these 'policy
experiments,' policymakers may be better able to formulate promising policies
for their own areas.
We acknowledge that it may not always be possible to implement a variety of
promising policies that address the same problem. However, even when it is
not possible to experiment with different policies in this manner, legislators
should still view policies as experiments that must be formulated, implemented,
evaluated, and, if necessary, revised on an ongoing basis so that they may most
effectively achieve the purposes for which they were created.
This approach is certainly not
new. Ongoing research is constantly being conducted in order to assess the
effectiveness of different policy options for achieving the same basic goals.
This research is used by policymakers in order to fine-tune their policy
proposals. However, we highlight this experimental approach to policymaking as
the most realistic and effective way to address daunting social problems whose
solutions are complex and unclear.
By promoting this approach to the
policymaking process, the Center will encourage citizens to judge elected
officials according to their willingness to try out different policies and then
carefully evaluate and fine-tune these policies over an extended period of time.
It will not be easy for politicians to embrace this approach because of their
short terms of office. It is, after all, difficult to evaluate the results of
many policies after they have only been in effect for a few years. Therefore,
instead of measuring politicians' success by the short-term results of their
policies, citizens will often have to evaluate candidates according to
their willingness to support and implement this experimental
process.
As we caution above, an
experimental approach may not be helpful for dealing with all types of policy
dilemmas. For many difficult issues, however, it is the only reasonable method,
since it will enable policy-makers to address complex problems in a cumulative,
systematic, and open-minded way.
While the various parts of this
proposal attempt to address a variety of daunting problems in contemporary
democratic societies, they are part of a "whole cloth" strategy for
political engagement that includes methods for political organizing,
dialogue, analysis, and advocacy. In the process of creating these
methods, we have tried to integrate insights from many rich intellectual
traditions, including ethical theory, political thought, and the human sciences.
It is our belief that solutions to the above problems must come from this sort
of broad public conversation between methods and models from many
disciplines, each of which may help citizens to become more inspired and
informed participants in political life.
* Non-governmental
organizations (NGOs) are private institutions that strive to establish more
just, prosperous, and sustainable societies, particularly in the developing
world. These groups may, for example, provide basic human services such as
health care to poor communities around the world. They may also coordinate
projects designed to promote economic, political, and cultural development in
impoverished regions. In addition, they may advocate for such causes as
human rights and environmental protection. Oxfam is an example of a
development NGO, The Red Cross and Doctors without Borders provide disaster
relief and medical services, respectively; and Amnesty International advocates
for human rights. As discussed in our analytical framework, these groups
are part of global civil society. International institutions are
organizations composed of member nations. They pursue a variety of
missions. Some, such as the United Nations and the World Trade
Organization, enact and enforce international laws and policies. Some are
created in order to provide for the mutual security of each member nation.
Examples include the North Atlantic Treaty Organization and, once again, the
United Nations. Like NGOs, these institutions may also sponsor programs
that are designed to promote justice, peace, prosperity, and environmental
stewardship around the world. Because their members include national
governments, and because many of them assume the functions of global governance,
these institutions may be considered part of the global government sector.
Summary
In summary, we hope to help citizens to form communities of concern and
learning in which they may discuss political issues and share their views in
the public square. We hope that our various programs will arouse citizens'
curiosity about politics and give them the courage to speak out intelligently
and forcefully in public discourse. Our programs will be judged worthwhile
in so far as they help citizens to become more convinced that they can play a
meaningful role in the process of shaping the future of society, both for their
own good and for the sake of posterity. This entire organization is
dedicated to the enlightened exercise of this right to self-determination
– a right that is the cornerstone of democratic society and a fundamental
aspiration shared by individuals and societies around the globe.
Programs of The
Center
for Civic Education and Political Action
I. Political Education and Action Web Site
The Center for Civic Education and Political Action will have its own web site. Any
individual may register as a member of the Center through this web site. Members will
be able to participate in most of the following web-based or other programs. They may also receive discounts
on books, software programs, and other on-line publications. Our web site
will have the following components and functions:
A. Coordination of the formation,
training, and activities
of Political Education and Action Groups (PEAGs)
PEAGs will be small groups of citizens who come together to
engage in political dialogue and action. Through our web site, we will
* provide an e-form that will enable individuals to express interest in
establishing a new PEAG;
* help new and established PEAGs to recruit members by posting a
comprehensive directory of PEAGs that includes contact information as well as
the issue(s) that serve as the focus of each group's dialogue and advocacy;
* provide a software application and video workshops that will help PEAGs to coordinate an
orientation program for new members;
* provide software applications that will help PEAG members to understand
and evaluate a wide variety of political topics;
* provide internet message boards on which PEAG members may discuss issues
with other PEAG members and with the general public (see item I.D below);
* provide a software application that will help PEAGs to plan strategies
for advocating their views in the public square;
* help PEAGs to form coalitions with other PEAGs and/or with outside groups
who share their views. These coalitions may then combine resources in
order to advocate their views more effectively to a wider public audience. We will
facilitate this process by posting on our web site the political views and
contact information of PEAGs who are seeking partners. Other groups may
then contact them in order to plan joint advocacy efforts.
For further discussion of the establishment of PEAGs as well as guidelines for dialogue and
advocacy within them, see the summary of our strategy
for political participation. The framework that
PEAGs will use to analyze issues is described below in our "Method for
Political Analysis." The software
programs that will help PEAGs to become established, to discuss and analyze issues, and to
advocate their views are described in section I.F below.
B. A presentation of our strategy for political participation: methods for political organizing,
dialogue, analysis, and advocacy
On our site we will describe:
1. our method for organizing citizens into PEAGs;
2. basic steps for conducting dialogue in PEAGs;
3. our analytical framework or method for understanding and evaluating a broad range of
political topics; and
4. our method for creating persuasive advocacy strategies that citizens
may use to promote their views in the public square.
These strategies will be integrated into our software programs (see item
I.F
below) and included in our publications (see item II
below). They are explained in detail below in the sections on our "Methods for
Political Organizing, Dialogue, Analysis, and Advocacy".
C. Policy Guides, available in printed
booklets and on the web, will provide explorations of major areas of public policy using the concepts and
methods in our analytical framework. These guides will focus on broad policy
areas such as health care, education, career training, the
environment, energy, finance and investing, manufacturing, consumer protection,
taxation, media and entertainment, international development, international
trade, military planning, and military conflicts. Each guide will provide
an historical overview of a particular policy area; a discussion of the
relevance of that policy area for personal development, social progress, and
environmental stability; as well as a discussion of relationships between that
policy area and other policy areas. Each will also analyze and evaluate
specific policies -- past and present -- that address issues within the policy
area.
The purpose of these guides is to help PEAGs to pick policy
areas and issues that will serve as the focus of their dialogue and advocacy. As part
of our educational curriculum (see item II below), these guides will help students to
understand a broad spectrum of policy areas and to complete exercises in
proposing, analyzing, and evaluating organizations, platforms, and policies.
A longer description of these Policy
Guides is provided on a separate page in this web site.
D. Brief articles by political commentators who
represent a broad spectrum of political views. For the purposes
of clarity and consistency, we will encourage writers to communicate their views
in terms of the concepts and methods set forth in
our strategy for political participation. We do not make this request
because we want these commentators to think like we do. Rather, this
guideline is intended to encourage greater clarity and consistency in the
dialogue that takes place on our web site.
E. Moderated message boards, open to the public.
These message boards will be organized in two ways. The first is by the topic
of discussion. Some will be devoted to the discussion of
political candidates and elected officials. Others will focus on specific
areas of public policy. We will also have separate discussion 'areas' for students
who are using our software and/or textbooks in their classes.
As with the articles described above in item D, we will urge participants to
articulate their views using concepts from our methods for organizing, dialogue,
analysis, and action. Once again, this request is not
intended to force individuals to adapt their political views to our own.
Rather, it is designed to encourage participants to articulate their views using
similar concepts so that they can better understand one another. We are
confident that even persons with very diverse views can still convey these views
using the same basic set of concepts.
F. The 'Public Square' Suite of Software Programs for Political
Organizing, Dialogue, Analysis, and Advocacy
We will develop a suite of software applications that will help citizens,
political parties, public and private institutions, and individual public leaders to implement our strategy for political
participation. It is designed to help citizens
* to organize into small groups in which they may engage in
political dialogue and action,
* to cultivate skills and attitudes that are essential for constructive
political dialogue,
* to systematically analyze and evaluate political topics
so that this dialogue will be more informed, coherent, and civil, and
* to communicate their political views to
the wider public in a civil and persuasive manner.
It will also help political parties, candidates, and government officials
to set forth and defend their public philosophies, the principles of leadership
that they espouse, as well as their platforms and policy proposals. In
addition, it will help citizen groups to create and advocate policies if they
choose to do so. It may even be used by international organizations to
explain their mission, policies, and programs.
Five types of applications are being developed in order to achieve these goals.
A brief description of each type is provided below. Longer descriptions of each application
are provided in the page
entitled "'Public Square' Suite of Software
Programs." Citizens who do not have access to a computer
may use worksheets in our printed resources that will have the same basic format
as each of these applications (see section II.A.1
below). Our video workshops on dialogue skills as well as printed
exercises will be available as alternatives for citizens who wish to focus on
these skills without using computer technology.
Applications for Information
Application 1: "Informed Citizen" Software for
Political Parties
Application 2: "Informed Citizen" Software for
Candidates
Application 3: "Informed Citizen" Software for Proposing
Public Policies
Application 4: "Informed Citizen" Software for Proposing
International Treaties
These applications may be used by parties, candidates, and sponsors of
policies and treaties in order to profile themselves and the policies that they
are proposing.
The applications for parties and candidates ask users to
- clarify their overall political philosophy,
- explain how they, as individuals or organizations,
reflect qualities of character and leadership that are essential for
effective public service;
- set forth the various policies that comprise their
platform;
- systematically explain how their platform will benefit
individuals, social groups, the environment, and the cosmos as a whole (if
this level is relevant to the party's or candidate's policy goals); and
- explore relationships between different policy areas
within their platform.
The applications for proposing policies and treaties will
ask sponsors of policies or treaties to
- summarize the proposed policy or treaty,
- discuss the issue(s) or problem(s) that it addresses,
- explain how the proposal is designed to benefit
individuals, social groups, and the environment (as well as the cosmos as a
whole if this level is relevant to the policy goals of its sponsor[s]);
- discuss how it is related to other policies or treaties
that are somehow relevant to the issue(s) that it addresses; (These
policies and treaties may include past initiatives, initiatives that are
still in effect, as well as proposed initiatives. In addition, they
may include policies and programs of other types of organizations, such as
institutions that provide services to the poor.)
- describe the various influences that have shaped the
proposal, including the public philosophy of its sponsor(s) as well as such
factors as public opinion and scientific research; and
- explain how the proposal reflects the character,
competence, and leadership of its sponsor(s).
Public officials may also use the policy application to
propose and defend broader initiatives and strategies that address challenging
issues through several coordinated policies. For example, legislators may
propose a broad strategy for reducing unemployment that includes several
specific policies.
In addition, citizen groups may use Application 3 in order to present and defend
their own policy proposals.
Applications for Understanding
Application 5: "Informed Citizen" Software for
Understanding Political Parties
Application 6: "Informed Citizen" Software for
Understanding Candidates
Application 7: "Informed Citizen" Software for
Understanding Candidate Debates
Application 8: "Informed Citizen" Software for
Understanding Political Addresses
Application 9: "Informed Citizen" Software for
Understanding Public Policies
Application 10: "Informed Citizen" Software for
Understanding International Treaties
Application 11: "Informed Citizen" Software for
Understanding Media Outlets
Application 12: "Informed Citizen" Software for
Understanding News and Commentary in the Media
Application 13: "Informed Citizen" Software for
Understanding Interest Groups
Application 14: "Informed Citizen" Software for
Understanding Socio-Political Movements
Application 15: "Informed Citizen" Software for
Understanding Social Issues
Applications 5-15 may be used to analyze parties, candidates, debates,
addresses, policies, treaties, interest groups, social movements (such as
the Civil Rights Movement), broader social issues (such as poverty or abortion),
media outlets, as well as information provided by the media. They are
designed to help individuals to understand these topics thoroughly before
they evaluate them using Applications 16-26. On a personal level, the goal
of these applications is thus to discourage individuals from 'rushing to
judgments' about their topics. In a positive sense, they are designed to
help users to cultivate a greater sense of objectivity and detachment as they
analyze and discuss political topics. When using Applications 5, 6, 9, and
10, citizens may refer to profiles of parties, candidates, policies, and
treaties that have been created using the four 'informational' applications
described above.
Applications 5 and 6 will ask users to
- examine the public philosophies of parties and
candidates,
- analyze the qualities of character and leadership that
they have demonstrated,
- summarize the platform of the party or candidate,
- explore the various influences that shape the platform,
analyze how the platform is likely to impact individuals, social groups, the
environment, and the cosmos as a whole (if this level is relevant to the
political views of the user and/or the candidate or party being analyzed);
and
- explore relationships between the various policies set
forth in the platform.
Applications 7 and 8 will ask users to
- summarize the philosophical views and policy proposals
that are set forth by speakers and debaters,
- describe how these views and policies are influenced by
a variety of factors, including speakers' and debaters' public philosophy,
public opinion, and scientific research;
- analyze how the statements of speakers and debaters
reflect key qualities of character and leadership;
- describe how the policy initiatives proposed by these
figures are likely to impact individuals, social groups, the environment,
and the cosmos as a whole (if this level is relevant to the political views
of the user and/or the speaker/debater); and
- explore relationships between policy initiatives
proposed and supported by speakers and debaters.
Applications 9 and 10 will ask users to describe the
policy in question, the issue that it addresses, and the history of related
policies that have addressed this issue. The applications will then ask
users to
- analyze how the policy or treaty is likely to affect
individuals, social groups, the environment, and the cosmos as a whole (if
this level is relevant to the political views of the user and/or the policy
sponsor[s]);
- explore relationships between the proposal and other
existing or proposed policies or treaties that are somehow relevant to the
issue that the policy or treaty addresses;
- describe how the policy or treaty might be shaped by
various influences, including the public philosophy of its sponsor(s),
public opinion, scientific research, as well as deals that its sponsors may
have made with other legislators in order to secure their support for the
policy or treaty; and
- examine how the policy or treaty reflects key qualities
of character and leadership that its sponsors should uphold.
Citizens may also use the policy and treaty applications
(nos. 9 & 10) to analyze broader initiatives and strategies that address
challenging issues through several coordinated policies or treaties. For
example, citizens may analyze a broader strategy for fighting terrorism or
reducing air pollution that includes several specific policies.
Applications 11 and 12 focus on the media as a source of information in
political life. Since the media is the main source of public information,
it is essential that citizens learn to critically examine media outlets and the
information that they produce. These applications will help citizens to
gain insight into the role that this vast array of institutions and individuals
plays in public life. Simply examining media information is not enough,
since this information reflects the world view and interests of the individuals
and organizations that produce it. In other words, the message cannot be
understood apart from the messenger.
Application 11 focuses specifically on media outlets, which may include
newspapers, commercial television networks, non-profit networks and
organizations, magazines, or even individuals who operate a web log, or 'blog'.
In Part I, users will describe the medium of communication employed by the
outlet as well as its content focus. The focus may include specific types
of issues and policies, or it may simply be a general focus on public affairs.
In Part II, users will describe the audience of the outlet, as far as this can
be determined. In Part III, they will examine the influences that shape
the information produced by the outlet. In Part IV, they will explore the
style and method used by the outlet as it communicates its information to its
audience. Part V explores the impact of the information on all entities
that may be affected by it.
Application 12 focuses focuses on specific pieces of information produced by
media outlets, such as a news story or a commentary. In Part I, users will
ask users to summarize the news story or commentary, identify the policy area(s)
to which it is relevant, explore the influences that shape the information,
describe the style and method used to compose and communicate the information,
and examine the impact that the information may have on all entities that might
be affected by it.
Application 13 examines interest groups, which are collections of individuals
and/or institutions that band together in order to gain influence in the
political process. While the influence of these groups is addressed in
applications that analyze policies and platforms, their impact on public life is
so great that they merit a separate application that provides a more
comprehensive examination of their members, views, and goals. As with
several other applications described below, this application will be based on a
revised version of our analytical method that has been adapted specifically for
examining these groups.
The various parts of the application will ask users to describe common
characteristics of individuals and institutions that comprise an interest group,
the relationships between the group and other groups, the interests and goals
that it promotes within the political process and in society at large (these may
relate to cultural, political, and/or economic spheres of life), as well as the
means that it employs to influence the views of public officials and the general
public, which may include lobbying of parties and officials as well as broader
advocacy campaigns aimed at public officials and the general public. A
final section explores the qualities of character and public leadership
demonstrated by the group in its advocacy efforts.
Application 14 will focus on broader social movements that have political goals,
such as the Civil Rights Movement. These movements advocate specific
causes and, often, specific policies as well. For example, the Pro-Life
Movement opposes abortion, the Women's Movement supports policies that empower
women, and the Environmental Movement supports policies that protect the
environment. Movements may include many individuals and a broad array of
institutions such as advocacy groups, faith communities, and civic groups.
They may be highly organized under the leadership of one or a few main leaders,
or they may be less structured collections of committed individuals and groups.
The application will also be based on a revised version of our analytical
method. It will ask users to
- describe the philosophical perspectives of the
movement, including its basic world view and goals;
- identify different factions within the movement as well
as the views and goals of each faction;
- describe relevant characteristics of individuals in the
movement, including their age, gender, race, class, profession, religious
affiliation, etc.;
- describe the movement's strategies for recruiting
participants and for involving them in the various projects of the movement;
- list the specific policies proposed by the movement;
- analyze the likely impact of these policies on
individuals, social groups, the environment, and, if applicable, on the
cosmos as a whole;
- explore relationships between these policies as well as
relationships between the movement's policies and the policies of
governments, other movements, etc.;
- describe the movement's methods for advocating its
views and policies;
- discern the influences that shape the movement's
mission, policies, and advocacy strategies; and
- explore the overall character and leadership of the
movement.
The purpose of Application 15 (and of Application 26
below) is to enable users to step back and examine the broader social issues
that are often addressed by platforms, policies, and movements. These
broader issues may include racism, immigration, gun control, terrorism, and many
others. Using various revised parts of our analytical method, the
application will help users to
- describe how the issue is relevant to individuals,
social groups, the environment, and, if applicable, the cosmos as a whole;
- describe how the issue may be related to other issues
and policies in the public debate;
- identify trade-offs that may be involved in addressing
the issue through public policies; and
- describe the philosophical perspectives that are
relevant to the issue.
Users may then use Application 9 to more closely examine
specific policies that have been enacted or proposed in order to address the
issue.
Applications for Evaluation
Application 16: "Citizen Choice" Software for Evaluating
Political Parties
Application 17: "Citizen Choice" Software for Evaluating
Candidates
Application 18: "Citizen Choice" Software for Judging
Candidate Debates
Application 19: "Citizen Choice" Software for Evaluating
Political Addresses
Application 20: "Citizen Choice" Software for Evaluating
Public Policies
Application 21: "Citizen Choice" Software for Evaluating
International Treaties
and Agreements
Application 22: "Citizen Choice" Software for Evaluating
Media Outlets
"Citizen Choice" Software for Evaluating News and Commentary
in the Media
Application 24: "Citizen Choice" Software for Evaluating
Interest Groups
Application 25: "Citizen Choice" Software for Evaluating
Socio-Political Movements
Application 26: "Citizen Choice" Software for Evaluating
Positions on Social Issues
The purpose of this set of applications is to help citizens to conduct
comprehensive and systematic evaluations of parties, candidates, debates,
addresses, policies, treaties, interest groups, movements, positions on broader
social issues, media outlets, and information provided by the media. As
they conduct these evaluations, they may use information from the 'Profiles' or
analyses of these topics that have been conducted using Applications 5-15.
In Applications 16-21, users will respond to several sets of questions that will
ask them to assess
- the public philosophies of parties, candidates,
speakers, debaters, and sponsors of legislation,
- the character and leadership of parties and these
public figures,
- the influences that shape policies and platforms that
are proposed by parties and public figures,
- the likely impact of platforms and policies on the
well-being of individuals, social groups, the environment, and the cosmos as
a whole (if this level is relevant to the political views of the user/or and
the public figure, party, or policy sponsor being analyzed), and
- relationships between policies. In Applications
16 and 17 users assess relationships between policies in the platforms of
parties and candidates. In Applications 18 and 19 users evaluate
relationships between policies proposed by speakers and debaters as well as
relationships between these policies and other existing or proposed policies
not explicitly mentioned by them. In Applications 20 and 21 users
evaluate relationships between proposed policies and treaties and other
existing or proposed policies and treaties.
Citizens may also use the policy and treaty applications
(nos. 20 & 21) to evaluate broader initiatives and strategies that address
challenging issues through several coordinated policies or treaties. For
example, citizens may evaluate a strategy for reducing global poverty that
includes several specific policies.
Applications 22 and 23 focus on the media and its role in as a key shaper of
opinion in the public square. Application 22 will enable users to evaluate
media outlets or sources of media information. In Part I, users will
assess an outlet's use of its chosen medium or media of communication. In
Part II they will evaluate the ability of the outlet to reach its target
audience as well as its ability to communicate coherently to persons beyond this
audience who might have an interest in its information. In Parts III
and IV, users will assess the ways in which a media outlet manages the
influences that shape the information that it produces, the style and method
that it employs as it produces information, and the leadership that it
demonstrates as a shaper of public opinion. In Part V, users will evaluate
the impact that its information may have on all entities affected by it.
In this part users will also assess the degree to which it embraces an
experimental approach to policymaking. It is important to focus on this
approach because it will have a significant impact on the outcome of the
policies that the outlet advocates. It is thus a key aspect of its
advocacy and the impact that its advocacy has on the policymaking process.
Application 23 will focus on specific pieces of media information, such as news
stories and commentaries. Users will evaluate the content of news and
commentary (whether or not it is thorough and comprehensive), the ability of
journalists to manage the influences that shape the information that they
produce, the style and method employed by journalists as they compose
information, the qualities of public leadership demonstrated by journalists as
they produce information, as well as the impact that the piece of information
may have on the public good.
Application 24 evaluates interest groups and the influence that they have on
political life. Part I assesses the impact that their views, values, and
favored policies have on the common good. Part II assesses the leadership
abilities that these groups demonstrate in the public square, as these are
reflected in their rhetorical style, their commitment to the public good, and
the means that they use to promote their views and goals to policymakers and the
general public.
Like Application 15, Application 25 will focus on broader social movements that
have political goals, such as the Civil Rights Movement. It will also be
based on a revised version of our analytical method. It will ask users to
evaluate
- the philosophical perspectives of the movement,
including its basic world view and mission;
- the ways in which the movement recruits members and
involves them in the movement's various projects;
- the likely impact of the movement's policies on
individuals, social groups, the environment, and, if applicable, the cosmos
as a whole;
- relationships between these policies as well as
relationships between the movement's policies and policies of governments,
other movements, etc.
- the movement's methods for advocating its views and
policies;
- the influences that shape the movement's mission,
policies, and advocacy strategies; and
- the overall character and leadership of the movement.
Application 26 will be based on another revised version of
our analytical method. It will help users to evaluate various positions on
important social issues such as free trade, poverty, and racism. The
application will ask users to evaluate
- the implications of a position for individuals, social
groups, the environment, and, if applicable, the cosmos as a whole;
- the impact of a particular position on relationships
between the issue and other issues in the public debate (for example, how
their position on free trade relates to the issue of poverty in developing
nations);
- trade-offs that may be involved in addressing the issue
in a way that is consistent with a particular position; and
- the coherence of the philosophical perspectives that
are used to justify a position.
Users may then use Applications 9, 10, 20, and 21 to
understand and evaluate policies and treaties that have been enacted or proposed
in order to address the issue. Their analysis and evaluation of positions
related to the issue should help them to conduct these more specific analyses
and evaluations of policies and treaties. In addition, they may use
Applications 3 or 4 to propose their own policies or treaties for addressing the
issue in ways that are consistent with their position on the issue.
Applications for Global Awareness
Application 27: "World Citizen" Software for Foreign
Governments
Application 28: "World Citizen" Software for
Understanding Foreign Governments and Their Policies
Application 29: "World Citizen" Software for Evaluating
Foreign Governments and Their Policies
Application 30: "World Citizen" Software for
International Institutions and Non-Governmental Organizations
Application 31: "World Citizen" Software for
Understanding International Institutions and Non-Governmental Organizations
Application 32: "World Citizen" Software for Evaluating
International Institutions and Non-Governmental Organizations
Application 33: "World Citizen" Software for Proposing
Policies and Programs of International Institutions and Non-Governmental
Organizations
Application 34: "World Citizen" Software for
Understanding Programs and Policies of International Institutions and
Non-Governmental Organizations
Application 35: "World Citizen" Software for Evaluating
Programs and Policies of International Institutions and Non-Governmental
Organizations
This set of applications will enable users to understand and evaluate a variety
of topics associated with international relations.
Applications 27, 28, and 29 will enable users to understand foreign governments
and gain a greater awareness of important global issues and problems. The
applications are structured according to a revised version of our analytical
method. They will enable users to understand and assess:
- the public philosophies of the leaders of a foreign
government;
- the impact of a foreign government's policies
on all entities affected by them;
- relationships between the government's
policies as well as relationships between the government's policies and the
policies of other governments and international institutions;
- the influences that shape the policies of a
foreign government; and
- the character, competence, and leadership of
government institutions and public leaders in this nation.
Application 30 may be used by international
institutions and non-governmental organizations in order to explain their
mission, policies, and programs to the public. Using a revised version of
our analytical method, the application will ask these groups to describe
- the philosophy and mission of their
organization;
- the membership and administration of their
organization;
- the various programs sponsored by their
organization;
- the intended impact of these programs on all
entities affected by them (individuals, social groups, and the environment
in all nations affected by them; as well as the cosmos as a whole, if this
level of organization is relevant to the organization's understanding of its
mission);
- relationships between these programs as well
as relationships between these programs and other programs and policies of
governments and other institutions;
- the influences that shape their programs and
policies; and
- the competence, character, and leadership of
the institution and its leaders.
Applications 31 will enable users to gain a
comprehensive understanding of the mission and policies of international
institutions and non-governmental organizations. Application 32 will
enable users to evaluate the missions and policies of these organizations.
Using a revised version of our analytical method, users will explore and
evaluate
- the philosophy and mission of an international
organization;
- the likely impact of its programs and policies
on all entities affected by them;
- relationships between its various programs and
policies as well as relationships between its programs and the policies of
governments and other institutions;
- the influences that shape its programs and
policies; and
- the competence, character, and leadership of
the institutions and their leaders.
Application 33 will enable international
institutions and non-governmental organizations to explain and defend the
programs that they plan to implement or already have implemented. It will
ask users to
- summarize the program or policy,
- discuss the issue(s) or problem(s) that it addresses,
- explain how the program or policy is designed to
benefit individuals, social groups, and the environment in all nations
affected by it (as well as the cosmos as a whole if this level is relevant
to the organization's understanding of its mission);
- discuss how it is related to other programs and
policies that are somehow relevant to the issue(s) that it addresses (These
policies and programs may include past initiatives, initiatives that are
still in effect, as well as proposed initiatives. In addition, they
may include other policies and programs sponsored by the organization as
well as programs and policies of other institutions, including
governments.);
- describe the various influences that have shaped the
program or policy, some of which may include the organization's philosophy
and mission, scientific research, and the desires and interests of those
nations, groups, and individuals that support the organization, financially
or otherwise; and
- describe how it reflects the competence, character, and
leadership of its sponsors and supporters as well as the organization as a
whole.
Applications 34 and 35 will enable users to
understand and evaluate specific programs and policies of international
institutions and non-governmental organizations. Like Applications 9 and
20 above, these applications will help users to analyze
- the likely impact of the program or policy on
all entities affected by it;
- relationships between the program or policy
and other programs and policies, including those of its sponsoring
organization as well as those of governments and other institutions;
- influences that have shaped the program or
policy; and
- the competence, character, and leadership of
the individuals and groups within the institution that sponsor and support
the program or policy.
Applications for Political Organizing and Advocacy
Application 36: "Citizen Action" Software for Political
Organizing
Application 37: "Citizen Action" Software for Political
Advocacy
Application 36 will be a project management application that will help citizens
to plan and organize the various tasks involved in the establishment of Political
Education and Action Groups (PEAGs) -- small groups in which citizens may
engage in political dialogue and advocacy. Another component of
this application provide interactive exercises that will help users to cultivate
the skills and attitudes that are essential for constructive political dialogue.
This component may serve as either a complement to or substitute for the video
workshops that also focus on these skills. Application 37 will
be a project management application that will help PEAGs, other groups, and
individuals to plan creative strategies for promoting their political views in
the public square. More specifically, it will provide a framework that
citizens may follow as they set goals for their advocacy, build coalitions with
other groups, select rhetorical strategies, and then communicate their message
to their audience (i.e. government officials and the general public).
Supplemental Applications for Understanding and Evaluating the Products
and Policies of Business Firms
"Informed Citizen" Software for Understanding the Products and
Policies of Business Firms
"Citizen Choice" Software for Evaluating the Products and Policies of
Business Firms
These applications will enable users to conduct comprehensive analyses of the
products and policies of business firms. Toward this end, they will help
users to
- understand how the issues surrounding a
product or policy are related to the three key 'inputs' in the
process of producing goods and services (physical resources, human
resources, and financial resources, often referred to simply as land, labor,
and capital); as well as a business firm's external relations
(customer relations, government relations, and community relations);
- understand and evaluate the ways in which the
product or policy impacts individuals, social groups, the environment, and,
if applicable, the cosmos as a whole;
- understand and evaluate the influences that
shape the policy or the purposes for which a product has been developed;
- understand and evaluate the ways in which the
product or policy reflect the competence, character, and leadership of the
business firm and its leaders.
G. Teaching editions
of each software application will be developed for use in exercises that are part of
the 'Dialogue in the Public Square' Curriculum (see section
II.A.3 below).
As part of this comprehensive curriculum, the software will be accompanied by printed textbooks as well as
video workshops (see
item II.A) that explain and demonstrate the various parts of our strategy for political participation.
H. 'Informed Citizen' Update: A Daily Survey of
Public Issues and Policies
The 'Informed Citizen Update' will be a brief daily broadcast of political
news and analysis. Our analytical method will guide our selection of news
stories and serve as the framework for our analysis of significant issues and
policies. Audio versions of the Update may be accessed by telephone.
A videotaped version of the Update will be made available through public access
cable television stations. Both versions will be available on the
internet. Each day's production will be condensed into a concise
ten-minute format. For example, a broadcast may present a cost-benefit
analysis of a prominent piece of national legislation. To the extent that
time allows, it would also explain how our analysis differs from the
perspectives of other voices in the public square. In addition, it would
briefly explore possible reasons for these differences.
The goal of this program is to provide an inexpensive, convenient way to
communicate our perspectives to individuals no matter where they are -- at work,
at home, in a car, or even standing in a commuter bus -- wherever they have
access to a cell phone, land line, computer, or television set. We have
also chosen this type of media because it will allow the message to be our
own. It will not require substantial financial backing from outside donors
who may have their own agendas, it will avoid the commercial considerations of
for-profit networks, and it will not be influenced by the political forces that
inevitably shape the content of public broadcasting networks. We will
provide the Update in as many languages as our resources will allow.
The topic for each day's broadcast will be e-mailed to interested persons who
subscribe to this service. Individuals may also arrange to receive the
broadcast at the same time every day through an automated phone call or through
an e-mail with the broadcast stored in an attached audio or video file.
I. 'Virtual Politics' Video Games
‘Virtual Politics’
is a set of internet video games that enables players to log in from any
internet connection and participate in a variety of mock political events,
institutions, and media productions. The purpose of the games is
- to
teach players how political parties and various political events are
organized,
- to
encourage them to explore the role of the media in public life,
- to
enable them to explore the role of lobbyists in the policymaking process,
and
- to
allow them to hone skills related to political analysis, public speaking,
facilitating discussions, debating, and collaborating in groups toward a
common goal.
In the ‘Virtual Political
Address’ game, players may provide the speech and control the gestures of
an animated speaker in the program. In
‘Virtual Debate’ players will be able to provide the speech and
control the gestures of the debaters and the debate moderator.
In the ‘Virtual Convention’ game, players will control the
convention Master of Ceremonies as well as convention speakers. They will also be able to put slogans on the hats, shirts,
and placards of convention delegates. In
each game, designated political ‘pundits’ or commentators may provide
insights and analysis during and after the events.
Once again, the purpose of these games is to teach players the purpose of
these events and how these events are organized. This is especially important for the convention version
because these are more elaborate events that provide valuable insights into the
ways in which political parties are organized and managed.
In addition, these games will help players to refine their public
speaking, debating, analytical skills.
In ‘Virtual Lobbyist,’ players who assume the characters of lobbyists
will be able to use all legal means in order to persuade public officials to
support rules and laws that advance the interests of their clients.
Players who assume the roles of public officials and party officials will
decide which lobbyists present the most persuasive case.
‘Virtual Host’ will invite players to host their own talk
radio and television programs. They
may invite public officials to appear on their shows (portrayed by other
players), and/or they may take calls from other players with questions or
comments. This game will also allow
players to produce shows that provide more in-depth analysis of significant
issues and policies.
‘Virtual Party’ is a much
more advanced game that creates a virtual ‘political world’.
Players will adopt the identity of animated characters who will form a
political party and create its public philosophy and platform.
In the 'Virtual Campaign' game, players may create candidates for
local and national office from any party. These
candidates, as well as their campaign staff and party officials, may then engage
in debates, hold rallies, compose flyers and brochures, create print, televised,
and radio advertisements; and participate in interviews with the media
(including virtual hosts of mock radio and television shows).
J. Web Pages for Organizations and their
Members
In an attempt to promote political participation
within entire organizations, we will invite any group – a business firm,
an environmental organization, a faith community, a labor union, etc. -- to create its
own organizational page on the Center's web site. On this page the group could highlight
issues and values of special concern that its members may review before using
our software programs for evaluating political parties, candidates, debates,
addresses, and/or policies. If a member submits his or her evaluation to
the Center's database, they would be able to compare their evaluation of a specific
party, candidate, etc., with evaluations conducted
by other members who have also submitted their ratings. The database would
also enable organization members to compare their evaluations with those
conducted by individuals outside of their organization.
K. "The Party Page"
'The Party Page' will be a section of the Center's web site that contains
'Party Profiles' submitted by the various political parties in a particular
country. The purpose of this program is to enable citizens to consider a
broad range of parties as they choose which, if any, to join. The profiles
will be created using our "'Informed
Citizen' Software for Political Parties." Citizens may rate each
party using our "'Citizen Choice' Software
for Evaluating Political Parties." Links to the web sites of parties will
also be provided. In addition, we will try to enable users to
link to profiles of candidates from each party who are running for offices in their area.
L. "The Advocacy Organization
Page"
As discussed below in our method for advocacy, advocacy organizations are
created in order to promote specific views and values in the public
square. These views and values may be related to politics, economics, the
environment, the needs and interests of groups such as the elderly, and any
other types of issues that are relevant to public life. They may focus on
issues in all contexts, from the local to the international level. They
may also promote candidates for political office on all levels of
government.
'Grass roots' advocacy organizations attempt to organize members of the public
in campaigns that promote specific views, values, and/or public figures.
They are essential parts of the democratic process because they help individuals
and small groups to amplify their voices as they speak out in unison on issues
that are important to them. Examples include such organizations as The
National Rifle Association and MoveOn.org. In this section of our web
site, we will provide brief profiles of grass roots advocacy organizations as
well as information on how to contact them. In our profile of each
organization, we will describe the issues and values that are the focus its
advocacy efforts. We will try to include all groups, regardless of their
'ideological leanings'. However, we will not include any groups that
promote advocacy through violent means.
II. Educational Curricula
and Programs
A. "Dialogue in the Public Square: A Curriculum for Political
Participation"
The
‘public square’ is a general term that describes the forum
of political dialogue in democratic societies.
The purpose of this curriculum is to help students to learn how to participate effectively in this public forum.
Like our overall strategy for political participation, the
curriculum will feature components in
political organizing, dialogue, analysis, and advocacy. It may be used in
high schools as well as colleges and universities. The curriculum will
include the following resources.
1. Textbook and Teacher's Guide
A textbook will thoroughly explain our strategy for political participation. A teacher's guide will provide suggestions on ways
in which educators may present this strategy to students. It will also
include instructions on leading the small-group exercises associated with the
video workshops described below.
2.
Video Workshops on Skills that Are Essential for Effective Political Dialogue in
Small Groups
A set of video workshops will help students to
learn about skills and attitudes that are essential for successful small group
discussions. These workshops will focus on such topics as listening
skills, assertiveness, managing conflict, respecting diversity, discussing
controversial issues, and consensus-building. They will also cover key
organizational skills such as running meetings, delegating responsibility,
setting goals, facilitating discussions, and motivating group members. In the first component of
these workshops, skills and attitudes will be defined and described. In a
second component, students will watch a demonstration of the skills in a small
group setting. In the third component, students will practice the skills
and attitudes in small group exercises (see the summary
of our strategy for political participation below). The lessons taught in
these workshops are especially valuable because students may apply them in many
aspects of their lives, including their relationships with family and friends,
their extracurricular involvements, and their career development.
3.
Exercises in Political Analysis and Advocacy
Students may complete a variety of creative projects related to our method for
political participation. They may create and promote their own mock
parties and candidates using our 'Informed Citizen' software for parties and candidates (see Applications
1 and 2 above), or they may gain an understanding of actual parties
and candidates (see Applications 5 and 6). They may gain an understanding
of addresses and debates --
actual or staged by students -- using applications designed for these events (7 and 8). They may
propose their own policies
and treaties using Applications 3 and 4, or they may carefully review policies and treaties proposed by public officials using Applications 9
and 10. They may also gain an understanding of socio-political movements,
broader social issues, foreign
governments, international institutions, non-governmental organizations, as well
as news and commentary in the media using Applications 11, 12, 13, 23, 25, 26,
28, and 29.
In addition, they may use
the 'Citizen Choice' applications to evaluate actual parties, candidates, debates, addresses, policies,
treaties, movements, broader social issues, foreign governments,
non-governmental organizations, international institutions, and media
information; as well as
the mock parties, candidates, debates, addresses, policies, treaties, and
international groups that they create in classroom exercises (see Applications
14-22, 24, 27, and 29). We will
provide printed 'Policy Guides' (see item I.C) that explore a broad spectrum of
policy areas (energy policy, health care policy, etc.). These guides will help students
to understand and evaluate all of the topics mentioned above.
Students may create a
strategy for advocating their views using Application 32.
More ambitious groups of students may use Application 31 in order to start their own political discussion groups.
They may then use the applications described above to analyze and evaluate a
variety of topics. If these groups wish to promote their views to government
officials, their fellow students, and/or the general public, they may use Application
32 as they plan their campaign.
If students do not have access to computers, we will provide educators
with a workbook that includes printed adaptations of the software applications
and the exercises associated with them.
4. Student Chat Rooms on our Web Site
Students may discuss their analyses of political topics in moderated chat rooms
on our web site. Teachers may limit their online conversations to others in their
class or encourage them to discuss topics with students from other schools that
use our curriculum.
5. Televised Programs from our 'Public Vision Project'
The curriculum may also include any of the programs produced by our proposed 'Public Vision
Project', including the 'Policy Lab: Spotlight on Issues and Ideas' series, the
'Profiles of Leadership' series, discussion panels, the 'Global Politics'
documentary series, and 'The Center Scorecard.' For a fuller explanation of these programs, see item
VII
below.
6. Daily 'Informed Citizen Update' Broadcasts
Students may listen to or watch an Update broadcast (see item
H), which may then serve as the focus of a classroom discussion.
7. 'Digital Debates' moderated, judged, and argued by students
Our staff will arrange on-line and webcast debates between students who attend different
schools that use our curriculum. Students will serve as debaters,
moderators, and judges for these events. They will be selected for these
roles by representatives of their school. Students may debate each other
as mock candidates for local or national office. In this election debate,
they would debate various issues related to their platforms. In a policy
debate, students would select a challenging public issue and then debate
different policies that address the issue. Before the debate, the debaters
will use our software applications to create platform or policy profiles.
They will then submit these profiles to us and we will post them on our web
site. During on-line debates, students may read the responses of debaters
as they are typed in to our web site. During webcast debates, digital video cameras will film the participants
in their schools and send the footage to our web site. We will coordinate
the video streams and telecast the entire debate from our web site.
Students may thus watch each other in different 'windows' on one TV
screen.
The judges for the debates will be drawn from participating
schools. They will use our software to evaluate the debaters' responses to
questions posed by the moderators. Their evaluations will be posted on our
web site. In addition, any student following the debate may select a
winner and then submit their choice to our site. We will post a summary of
this general poll as well.
8. 'Virtual Politics' Video Games
As described above in section I.I, these
internet-based games will allow students to log in from any internet connection
and participate in a wide variety of mock political institutions, events, and
media productions.
B. A Curriculum for Other Types of Institutions
(including PEAGs)
A similar curriculum will be
created for use in other types of institutions such as faith communities, salons
(neighborhood discussion groups), and civic groups. This curriculum will
contain all of the resources described above, though some resources may be
adapted for use in different types of organizations. Ideally, members of
these institutions will form PEAGs after they complete the curriculum.
This curriculum may also be used by PEAGs that may or may not be associated with
any larger organization.
C. Web-Based Distance Learning curricula will also be created for
home-schooled students as well as other individuals who wish to join an E-Learning
Group. These groups will be organized through our web site and
moderated by our staff. Group members will complete the entire curriculum
online. Many of the exercises will be online interactive sessions in which
participants will practice skills and strategies related to political dialogue,
analysis, and advocacy. After they complete the curriculum, group members
may form a PEAG among themselves, join an existing PEAG, or form a new PEAG with
others outside their group.
D. Intercollegiate, Interscholastic, or Interfaith Seminars will
invite all of the schools or faith communities in a region to reflect
upon and discuss a specific public issue. We would provide each
participating institution with profiles of the issue that are structured
according to our
framework for political analysis. This profile would include a summary of
the major ideological perspectives on an issue. We would then identify one
day or week during which schools or faith communities could discuss this issue
in large or, preferably, small groups of members or students. Participants
could also discuss the issue on our web site.
III. On-Line Newsletter
A weekly or bi-weekly newsletter could feature several types of articles. One
type would discuss the foundations of our analytical method (see section II.B below). Other articles could analyze past and present
political figures and issues using this framework. This publication could also review and propose promising strategies for advocacy. The target audience would include policymakers, members of
PEAGs, students who use our curriculum, and
interested members of the public at large.
IV. Conferences and Research
A. Research may be sponsored for scholars who wish to 1)
examine and evaluate our model for political participation, and/or 2) conduct research in
which they apply our analytical method to specific public figures,
issues, and movements.
B. Conferences may be
sponsored by the Center as well. These may focus on some aspect of our methods
for organizing, dialogue, analysis, and advocacy as well as applications of our analytical method to
public leaders and issues.
V. Retreats, Internships, and Institutes could be
sponsored in the Washington, DC, area for interested individuals, families,
church groups, and school groups. These programs could last
between one week and two months. All programs would include instruction in our
method for organizing, dialogue, analysis, and advocacy. The other components could be tailored to
the desires of our guests. They could do service projects, learn about
governmental and non-governmental organizations in the D.C. area, and/or work at
an internship with a government agency or nonprofit organization.
VI. Free Society Missions
would be a program in which volunteers would travel to other countries in order
to teach the basic elements of our political strategy to interested persons and
groups. This program would be especially directed toward fledgling democracies
and developing countries.
VII. Wisdom Corps: A Political Action Network
for Older Americans
This program will recruit older Americans (not just retirees) to participate
in Political Education and Action Groups based in their neighborhoods, faith
communities, civic organizations, and retirement communities. We hope to
give these individuals new opportunities to bring their experience and
historical perspectives into the public debate. We also hope that
participants will strive to leave a legacy of pragmatic and far-sighted
political advocacy for future generations.
VIII. The 'Public Vision Project': Exploring New
Directions in Public Policy
The 'Public Vision Project' will be a series of televised programs that promotes civic education and
political participation. This project is inspired by Bill Moyers' call for
the establishment of a 'Citizens Channel' that would provide critical
perspectives on pressing social problems. Our proposed programs would
focus on six key areas.
A. 'Policy Lab': Spotlight on Issues and Ideas
A 'Policy Lab' series could introduce viewers to issues and ideas that are
vital to the public good. We will especially focus on issues and policies
that do not receive much attention from the media and from public officials.
These may include a proposal requiring that all young people perform some sort
of civilian or military service, proposals for mandatory career counseling and
vocational training in schools, new ideas for energy conservation and for the development of
alternative sources of energy, as well as proposals to create and implement new
paradigms for international development. This program could also review
promising new policies that are already being implemented. We will use our method for political analysis to carefully examine the impact of these
policies on individuals, social groups, and the environment.
Through this
program we
hope to motivate citizens to demand that public leaders explore a broader
variety of policy options as they address complex and challenging issues.
B. Profiles in Leadership
Another program could profile persons around the world who have
provided exceptional leadership in civic and political affairs. These
figures may be public officials, community leaders, teachers, business leaders,
or anyone else who has performed exceptional service for the public good.
The programs may also profile organizations whose work has contributed in an
extraordinary way to the public welfare.
C. Discussion Panels
Another program would feature discussion panels on significant public
issues. We would structure these discussions according to our method for political analysis.
D. 'Global Politics' Documentary Series
In order to raise public awareness of political and social conditions in other
nations, the 'Public Vision Project' could also produce a series of documentary
films that profile the public life of international regions
around the globe, such as Southeast Asia and the Middle East. In a brief, 40- or 50-minute format,
we could examine important social issues in these regions using the concepts
and methods in our analytical framework. We could also review trends in
U.S. foreign policy toward these regions. In addition, we could explore
recent trends in the policies of international organizations, such as the World
Bank and the United Nations, toward these areas.
E. 'The Center Scorecard'
'The Center Scorecard' would be a televised program during which we would
evaluate important public policy proposals, debates, and televised
addresses. We would structure these evaluations according to the formats
in our software applications (see Applications 14-17 above). These
evaluations will also be published on our web site. Evaluations of
policies will be posted in the 'Policy Guides'
section of our web site. Evaluations of debates and addresses will be
posted in sections of our site that focus on current political events.
All of the programs produced in this project could be integrated into our civic
education curriculum (see item II above).
Outline
Our
Strategy for Political Participation:
Methods for
Political Organizing,
Dialogue, Analysis, and Advocacy
Summary of Our Strategy for
Political Participation
I. Renewing the Legacy of Political Dialogue in Small Groups
II. The Steps of Our Vision for Small-Group Political
Participation
A. Method for Organizing: Forming Small Groups for Dialogue and Advocacy
B. Method for Dialogue and
Analysis
C. Method for Advocacy
Outline of Our Method for
Political Analysis
I. Introduction to the Method
II. The Foundations of the Method: A
'Dynamic Systems' View
of the World
Part I: Key Elements of
Public Philosophies
I.
The Sources and Composition of Public Philosophies
A. Sources
B. Composition
1. Basic World View: Views on Human
Nature, Society, the
Environment, and the Cosmos
2. Values and Principles for Promoting Individual Development,
Social Progress, Environmental Stewardship, and Cosmic
Patterns of Change and Development
a) Views and Principles on the
Individual Level of Organization
b) Views and Principles Regarding
the Social Level of
Organization
c) Views and Principles Regarding
the Ecological Level of
Organization
d) Views and Principles Regarding
the Cosmic Level of
Organization
e) Views and Principles Regarding
Relationships between
These Four Levels of Organization
f) Overarching Principles and
Values Regarding the Goals of
Political Life
3. More Specific Values and Principles that Apply to Particular Areas
of
Public Policy
4. Principles for Dealing with
Trade-Offs between the Costs and
Benefits of Public Policies
5. Principles for Reviewing and
Revising Policies
6. Historical Perspectives: Reading 'The Signs of the Times'
7. Ideals for Participation in Public Life
a) Ideals for Public Leaders
b) Ideals for Groups and Individual Citizens
8. Ideals Related to the Character of Your Community or Nation as a Whole
9. Our Strategy for Political Participation as a Public Philosophy
Part II: Focus on Public Leadership:
Evaluating Public Figures and Political Parties
I. Evaluating the Competence of
Public Leaders
A. Three Key Dimensions of
Public Leaders
B. Vision and Leadership: The Fruits of Character and Competence
II. Analyzing Political Parties as Institutions
Part III: Recognizing and Evaluating the
Influences that Shape Platforms and Policies
I. The Power of Ideas
A.
A Party's Public Philosophy
B. Unique Aspects of a Public Figure's Personal Public Philosophy
C. Research in the Human and Natural Sciences
D. Analytical Studies
E. News and Commentary in the Media
II. The Influence of 'Special Interests' that Provide Votes and
Donations to Parties, Candidates,
and Elected Officials
III. The Influence of Public Opinion
A. The Quality of Public Opinion
B. The Amount of Influence
Wielded by Public Opinion in the Policymaking
Process
IV. 'Trade-Offs': Analyses of the Costs and Benefits Associated
with a
Policy or Platform
V. Risk and Uncertainty
VI. The Timing of Elections
VII. The Influence of Deal-Making Among Public Officials and
Party
Factions
Part IV: A Framework for Understanding and
Evaluating the Impact of Platforms and Polices
Focus on Domestic Policy
I. The Personal Level: The
Impact of Domestic Policies on Individuals
A. The Impact of Domestic
Policies on the Different Dimensions of an
Individual's Personality and Lifestyle
B. A Developmental
Perspective on the Human Person
C. The Developmental
Nature of Liberty and Fulfillment
D. Respecting the Full Range of Human Rights
and Recognizing Relationships
between Them
E. The Relationship between
Rights and Responsibilities
F. Integrating Individual
Initiative and Social Support
II. The Impact of Domestic Policies on the Social Level of Organization
A. Impact on Social Institutions
1. Special Institutional Focus on Governments
B. Impact on Social Sectors
1. Definition of Each Sector
2. Relationships within and between the Sectors
a) Relationships within Sectors
b) Relationships between Sectors
C. Impact on Levels of Social
Organization
1.
Recognizing the Full Social Scope of Social Issues and Problems
2.
Recognizing an Order or Priority that Should Govern Responses
to Issues on
Different Levels of Social Organization
3.
The Principle of Subsidiarity: Determining the Appropriate Locus of
Decision-Making for Initiatives that Address Social Problems and Issues
4.
Applying the Principle of Subsidiarity to Nongovernmental Institutions
a) Applying the Principle of Subsidiarity to Families
b) Applying the Principle of
Subsidiarity to Economic and Civic Institutions
5.
Social Processes and Dynamics that Include Many Institutions, Sectors,
and
Levels of Organization
6. Foreign Relations: Special
Focus on the International Level of Social
Organization
D. Impact on Socio-Cultural
Collectivities
III. The Impact of Domestic Policies on the Ecological Level of
Organization
A. Levels of Organization in
the Natural World
B. Relationships between
Species, Ecosystems, and the Biosphere
C. The Impact of Human
Activities on the Natural World
D. Promoting Sustainable
Technologies and Lifestyles through
Public Policies
E. Preserving Endangered Species
F. Preserving Wilderness Areas
G. Environmental Policies in
Platforms
H. Assessing the Environmental
Impact of All Public Policies
IV.
The Impact of Domestic Policies on the
Cosmic Level of Organization
A. Understanding and Evaluating Platforms and Policies
from the Perspective of One's Own Cosmic
Views
B. Recognizing the Cosmic Views of Candidates, Parties, and
Public
Officials
V. Recognizing the Impact of Domestic Policies on All Levels of
Organization and on Relationships between Different Levels of Organization
VI. Recognizing the Hierarchy of Value that Exists Among the Different
Levels of Organization
VII. Dealing with Trade-Offs
Regarding the Costs and Benefits of Domestic Policies
VIII. The Primacy of an 'Experimental Approach' to Creating and Refining
Domestic Policies
Focus on
Foreign Policy
(and the Impact of Domestic Policies on Foreign Relations)
I. The Impact of Foreign Policies on
Individuals
A. The Impact of Foreign
Policies on the Different Dimensions of an
Individual's Personality and Lifestyle
B. A Developmental Perspective
on the Human Person
C. The Developmental
Nature of Liberty and Fulfillment
D. Respecting the Full Range of
Human Rights and Recognizing
Relationships between Them
E. The Relationship between
Rights and Responsibilities
F. Integrating Individual
Initiative and Social Support
II. The Impact of Foreign Policies on the Social Level of Organization
A. Foreign
Relations and Social Institutions
1. The Impact of Foreign Relations on Institutions within Nations
2. The Impact of Foreign Relations on National
and International Institutions
a) National Governments
1) Dealing with
International Conflicts: A Special Issue for National
Governments
a. Nonviolent Strategies for Conflict Resolution
b. Principles Governing the Use of Military Force to Address
International Conflicts
c. Proactive Strategies for Promoting International Peace
b) International Institutions
B. The Impact of Foreign
Relations on National and International
Social Sectors
1. Relationships within Sectors
2. Relationships between Sectors
C. The Impact of Foreign Relations on Dynamics between Different
Levels of Social Organization
D. Impact of Foreign Relations on Relationships between Socio-Cultural
Collectivities
III. The Impact of Foreign Policies on the Ecological Level of
Organization
A.
Promoting Sustainable Technologies and Lifestyles
B. Preserving Individual
Species
C. Preserving Wilderness
Areas
D. Environmental Policies in
Platforms
E. Assessing the Environmental
Impact of All Foreign Policies
IV. The Impact of Foreign Policies on the Cosmic Level of Organization
A. Exploring the Cosmic Views that May Shape
Foreign Policies
B. Understanding and Evaluating Foreign Policy Platforms and
Proposals from the Perspective of
One's Own Cosmic
Views
V. Recognizing the Impact of Foreign
Policies on All Levels of Organization and on Relationships between Different
Levels of Organization
VI. Foreign Relations and the Hierarchy of Value that Exists among the
Different Levels of Organization
VII. Dealing
with Trade-Offs Regarding the Costs and Benefits of Foreign Policies
VIII. The Primacy of an 'Experimental Approach' to Foreign Relations
Attachments
Attachment 1: Evaluating a Public Figure's Psychological Health and Fitness
Attachment 2: Using Theories of
Human Development in the Creation and
Analysis of Public Policies
Part V: Exploring Relationships between Policies
I. Understanding and Evaluating Relationships between the Policies that
Comprise Platforms
II. Analyzing Specific Policies and Treaties
III. Analyzing Broader Strategies and Initiatives
The full text of the "Method
for Political Analysis" follows the
"Summary of Our Strategy for Political Participation" below.
Summary
of Our Strategy for Political Participation
I. Renewing the Legacy of Political Dialogue in Small Groups
Small groups of committed citizens have played a pivotal role in the spread of democratic ideals. Benjamin Franklin, a central
figure in the American revolution, created small groups in which
individuals could discuss important political issue and address pressing public
needs. These groups were
the grass-roots communities within which the ideals of free speech and vigorous
public discourse took hold. The challenges faced by democratic societies are more
complex in today’s world, but we believe that small group discussions still
provide the best opportunities for
persons to learn about the world of politics and then share and refine their own
political views.
The Center for Civic Education and Political Action seeks to
revive and adapt this tradition of small-group public discourse. We seek to
preserve the intimate and civil atmosphere of listening, learning, and sharing
in small communities. Yet we propose to refine
this tradition in three important ways. First,
we will introduce small group members to contemporary methods for conducting
constructive and engaging group discussions. We will also offer members
systematic frameworks and methods that will help them to understand and evaluate
political candidates, parties, debates, addresses, policies, movements, broader
social issues, foreign governments, non-governmental organizations,
international institutions, and media information. These frameworks are grounded
in a variety of contemporary scientific disciplines as well as traditional
political philosophy. They will provide citizens with a common set of
concepts that will facilitate clear and productive communication between group
members.
Finally, we will encourage members to use modern forms of mass communication
such as the internet in order to speak out effectively in the public square. We
are thus attempting to renew small group discussions as the primary forum for
political dialogue, yet we will use contemporary insights and technologies in
order to make this dialogue more civil, insightful, and persuasive in the
broader forum of public discourse.
II. The Steps of Our Vision for Small-Group Political Participation
In the sections below, we describe the steps in our vision for small-group
political participation. These include our methods for organizing,
dialogue, analysis, and advocacy. Before discussing these methods, we need
to clarify three points about the meaning of these terms and their relationships
with one another in the process of political engagement.
First, the term 'political organizing' is often used to describe a process of
bringing persons together and helping them to advocate policies that reflect their
views, values, and interests. In our strategy, however, it only refers to
the process of forming small groups and training their members.
In addition, since groups
analyze topics in the course of their dialogue about them, 'dialogue' and
'analysis' are not really separate steps in the process of political
participation. They are listed separately in order to highlight the
crucial role that sound analysis plays in the broader process of political
engagement. In addition, because it
is so elaborate, our analytical method is discussed in a separate component of
the curriculum. In reality,
however, it is part of the strategy for dialogue.
Finally, we separate 'analysis' into two distinct tasks: understanding
and evaluation. In the process of understanding, one seeks only to gain
knowledge about a topic. In the process of evaluation, one may then
make value judgments about that topic on the basis of the knowledge that
one has gained. This distinction is a central part of our vision for civil
and effective public dialogue. It calls citizens to be more objective,
thorough, and open-minded as they discuss issues and public figures, since they
must develop a clear understanding of a topic before passing judgment on
it. In our 'Public Square' suite of software applications, we encourage
citizens to respect this distinction by providing them with separate sets of
applications for understanding and evaluating topics.
A. Method for Organizing: Forming Small Groups for Dialogue and Advocacy
Formation
The first step in this political vision involves political organizing in a very
basic sense: the creation of Political
Education and Action Groups (PEAGs). As described above, PEAGs will be groups of persons who come together to
engage in political dialogue and action. These groups may be composed of
individuals in the same family, neighborhood, faith community, workplace, school, or civic group.
They may also be composed of individuals who meet each other on our web
site. They may meet in person or strictly over the internet. On our web site, we will help individuals to
found PEAGs. We will also help existing PEAGs to recruit new
members. Our "'Citizen Action' Software for Political
Organizing" will provide step-by-step guidance for forming these groups.
Training
Before taking an active role in group discussions, prospective members of PEAGs will
have to
complete an orientation program that consists of three components. The first component
is a series of brief workshops. These workshops will cultivate skills and
attitudes that are essential for successful
small group dialogue. They will focus on communication skills (listening
skills and assertiveness training), public speaking, brainstorming, respecting diversity,
managing conflict, discussing controversial issues, consensus building, group
dynamics, and facilitating small group discussions. Other workshops will help members to
learn general organizational skills such running meetings, setting goals, motivating
members, delegating
responsibility, and planning successful events. Groups
will also learn how to facilitate the formation of new 'colony' PEAGs in their
area.
The workshops will be produced on a series of videos that PEAG leaders may
show to their members. Most of the workshops will have three parts.
A didactic component will define and discuss the skills and
attitudes covered in a given workshop. In
a demonstration component, the videos will then show individuals
illustrating the skills and attitudes in a small group discussion.
Finally, the videos will ask viewers to demonstrate the skills and
attitudes in a small group exercise.
Our
textbooks and software applications will provide instructions for facilitating
these activities. They may be conducted either online (in chat rooms)
or in person.
PEAG leaders will complete a report on each
workshop sponsored by their group. This report will include the date and
location of the event, the name(s) of the workshop's facilitator(s), a list of
attendees, and a brief evaluation of the workshop. Our software for
political organizing will provide a form for this report that can be completed
electronically and then submitted to our web site. Printed versions
photocopied from our textbooks may be submitted by fax or mail. In order
to post political opinions, recruit members, and build coalitions on our web
site, PEAGs will have to demonstrate that all of their active members have
completed the full complement of required workshops.
It is worth noting that the skills learned in these workshops will be
useful to members in ways that extend beyond their role as citizens in public
life. Their participation in family life, in civic and
spiritual organizations, and in job-related projects should be richer and more
rewarding as they practice and master basic strategies for cooperating with
others toward a common goal.
The second major component of this orientation program will be a thorough introduction
to our 'Method for Political Analysis'. This framework will be described in our textbooks and
in tutorials that are included in our software
programs.
In the third component, members will learn how to persuasively advocate their
views in the public square. This component will include two additional
workshops: one in setting goals for advocacy campaigns and one in coalition
building. After these workshops, members will be introduced to a variety of
creative methods for expressing and advocating their views in the public square (see the section on
'Advocacy' below).
Throughout the course of their orientation, new members will participate in a
variety of 'ice breakers' that
will help them to get to know each other on a more personal level. These
activities will invite them to share their values, interests, and hobbies.
They will also be encouraged to compose a 'political biography' -- a history of
their political views and involvement. This biography should include an
exploration of the reasons why they have chosen to participate in a PEAG.
Looking to the future, new members may then share the ways in which they aspire
to grow as individuals through their participation in a PEAG. They may
also offer their hopes for the success of the PEAG as a whole. Groups will
discuss their shared goals and expectations in more depth in their workshop on
goal setting. Another exercise will help
members to refine their political judgment. They will learn about
attitudes and behaviors that facilitate sound political judgment as well as
factors that cloud our judgment regarding political affairs. A
third exercise
will help members of faith communities to make connections between their
political views, values, and affiliations and the views and values of their
faith tradition.
As a whole, this orientation program is designed to help PEAG members to
communicate and cooperate with each other as informed citizens, each with something
valuable to contribute to political dialogue and action.
B. Method for Dialogue and Analysis
Our method for dialogue and
analysis involves three steps: selecting topics, understanding and evaluating
topics, and consensus building.
Selecting Topics
After their orientation is complete, PEAGs may engage in dialogue and
analysis. In the course of their dialogue, they will first select a topic
for discussion. The topic could be
practically anything related to politics -- a party, a candidate, a debate, an
address, some area of public policy, such as housing or education policy; a
socio-political movement; news and commentary in the media, a broader social
issue (such as poverty or gun control) an international organization; or a
foreign government.
Understanding Topics
After they select a topic, PEAG members will use our analytical method to gain a
comprehensive understanding of their topic. The ‘Method for Political
Analysis’ presented below may be used to understand parties, candidates,
debates, addresses, public policies, and treaties. Part I of this method will help them to understand the public
philosophies of political parties and public figures, including candidates,
speakers, and sponsors of legislation. Part II explores the character,
leadership, and competence of public figures as well as the character and
leadership of political parties. Part III examines the various influences
that shape policies and platforms. Part IV systematically investigates the
likely impact of platforms and policies on individuals, social groups, the
environment, and the cosmos as a whole.* Part V explores relationships
between policies. This final part focuses on relationships between
different policies within platforms as well as relationships between proposed
policies and other policies related to them.
We will create revised versions of this method that PEAG members may use to
analyze other topics, such as social movements, news and commentary in the
media, broader social issues, international organizations, and foreign
governments. In addition, our Policy
Guides (see I.C above) may be used by groups that wish to use our software
or workbooks in order to analyze public policies. These guides will help
members to clarify key issues and problems relevant to a specific area of
policy. They will then guide them through an analysis of the ways in which
these issues and problems are relevant to the welfare of individuals, social
groups, and the environment. Finally, the guides will review policy
options that have been or may be proposed to address these issues. Readers
will be encouraged to brainstorm their own policy proposals as well.
In general, the goal of this stage is simply to gain a thorough
understanding of the different aspects of a topic before evaluating
the topic. Our 'Informed Citizen'™ and 'World Citizen'™ software applications will be
helpful for this process of understanding (see Applications 5-14, 25, 27, 28,
30, and 31 above). (For those who do not have access to a computer, these
applications will be converted into exercises that will be included in our publications.)
* If a
group espouses beliefs about the universe as a whole, and these views are
relevant to their political views, they may wish to discuss the impact of
platforms and policies on this most inclusive level as well. If they do
not espouse any politically relevant cosmic views, it is not necessary to
explore the impact of platforms or policies on this level. For an
detailed explanation of these different levels of organization, see the section
below entitled "The Foundation of this
Method: A 'Dynamic Systems' View of the World".
Evaluating Topics
After gaining a comprehensive understanding of the topic of their discussion, PEAGs may then
carefully evaluate their topic.
In the 'Citizen Choice'™ and 'World Citizen'™ software applications described above (see
Applications 15-24, 26, 29, and 31), we convert our
analytical method into a comprehensive framework for evaluating topics
(also provided in printed exercises). For example, after PEAG
members gain a clear understanding of a party's or a candidate's platform, they may evaluate how effectively the platform
promotes the well-being of individuals, social groups,
the environment, and the cosmos as a whole (if applicable). They must then
decide if the benefits of the platform outweigh any costs -- financial
or otherwise -- associated with it. This type of evaluation is called a
cost-benefit analysis. It
is discussed in more depth in Part III of our 'Method for Political
Analysis.' In
addition, they will evaluate the influences that shape the platform as well as
the character and leadership of the party or candidate. For other topics, they may
assess a specific policy, a political address, or a debate.
As mentioned above, other versions of this method will enable PEAG
members to evaluate positions on broader social issues, foreign governments,
international institutions, socio-political movements, and news and commentary
in the media.
Consensus Building
After carefully analyzing and evaluating their topic, group members may then wish to reach a
consensus that represents the group's collective judgment on the
topic. For example, they may wish to identify a specific party, candidate, policy, or set of
policies* that, in their view, best promotes the public good. Or they may
wish to declare a winner of a debate, or make a collective judgment on the
quality of a political address. In order to help the group come to an agreement on
a position that all may support, group members will learn skills, attitudes, and
strategies for consensus building. When a consensus has been reached, PEAG
members may then wish to explore ways to advocate or promote their
views in the public square (see the section on 'Advocacy' below).
*
If a group is trying to reach a consensus on policies, we recommend that they take an 'experimental approach' to public
policy-making. As discussed in our Mission and in section
VIII below, this approach
suggests that public policies should be created, implemented, and refined through a careful
process of trial and error. In this process, policymakers should, whenever
possible, address a challenging social problem with different policies in different regions
or with different policies in the same region at different times. After
the different options have been given a sufficient trial period, policymakers
may then step back and try to determine which of the alternative policies most effectively
achieved
the desired results. If it is not possible to implement different
policies, this approach demands that legislators review and, if necessary,
revise the policies that they implement so that these policies will most
effectively achieve their goals.
If they adopt this experimental approach, PEAGs do not necessarily have to
reach a consensus on just one policy to advocate. They may decide
to promote a cluster of policies that all seem promising. They may
then call on leaders to 'experiment' with the different policies in different
regions, or at subsequent times in the same region. This
approach will help groups to appreciate the complexity of social problems and to
honor a variety of promising proposals that may be suggested within the group
and within the public debate as a whole.
C. Method for Advocacy
After reaching a consensus on the views and positions that they would like to
espouse, PEAG members may then begin to plan a strategy for advocating their
views in the public square. Our ‘Citizen Action’ Software for Political Advocacy
will help members to plan this strategy using our method for advocacy (as with
all applications, we will provide groups with printed worksheets based on this
application if they do not have access to computers).
Our method for advocacy involves several steps. Groups should first
clarify the goals and objectives of their advocacy campaign so that they can make
the best use of members' valuable time, talents, and resources. PEAGs may
then recruit other groups as well as individual citizens who may wish to form a partnership or coalition.
These coalitions may combine their resources in a broader advocacy campaign that may have a greater
impact on the policymaking process. Next, groups should select
effective rhetorical strategies or ways of composing their message to
different audiences. And finally, groups should choose strategies for
communicating their message to these
audiences. These strategies may include
relatively simple activities, such as writing a letter to an elected official,
as well as more ambitious projects such as vigils, ‘teach-ins’, and rallies.
Each of these steps in the advocacy process is discussed below.
Clarifying Goals and Objectives
PEAGs
should first identify specific goals and objectives
that they would like to achieve through their advocacy. These should
be related to three basic goals of advocacy: reaching, sharing, and mobilizing.
Advocates must first identify and reach out to individuals and
groups who can help them to promote their cause. They may try to reach
a smaller 'niche' audience, a broader public audience, and/or specific public
officials. They must
then share their views with others in a civil, clear, and persuasive
manner. Finally, they must mobilize individuals and groups to take
specific actions that promote their cause. In short, advocates must somehow
communicate to their audience: "This is an important issue."
"This is why it's important." "This is what we can do about
it." We will help groups to adapt these goals to local, state,
national, and international advocacy campaigns.
Building Coalitions
As they clarify the goals of their campaign, PEAGs should
consider forming coalitions with other PEAGs, with other organizations, and/or
with individual citizens who may wish to join their cause.
The advantage to this, as mentioned above, is that coalitions can combine their
creativity and resources. They may then plan more ambitious strategies for
communicating their views to a wider public audience and to public officials.
The Center's web site will facilitate coalition building among PEAGs who desire
to do this. In a special section of the site, we will allow groups
that are interested in forming coalitions to publish a summary of the views and
positions that they would like to advocate. After groups with compatible
views find each other, we will provide special 'coalition chat rooms' in which
their leaders may discuss the coalition's goals and strategies.
The web site will also help PEAGs to form coalitions with established advocacy
organizations. Advocacy organizations
are created in order to promote specific views and values in the public
square. These views and values may be related to politics, economics, the
environment, the needs and interests of groups such as the elderly, and any
other types of issues that are relevant to public life. They may promote
their causes on a variety of levels, from their local community to the
international arena. They
may also promote candidates for political office on all levels of
government.
'Grass-roots' advocacy organizations attempt to organize members of the
public in campaigns that promote specific views, values, and/or public
figures. They play an essential role in the democratic process because
they help individuals and small groups to amplify their voices as they speak out
in unison on issues that are important to them. Examples include such
organizations as The National Rifle Association and MoveOn.org. We will
provide profiles and contact information on these and many other groups in the
section of our web site entitled "The Advocacy
Organization Page."
PEAGs may wish to formally coordinate advocacy efforts with advocacy
organizations, particularly if these organizations are local groups. PEAGs
may also wish to join in the grass-roots efforts of larger advocacy
organizations. For example, they may choose to participate in a nationwide
campaign of writing e-mails or letters to members of Congress regarding an
important policy or issue. This type of participation may be considered
coalition building in a less formal and organized sense, since PEAG members will
not actually participate in the planning of advocacy efforts. Yet it is still a
very effective advocacy strategy. It is discussed further in the section
on advocacy strategies below.
Finally, we will help PEAGs to formulate strategies for contacting individual
citizens and other types of organizations that may wish to participate in their
campaign.
If they would like to build coalitions with other groups or recruit
individual citizens to participate in a campaign to promote a policy position,
PEAGs will have to pursue their advocacy goals in two stages. In the
first stage, they will have to reach other individuals and groups, share their
views with them, and mobilize them to communicate their views to
policymakers. In the second stage, they will have to reach policymakers,
share their views with them, and try to mobilize them to take action through the
policymaking process.
After groups have clarified their goals and identified possible coalition
partners, they may then select rhetorical
strategies and methods of communication that will best achieve these
goals. Rhetorical strategies are the forms in which groups compose their
message. Methods of communication are the strategies that groups will use
to actually convey their message to others in a clear, compelling, and persuasive
manner.
Choosing Rhetorical Strategies
Groups may use a variety of different rhetorical strategies as they articulate and
defend their
positions. As they advocate candidates, parties, and policies, groups must
first provide a systematic explanation of the ways in which policies and platforms promote
the well-being of individuals, social groups, the environment, and the cosmos as
a whole (if applicable). For example, a group
may explain how a vocational training program will benefit individuals as
well as the institutions that employ them. If this program trains
individuals to work in industries that protect the environment, such as clean
energy or mass transit, then the group may discuss the benefits of the program
for the environment as well. Groups should also explain how the benefits
of platforms or policies outweigh any costs -- financial or otherwise --
associated with the policies or platforms. This rhetorical strategy may
thus be described as a comprehensive cost-benefit analysis of a policy or
platform. This type of analysis is essential to any credible campaign for
advocating platforms or policies. As mentioned above, it is discussed in
more depth in Part III of our 'Method for Political Analysis.'
Groups may also promote their views by weaving a
historical narrative. In
this approach, groups describe how their advocacy campaign fits into a broader
progressive historical movement.* For example, if a group is advocating civil
rights legislation, they may claim that this legislation is part of a
wider global movement that seeks the liberation of all persons who have been
oppressed because of their race, religion, gender, etc. This strategy is
powerful for two reasons. First, it helps one's audience to make sense of
the past and, more specifically, to identify meaningful events and trends.
Second, it opens up a hopeful, progressive vision of a future that the audience
can shape by supporting a particular candidate or policy.
* In order to help citizens to place
their views or 'causes' within one or more social movements, we will provide
brief descriptions of a variety of different social movements from throughout
American history. Some of these include the Abolitionist Movement, the
Labor Movement, the Women's Movement, the Civil Rights Movement, the
Environmental Movement, the Pro-Life Movement, and the Reagan Revolution.
Many of these movements are or were international in scope. We will thus
describe their reach beyond American borders as well. For all of these
movements, we will briefly discuss their goals, the key individuals and
organizations that have led and sustained them, key turning points within them,
and some of the specific public policies associated with them. This broad
historical perspective will enable citizens to see how their cause may be part
of movements that have continued over several decades, or even centuries.
It will also enable citizens to entertain the prospect of reviving, renewing,
and/or revising movements that may have lost their focus and momentum. In
addition, it may help citizens to join forces with larger organizations that are
the driving forces behind contemporary social movements. It may even
inspire citizens to start a new social movement!
Stories are simpler but very effective rhetorical strategies that can be
used to promote policies and public figures. Stories about significant
episodes in a candidate's life can illustrate the candidate's most admirable
personal qualities. Stories can also communicate the need to enact a
policy. For example, if a group is advocating a policy that is designed to
alleviate poverty, its members may tell stories about the daily hardships that
must be endured by the persons who will benefit from the policy. They
may then describe how the policy will eliminate some or all of these
hardships. The use of stories is an especially persuasive rhetorical
strategy because stories can engage an audience's imagination, emotions, and
sense of values in profound and enduring ways.
Other simple but effective rhetorical strategies include the use of songs,
slogans, and symbols in advocacy campaigns. Slogans
and symbols can powerfully summarize the key views and values that groups
espouse. Symbols may also become a sort of 'trademark' that
immediately identifies your group or coalition to others. Songs can both
communicate insights and cultivate a deep emotional commitment to one's cause.
When sung by large groups, songs can create an intense feeling of solidarity and
purpose among group members.
Choosing Means of Communication
After they have selected one or
more rhetorical
strategies, groups may then evaluate methods for communicating
their message to their audience.
If they are trying build partnerships or coalitions with individual citizens and civic groups, they may
decide to hold a public forum on an issue or policy. They may also
distribute flyers that explain their views in some well-traveled public
place. If they are trying to reach policymakers, they may write letters to
them or invite them to attend a forum or panel discussion. Our
publications and political action software will provide step-by-step guidance
for planning a wide variety of different communication strategies.
We will also rate each method according to several criteria that are
derived from the goals of advocacy described above:
* cost;
* potential exposure: the number of persons likely to be reached by a
specific method of communication;
* potential for education: how effectively the group will be able to
explain its views to others through a particular method. Panel
discussions provide excellent opportunities for this.
Passing out flyers at a shopping mall may reach a lot of people, but it will not
provide the best forum for dialogue, questions, and clarification.
* potential for mobilizing: the potential for encouraging others to take
concrete, coordinated steps in support of one's position. Again, PEAGs will be able to
do this more effectively by planning activities that involve extended
interactions with other groups and individuals. Communication methods that involve brief interactions (such as
distributing flyers) do not provide as much opportunity for mobilizing others to
take action.
* continuity or long-term effectiveness: measures how long
the method will have an impact on the intended audience. Advocating views
by starting a discussion group may have a long-term impact on participants.
Canvassing neighborhoods in order to encourage others to vote for a particular
candidate in an upcoming election has a more limited, short-term impact.
As methods of communication are being planned and implemented, our textbooks and
software programs will help group
leaders to delegate tasks to group members and keep track of the various
tasks as they are being completed.
Below we describe how groups may use a variety of methods for communicating
their support for candidates and their positions on public policies.
Communicating Support for Candidates
Citizen groups may advocate candidates in a variety of ways. They may, for
example, submit letters to the editors of newspapers that describe why they support a particular
candidate. They could also advocate their candidate on a 'call-in' radio
talk show. These methods reach a broad public audience yet cost
nothing. Another inexpensive strategy is distributing campaign literature door-to-door in
neighborhoods or in public places such as malls. In addition, groups may promote their candidate in chat
rooms on the internet or in a special web site that they create. All of
these methods may include summaries of groups' cost-benefit
analyses of candidates' platforms. They may also include stories from a
candidate's life that illustrate the candidate's character and leadership.
Using a variety of
other rhetorical strategies, group members may wear buttons and t-shirts on which are
printed slogans and symbols that express the core views, values, and policies espoused by
the candidate whom they support. Groups can plan more ambitious
communication strategies
by forming coalitions and pooling their resources. They may then run ads
or notices in print or broadcast media that reach a wide public audience.
Or they may hold a large and well-publicized rally in their community for their candidate.
Grass-roots advocacy organizations may also provide opportunities for
PEAG members to advocate candidates. PEAGs may urge these organizations to
officially endorse a specific candidate for an office. For their part, advocacy
organizations may arrange for graphic artists to design electronic or printed flyers that
profile candidates and their platforms. PEAG members may then post printed flyers within
their communities or e-mail electronic flyers to other interested persons.
Communicating Positions on Public Policies
Most of these options as well as many others are available to groups that wish to communicate their
positions on public policies. Groups may communicate their views directly to public officials in a
variety of ways. They may, for example, attend a public hearing on a
particular policy and voice their opinions directly to the public officials who
attend. They may also meet with officials in their offices. In
addition, they may convey their
views by writing, calling, or e-mailing government officials.
They
may communicate their views to the wider public in many creative ways.
Using the same strategies described above, they may write letters to the editors
of newspapers, participate in call-in radio shows, and pass out flyers that
explain their position. If
groups wish to communicate their policy positions on-line, they may
participate in internet chat rooms or post their views on message boards.
They may also create a web site that promotes their position. They may
compose slogans and create symbols and then print them on
buttons, bumper stickers, and/or t-shirts.
Once again, more ambitious groups
could form coalitions with other groups
in order to reach a wider audience as they promote their views.
If groups build large enough coalitions, they could place notices in
print or broadcast
media that reach a very large public audience -- including public officials.
They could also plan large-scale vigils and peaceful public demonstrations in support of
their policy positions. In addition, they could call for boycotts of businesses
and/or public services in order to pressure governments to enact, repeal, or
change a particular policy. For example, if members of a particular race
believe that a state has enacted a racist policy, they may call for a boycott of
hotels and tourist attractions in that state. In this way, they may
persuade the owners and employees of these businesses to pressure state leaders
to repeal the policy. They may also boycott public services such as
transit systems. The resulting loss of public revenue may persuade
legislators to repeal the policy. The latter strategy was successfully
employed during the Civil Rights Movement of the 1960's.
PEAGs may pursue other effective options by participating in the campaigns
of grass-roots advocacy organizations. These organizations may coordinate
large-scale efforts to speak out on important policies. They may, for
example, coordinate rallies around the country in order to promote or protest
against specific policies. PEAGs can play an important role in recruiting
members of their community to attend these rallies. Advocacy organizations
may also coordinate campaigns in which members of the public are urged to write
a letter or e-mail to members of Congress regarding a specific policy.
PEAGs can urge their members as well as other individuals and groups to
participate in these campaigns.
Coordinating
Forums for Dialogue or 'Town Hall Meetings'
On their own or with other organizations, PEAGs
could coordinate forums
for political dialogue in schools, neighborhoods, faith communities, and/or civic
groups. These forums are often
referred to as 'Town Hall Meetings.' The topics of these forums could be parties, candidates, policies,
debates, or any other political topic that they wish to discuss. Candidates,
party representatives, and sponsors of policies could be invited to attend in
order to discuss their policies and/or platforms. Our
methods for dialogue and analysis could be used to
provide a format for these discussions. PEAGs
may distribute brief descriptions of these frameworks to those
who attend. They could also
encourage participants to form their own PEAGs so that they may take part in
further discussions of important figures and issues.
All
of these methods for communicating views – and many more besides – will be
included in our textbooks
and in our ‘Citizen Action’ Software for Political Advocacy.
Our Method for Political Analysis
I. Introduction to the Method: Understanding and Evaluating Political Figures, Institutions, Events, and Policies*
In a general sense, this method
has been created in order to broaden, clarify, and refine the terms of
political discourse that are commonly used in the public square. We hope
to help citizens and their elected officials to clarify the goals of political
life, and then to discuss, in a concrete and systematic way, the various types
of public policies that should be created in order to achieve those
goals.
More specifically, this method should enable citizens of all parties, philosophies, and
creeds to better understand and evaluate political figures, institutions, and issues.
Citizens may use it to conduct a detailed and systematic analysis of political
topics. They may then make decisions that are more informed and
carefully considered. This method is also
designed to encourage parties and candidates to clarify their policy positions
as well as their overall public philosophy. Hopefully, as more citizens use
this framework to
refine their political views, candidates and officials will feel more obliged to
articulate and defend their ideas in a concrete and coherent manner.
In order to encourage parties, candidates and officials to use this framework, we
propose to create simple software programs, structured according to the method, that they may use to clarify their public philosophies, articulate
their campaign platforms, and defend
their policy proposals (see section I.F, Applications 1-4 in the list of the Center's programs above). To make
it easier for citizens to use this framework, we propose to create a variety
of programs that will help citizens to analyze and evaluate political figures,
parties, debates, addresses, and policies. (see section F, Applications 5-10,
15-20).*
The Parts of the Method
Our analytical method consists of several components. The first is an
exploration of the public philosophies that shape the platforms and policies of
parties, candidates, and public officials. The second is a
careful examination of the competence, character, and leadership of parties and
public figures. The
third focuses on the various influences that shape platforms and
policies. The fourth is a comprehensive framework for analyzing the impact
of platforms and policies on individual persons, social groups, the environment,
and the cosmos as a whole. The fifth is an exploration of the ways in
which different policies and areas of policy are related to each other. In the analysis
of platforms, this component explores the ways in which parties and candidates
integrate different policies into broader strategies that address a social issue
or problem. In the analysis of specific policies, this component seeks to
clarify how a policy may be part of a larger strategy for addressing an issue. It also explores the ways in which other areas of
policy might be adversely or positively affected by
a specific policy.
The five components of our method will help parties, candidates, and public officials to
communicate their philosophies, platforms, and policy proposals to the general
public. They will also enable citizens to analyze and evaluate these topics.
Using our software applications and worksheets, citizens may construct 'webs' of
information that will enable them to gain a comprehensive
understanding of parties, candidates, and public policies (including treaties).
Policy and Treaty Webs are structured
by five 'circles' of information. The first is a clear presentation of the
policy or treaty, the issue that it addresses, and a brief history of other
policies or treaties that have been enacted to address this issue. The
second focuses on the ideas, interests, and other influences that shape the
policy or treaty. The third focuses on the
character and leadership of the sponsors of a policy or treaty. The fourth is a
comprehensive exploration of the likely impact of a policy or treaty on individuals, social groups,
the environment, and the cosmos as a whole (if applicable). The fifth
seeks to identify relationships between the policy or treaty and other proposed and
existing policies or treaties.
Party and Candidate Webs have five circles of information: a summary of
the candidate's or party's public philosophy, an examination of
the character and leadership of the candidate or party, an analysis of the
different influences that shape their platform, a systematic analysis of the
impact of the platform on the four levels of organization mentioned above, and
an assessment of the relationships between the different areas of policy
that comprise the platform.
The method may also be used to analyze debates and political addresses.
It will enable citizens to create profiles for each of these events.
These profiles will include 1) the areas of policy covered in the event, 2) the
competence, character, and leadership demonstrated by the speaker or each debater, 3)
analyses of the impact of the various proposed policies on the welfare of
individuals, social groups, the environment, and the cosmos as a whole (if
applicable), and 4) an exploration of relationships between the various
proposals put forth by the speaker or by each debater.
Citizens may consult these webs and profiles as they evaluate parties,
candidates, debates, addresses, policies, and treaties. These evaluations
may be conducted using our 'Citizens Choice' software applications or printed worksheets provided in our publications. As mentioned above in our
description of the software, they will enable citizens to assess
- the public philosophies of parties, candidates,
speakers, debaters, and sponsors of legislation,
- the character and leadership of these organizations and
public figures,
- the influences that shape policies and platforms that
are proposed by parties and public figures,
- the likely impact of platforms and policies on the well-being of individuals, social groups, and the
environment,
- relationships between the various policies that
comprise platforms, and
- relationships between proposed policies and other
existing or proposed policies.
* As mentioned above, revised versions of
this method will be created in order to allow citizens to understand and
evaluate interest groups, social movements, broader social issues, media information, foreign
governments, international organizations, and non-governmental organizations.
II. The Foundation of this
Method: A 'Dynamic Systems' View of the World
Our method for political analysis is grounded in two
important ways of
understanding the world: a "systems" view and a "process"
view of the world. The systems view focuses on the interconnectedness of all things
– individuals, societies, and ecosystems. The process view reveals how
things change and develop over time.* These
'systems' and 'process' views simply acknowledge that we live in space and
time -- a space that is filled with many interconnected things, all bound
together in a temporal process of change and development. We may combine
these two views into one overarching perspective: a 'dynamic systems'
world view. This perspective seeks to understand how all things relate to
each other as they undergo patterns of change and development. Below we
discuss in more detail the 'systems' and 'process' perspectives that comprise
this overall world view. We also describe how the 'dynamic systems' world
view structures various aspects of our method for political analysis.
(*The 'process' perspective does not apply to the nature of
any deity(ies) that may be part of one's religious beliefs. We are not
claiming that a divine being or beings has/have a changing and developing
nature. We refer only to
humans and the world around us.)
A 'Systems' View of the World
The systems view focuses on the relationships that exist between all
things. From a systems perspective, one
may discover how one’s ideas and actions are never isolated. Rather, they
affect other individuals and groups in a variety of ways. Similarly, the
programs and policies of specific groups affect other groups, the actions of
nations affect other nations as well as countless individuals, and the actions
of human societies as a whole have a profound effect on other forms of life and
entire ecosystems. In a very real way, the world around us is part of one big system
made up of myriad interrelated individuals, groups, ecosystems, and geographic
features.
A systems view of the world also affirms that all entities
are composed of interrelated parts. Thus, in order to bring greater order and clarity to
this world system and all of its interrelationships, we will break it down into different "subsystems"
that comprise it. These subsystems include four different levels of
organization, moving from the least to the most comprehensive. They include 1)
individual persons, 2) social groups, 3) ecosystems and
finally 4) the cosmos as a whole. [In most contexts, the cosmic
level simply refers to the Earth as a whole. However, when analyzing
religious or philosophical views, this level may refer to laws (e.g. karma),
principles (yin-yang), or divine plans that are relevant to the entire universe].
We use these four levels as the basic outline of our framework for analyzing
public philosophies, platforms, and policies. It is important to remember that there are no
strict separations
between these levels in the real world. In fact, as one moves from the
least to the most comprehensive level, each previous level is included in or
subsumed by the next successive level: individuals are subsumed into the social
level, social groups are part of ecosystems, and all ecosystems are included in
the cosmic level. Nonetheless, this framework is useful because it breaks the world up into manageable parts that can be
understood with greater precision and clarity. Starting on the level of
individuals, we can gradually construct the larger context of the world around
us as we attempt to make sense of political issues and events.
Sets of Components on Each Level of Organization
Within each subsystem or level of organization, our analytical method highlights a
clearly defined set of components that comprise the various entities on that
level. Once again, consistent with our 'systems' view, it is assumed that these components are related to each other
on each level, and that each level is connected with the other levels.
Consistent with our 'process' view (see below), these
sets of components are also put in motion -- they are
understood as changing and developing entities.
Various disciplines in the human sciences, the natural sciences, the humanities,
and especially ethical theory all provide clarity in the details of
understanding these components, whether they be various dimensions of the
person or the types of institutions that make up society (see diagrams
below). On the different levels of organization, we draw from diverse
fields such as psychology, sociology, traditional
political theory, economic theory, philosophy, and ecology. By initiating
dialogue between these fields and ethical theory, we offer values and principles that describe how to
most effectively promote the
well-being and development of each set of components, thus enabling these
various components to contribute in some way
to the public good. Using
these sets of components, values, and principles, citizens may systematically
explore how platforms and policies will affect
the development of entities on each level of organization.
The Individual Subsystem
Components of the self or of human
nature may be described using two different but complementary perspectives. The
first includes sets of developmental needs and capabilities that all
individuals address and develop. Two useful theories of human development are discussed in Attachment 2
below. The second describes different dimensions
of one’s personality and lifestyle.
Each of these perspectives illuminates aspects
of the human person that are central to our identity and to our quest for
meaning and fulfillment. Relationships between these two perspectives are discussed in
section I of our 'Framework for Analyzing the Impact of
Platforms and Policies'.
The Social Subsystem
The social subsystem includes all
individuals (the inner circle) and human groups of all types and sizes. Various
types of social collectivities may be described using different frameworks or
sets of components. One may, for example, focus on different types of institutions.
Another social framework highlights three types of social sectors: the
market, the state, and civil society. A
third focuses on different socio-cultural groups composed of individuals
who share a particular characteristic that may have a significant impact on
their opportunities for self-development. Some of these characteristics
include race, ethnicity, economic class, and gender. A fourth organizes
society according to different levels of
social organization,
from local communities to the global community.
These frameworks are presented in section
II of our 'Framework for Analyzing the Impact of Platforms and Policies'.
The Ecological Subsystem
The ecological subsystem is comprised of the biosphere,
which contains ecosystems along with their species and physical
habitats. Human individuals and societies, represented by the two inner circles,
are parts of ecosystems and the biosphere as a whole. This subsystem is
discussed in section III of our 'Framework for Analyzing the
Impact of Platforms and Policies'.
The Cosmic System
The cosmic system contains the entire global
community of life and all other entities beyond the Earth. It is discussed
in section
IV of our 'Framework for Analyzing the Impact of Platforms and Policies'.
A 'Process' View: Mapping Connections between Events in the History of
Individuals, Social Groups, the Environment, and the Cosmos
Just as a systems view of the world focuses on relationships between things,
a process view focuses on relationships between events -- between
the past, present, and future. This awareness of time -- of history -- is
the hallmark of a process
view of the world. It calls us not to understand persons, groups, the
environment, and the cosmos only in the here and now, but rather as entities
that develop and change over time. In our
'Framework for Analyzing the Impact of
Platforms and Policies' (Part IV of our Method), we take a process
view of the world and of the different levels of organization within it.
In section I of this framework we use theories of
human development to analyze the impact of policies on personal growth.
In section II we explore how policies affect the dynamics of social progress,
which are shaped by the behavior of particular social groups as well as
interactions between groups. In section III we explore the impact of
policies on the cycles of growth and renewal
in ecological systems.
And finally, in section IV we provide an opportunity for citizens to analyze how
policies relate to their views of how the cosmos as a whole unfolds
over time.
Dynamic Relationships between Patterns of Change on Different Levels of Organization
In addition, since the various levels of organization are related to each other
in one comprehensive cosmic system, it is important to emphasize that the
processes and patterns of change on each level are also interrelated. For
example, the
dynamics of individual development have a major impact on social
progress: competent, mature individuals strengthen organizations and society as
a whole. Similarly, thriving individuals and progressive
institutions contribute to ecological integrity as they create ways of
living that respect and preserve the environment.
It is also important to point out that the development of entities on lower
levels of organization is dependent upon healthy patterns of change and
development on higher
levels. The healthy development of individuals is deeply influenced
by social institutions that should, optimally,
provide opportunities for personal growth. In turn, personal growth and social
progress are both dependent upon the integrity of the ecological cycles
of growth and renewal that sustain
all human societies.
Defining the Common Good and the Ideal Society
The overall goal of political life may be
described as the common good. This overarching principle represents
the interconnected dynamics of personal growth, social progress, and
ecological renewal. We assume that all aspects of political life
should, in some way, aim toward this dynamic goal. In all of their
activities in the public square, citizens, public leaders, and political groups
should strive to achieve it.
We further maintain that these dynamics aim toward the ideal of a just and
sustainable society. This ideal society provides criteria by which all
human societies may be measured. The
principles of justice and sustainability are the central criteria.
The principle of justice has meanings on both the individual and social
levels. On the individual level, justice demands that all persons
enjoy ample opportunities to develop themselves and reach their full potential.
In a broader social sense, justice represents a way of ordering society that
promotes social progress. This social order is expressed in the values,
policies, and programs of institutions. It is also realized in the ways in
which various other types of social groups, such as social sectors, relate to
each other. The specific values and principles that shape a just social
order are discussed in Part IV of our "Method for Political Analysis".
The principle of sustainability promotes ways of living that preserve the
long-term health of the environment. It is also discussed at length in
Part IV of our method. A just and sustainable society is thus a
well-ordered society that provides opportunities for all and that meets its
needs in ways that preserve the environment.
These ideals are relevant for both domestic and foreign policies. In the
realm of international relations, the global common good is an
interrelated personal, social, and ecological process that aims toward a just
and sustainable global community -- a community in which individuals and
groups in all nations may meet their needs while preserving the long-term health
of the biosphere. All international policies and programs should promote
the global common good and, in doing so, strive to establish just and
sustainable societies around the world.
As we explain our strategy for political participation, we
may use the terms public good, common good, and public interest
interchangeably. All of these terms refer to the same principle defined
above.
Integrating 'Systems' and 'Process' Perspectives within a 'Dynamic Systems'
World View
We integrate these 'systems' and 'process' perspectives into a 'dynamic systems'
world view. This world view will enable citizens to understand political
life in the broader context of a world made up of entities that are related to
each other in complex patterns of change and development.
In Part I of our method, this world view will help citizens to identify some of
the key elements that comprise a coherent public philosophy. In Part II,
it will enable them to understand how effective public leadership requires the
cultivation of several interrelated dimensions of character and
competence. In Part III, it will help them to discover how policies and
platforms are shaped by many different influences interacting with one another.
In Part IV, it will help them to explore the ways in which platforms and
policies affect individual development, social progress, ecological cycles of
renewal, and cosmic patterns of change and development. As they do so, they will
be able to more clearly discern the benefits and drawbacks of different
platforms and policies for entities on all levels of organization. In Part
V, it will enable them to discover the ways in which policies are related to one
another in the policymaking process.
Within this comprehensive perspective, citizens will be able to grasp the 'big
picture' of political life. They may conduct thorough and penetrating
analyses of candidates, political parties, debates,
addresses, public policies, and treaties. Informed by their analyses, they
should become more confident and competent participants in discussions of important
public issues.
Part
I: Key Elements of Public Philosophies
A public philosophy is a statement of the views, values, and principles that
guide an individual's or an organization's understanding of the nature and goals
of political life. It describes the key roles and functions of public
leaders and institutions as well as the goals toward which they should strive as
they conduct the affairs of government. It also describes how individual
citizens and private institutions can work with governments to achieve these
goals. And since politics in some
way affects practically all aspects of human civilization, it must be based on a
'world
view' that can comprehend how political life will impact the well-being of
individuals, social groups, ecosystems, and the biosphere as a whole. It
may even offer views on the relationships between public life and the cosmos as
a whole.* In this section, we describe the sources and components of
political philosophies. We also describe how they are related to the
platforms and policies of parties and public officials.
* Most contemporary western public philosophies do not
include views on the cosmos as a whole, for reasons that are discussed in
section I.B.2.d below).
I. The Sources and Composition of Public Philosophies
A. Sources
The insights and principles that comprise public philosophies may be drawn from
many sources, including political theory, the human sciences, the
natural sciences, philosophy (including ethical theory), and religious traditions.* In fact, any set of ideas that
an individual or group considers to be relevant to political life may be a source for
their public philosophy.
Having said this, we also note that most modern democratic societies are pluralistic
-- that is, they are composed of citizens who have different views and
values. The residents of many large cities throughout the world represent
a dizzying variety of religious traditions and philosophical viewpoints. To further
complicate this, many individuals do not adhere to any established
religion or philosophy. Rather, they forge their own personal views, some
of which may be original to them while others may be 'borrowed' in bits and
pieces from a variety of established traditions.
This diversity is a
challenge for individuals or groups that wish to ground their political
philosophy in the doctrines of a particular religious
tradition. If they want to appeal to this diverse audience, they will have
to 'translate' these religious doctrines into concepts and
values that can be understood and verified through our common human experiences
and observations. They must thus rely on sources of ideas that are based
in science or in more basic philosophical reflections on human experience.
For example, a candidate may believe that
each individual human life is valuable because all humans are created in the
image of their divine creator. In order to appeal to a wider audience,
which may include persons of many faiths as well as atheists, this candidate may
wish to translate this doctrine into terms that all may find
reasonable and verifiable in their own experience. They could thus
affirm the inherent value of individuals as intelligent, creative beings who
have the capacity to cultivate profound moral sensibilities and form rich and
rewarding relationships. This translation or adaptation could capture the
basic meaning of a religious doctrine and express it in terms that can be
clearly understood by anyone in the general public who is a careful observer of
human behavior.
In
addition, this translation will enable the candidate to deal with issues
regarding the separation of church and state. If
they can articulate their policy goals in both religious and non-religious (i.e.
secular) terms, this will minimize concerns that they are trying to use the
government to pursue policy goals that are rooted solely in the beliefs of a
particular religious tradition (and not in your nation's Constitution).
Thus, with some creative interpretation, the candidate can both
honor their religious convictions and respect the properly secular mission of
governments.
While some may view
this type of translation or adaptation as a 'watering down' of religious
doctrines, it is an
essential step that must be taken if an individual or group wishes to appeal to
a broad spectrum of diverse individuals.** In order to maximize their
appeal to diverse citizens, a party or candidate could even use both religious
doctrines as well as nonreligious translations of these doctrines as they set
forth and defend their public philosophies.
* In order to help citizens to understand how public philosophies
draw from different sources, it may be helpful to make some distinctions between
three key sources: philosophy, science, and religion. We define a
'philosophy' as any system of thought that seeks to describe the world, ascribe
value to entities within the world, and set forth ethical principles and values
that should guide human behavior (including politics). While some aspects
of a philosophical 'world view' may be based on scientific research, the scope
of philosophical inquiry extends beyond the scope of scientific inquiry.
Empirical scientific research simply strives to describe things and phenomena
using strict methods of observation and measurement. Philosophy, on the
other hand, may speculate on the value of things and phenomena, the proper goals
and purposes of human endeavor, and the best ways for humans to achieve these
goals and pursue these purposes. Philosophers may also speculate on the
nature and behavior of things and phenomena that are not easily investigated
using the tools of science. Though the two fields are distinct, scientific
findings may be very helpful for philosophical inquiries, and philosophical
principles may be used to select the types of research projects that scientists
will conduct. These principles may also help scientists and philosophers
alike to explore the broader implications of scientific findings.
In addition, for the purposes of this method, religious systems of thought that
affirm the existence of any sort of deities or gods are not considered
philosophies. We should note, however, that there are other views
regarding the relationship between philosophy and religion. This is simply
a distinction that seems useful for our method.
According to this definition, examples of philosophical systems include
long-established traditions such as Taoism and classical Buddhism, as well as
more modern philosophies such as existentialism, utilitarianism, and relativism.
** This process may actually work to the benefit of religious and philosophical
traditions. As their members attempt to translate their doctrines into
terms that are more accessible to the public, they may discover ways to clarify,
refine, and even 'update' these doctrines.
B. Composition
Public philosophies include a variety of different components. In the
sections below, we describe several components that should, in our view, be
included in all public philosophies.
1. Basic World View:
Understanding of Human Nature, Society, the Environment, and the Cosmos
Public philosophies are based on assumptions about human nature and the world
around us. These assumptions may be described as the 'world view' of a
party or public figure. As discussed in the sections on the foundations of
this method, we can organize a world view according to sets of views on four
different levels of organization: the individual level, the social level, the
ecological level, and the cosmic level. Thus, in order to more clearly
comprehend the world view of a party or public figure, citizens may identify
their specific understanding of human nature, society, the natural world, and the
cosmos as a whole (if the party or public figure espouses views regarding
this most inclusive level of organization). They may also determine how a
party or public figure understands relationships between these entities.
Parties and public figures may be more or less explicit about their world view
as they set forth their basic philosophical tenets. Ideally, they should
articulate their world view in a clear and systematic fashion. Examples of
various components of a world view are provided in sections 2a-2e below.
In these sections, we first provide a key component of the world view of a public
philosophy, followed by values and principles related to that view.
2. Values and Principles for Promoting Individual Development, Social
Progress, Environmental Stewardship, and Cosmic Patterns of Change and
Development
Beyond a basic understanding of entities on the four levels of organization, a
public philosophy may include values and principles for promoting
individual development, social progress, environmental stewardship, and cosmic
patterns of change or development (if applicable).
a) Views and Principles on the
Individual Level of Organization
For example, as part of its basic world view, a party or public figure may
assert that individual persons are social beings who seek some vision of
fulfillment or happiness. They may then affirm the principle that
individuals must be free to exercise a set of basic human rights in order to
pursue their vision of personal fulfillment.
b) Views and Principles Regarding
the Social Level of Organization
On the social level, a public philosophy may maintain that society is composed
of social institutions as well as various other types of social groups such as
ethnic groups and economic classes. It may also set forth general
principles that social groups should follow in order to promote the public good.
Some of these principles may focus on the effective and ethical functioning of
institutions such as schools, business firms, and government bodies. These
principles may also describe appropriate relationships between these types of
institutions. For example, they may set forth principles governing
relationships between governments and businesses. Other principles may
focus on appropriate relationships between national and local levels of
government. Still others may deal with relationships between different
economic classes, ethnic groups, races, and faith traditions.
Views and Principles Regarding International Relations
An understanding of society also includes the realm of international relations. The
world view of a public philosophy should describe how nations are related to one
another -- economically, politically, culturally, and ecologically. The
philosophy may then set forth principles that should guide relationships between
nations and shape the economic, political, environmental, and cultural projects
that nations pursue in the international arena. These principles should
include strategies for preventing international conflicts and for dealing with
conflicts that do arise, particularly those conflicts that may lead to the use
of military force. In addition, it may set
forth principles regarding the role and function of international institutions.
As discussed in section F below, a public philosophy may articulate a more
focused vision of an 'international order' -- a vision for stable
relationships between nations built on a shared set of values, principles, and
interests. These shared concerns may include a common respect for human
rights as well as national sovereignty, which is the right of a nation to
control affairs within its borders without undue interference. The goals
that your nation will pursue within these international relationships and
projects may be described as the national interests or priorities
that guide your nation's foreign policies.
c) Views and Principles Regarding
the Ecological Level of Organization
On the ecological level, a public philosophy may offer views based on ecological
science. It may, for example, describe how the welfare of human
communities depends upon the cycles of growth and renewal within the ecosystems
in which we live. It may then articulate principles regarding the protection of
endangered species as well as the preservation of ecosystems and the biosphere
as a whole.
d) Views and Principles Regarding
the Cosmic Level of Organization
On the cosmic level, a public philosophy may espouse religious or philosophical
views on the cosmos as a whole. These may include universal laws,
principles, and/or divine plans that have implications for political life.
Examples include the law of karma, the principles of yin and yang, and the
establishment of the Kingdom of God. In the modern history of political
thought, many political movements have not incorporated cosmic beliefs into
their public philosophies. Instead, they focus on views regarding the
other three levels of organization. Some of these movements believe that
cosmic views are simply irrelevant to political life. Many are also wary
of cosmic views because they are so speculative -- that is, they are not very
open to rational analysis and verification in the public square. It may
thus be difficult to use them as part of a convincing rational argument for a
platform or policy. In addition, many believe that cosmic views are too
divisive in the public square. Even if people agree on the merits of a
policy, they may not agree on some sort of cosmic justification for it that is
rooted in a particular philosophical or religious tradition. The use of
this justification may thus give rise to arguments that are neither necessary
nor productive. Furthermore, in nations that strive to maintain a
separation between religious and political institutions, many believe that it is
inappropriate to include cosmic religious views in one's public philosophy.
Yet there are still political groups around the world that do consider cosmic
views to be a basic foundation of political thought. It is thus important
to understand these views and the role that they play in public philosophies.
e) Views and Principles Regarding
Relationships between These Four Levels of Organization
A public philosophy may further describe its understanding of relationships between these
different levels of organization as well as principles that apply to
these relationships. For example, a party or public figure may hold
that personal development requires both individual initiative and social
support. They may then set forth values and principles that are relevant
to this relationship between the individual and society. One of these
principles may state that social institutions must provide resources that
individuals need in order to become self-sufficient, productive members of
society. Similarly, they may affirm that societies depend on the
health and integrity of the ecosystems that sustain them. They may
then state the principle that manufacturing technologies should produce goods in
ways that minimize waste and pollution.
f) Overarching Principles and
Values Regarding the Goals of Political Life
Many political philosophies embrace an overarching principle or image that
encompasses and integrates the values and principles described above. This
principle may thus represent the overall goal of public life or the highest
political value. Some examples of an ultimate value include 'individual
liberty', ' the public good,' 'the common good,' and 'the public interest.'
The overarching goal of political life may also be described as a vision of an
ideal society toward which all political activity should aim. Examples
include 'a free society' and 'a just and sustainable society.' Parties and
public figures may discuss these goals as they present a broader vision for the
future of society (see section 5 below).
As with the other principles described above, a philosophy may articulate one
overarching principle or goal for domestic policy and another for foreign
relations. For example, the goal for domestic policy may be the
establishment and maintenance of a free society. As mentioned in section C
above, the goal for foreign policy may be the establishment of some sort of
'international order' in which nations are bound together by common values,
principles, and interests. The goals that your nation pursues within this
order may be described as your nation's 'national interest.' The principle
for foreign relations may simply be an extension of the principle for domestic
policy. For example, the goal for
domestic policy may be a just and sustainable society, and the goal for foreign
policy may be a just and sustainable global community.
3. More Specific Values and Principles that Apply to Particular Areas
of Public Policy
Parties and public figures should also set forth more specific sets of views,
values, and principles that are relevant to particular areas of domestic and
foreign policies. These guidelines apply the more general principles in
the world view to more specific policy contexts. In the domestic realm, they may include principles regarding
policy areas such as taxation and public education.
In the realm of international affairs, public philosophies may include
principles for establishing trade agreements and for dealing with environmental
challenges that can only be addressed through coordinated global strategies.
In addition, practically all public philosophies espouse principles
regarding the just use of military force against other nations.
As with the broader principles described in the sections above, these specific
principles for domestic and foreign policy may be related.
For example, a party's principles for promoting human rights in a global
context may mirror its principles for promoting human rights within your nation.
Yet many foreign policy principles may be unique to a broader
international context, such as those governing security alliances with other
nations. While such principles are relevant only to foreign affairs, they
may nonetheless reflect core values, such as self-determination, that are
meaningful for individuals and institutions both within and beyond your nation's
borders.
4. Principles for Dealing with
Trade-Offs between the Costs and Benefits of Public Policies
A public philosophy may further clarify principles for evaluating the costs and
benefits of public policies. These principles will help policymakers to
determine whether the benefits of a policy for some entities outweigh any costs
or disadvantages for other entities. For example, officials may use them
to assess whether or not a policy that benefits the environment by reducing
pollution is worth any costs that it might impose on the institutions and
individuals that generate pollution. The challenge of evaluating
trade-offs is discussed further in Part IV, Section VII of this method.
5. Principles for Reviewing and
Revising Policies
Reviewing and revising policies is a key stage in the policymaking process.
Sponsors of new policies should review the outcomes of previous policies that
have been enacted in order to achieve the same goal as their policies so that
they may gain insights from the successes and/or failures of these
policies. Parties and public figures should also espouse some strategy for reviewing the
results of policies after they have been implemented. They may even
support the implementation of alternative policies in different regions or at
different times in order to see which is most effective at addressing a
particular social issue or problem. We describe this as an ‘experimental
approach’ to policymaking. It is discussed at length in Part IV, Section
VIII of this method.
6. Historical Perspectives: Reading 'The Signs of the Times'
Historical Trends
As parties and public leaders set forth the views and principles that form
the core of their philosophies, they should also identify key historical events
and trends that are relevant to public life. Historical trends may be
referred to as the 'signs of the times' that shape political life.
They may be related to any aspect of social life, including economics, politics,
science, technology, education, culture, morality, and religion. They may
focus on the ongoing histories of local communities, states, regions, the entire
nation, and/or international regions. They may be short-term or long-term
in scope. As they are discussing these trends, parties and public leaders
should try to explain how they may impact the well-being of the various entities
affected by them, including individuals, social groups, species, ecosystems, the
biosphere, and, if applicable, the cosmos as a whole. For example, a
candidate for a county council may describe a trend toward economic growth and
population expansion in the county. They may also describe how that trend
may be affecting individuals, neighborhoods, local businesses, transit systems,
and the health of local ecosystems.
Visions for the Future and Mission Statements
These historical perspectives should include parties' and public figures'
visions for the future.* These visions may focus on one or more of the
various aspects of social life mentioned above. They may also set forth
general aspirations for society as a whole. As they set forth these
visions, parties and public figures should describe how they hope to contribute
to the realization of these visions. In doing so, they will set forth the
overall mission of their organizations (for parties) and their political careers
(for public figures). In a more concrete sense, these 'vision and mission
statements' should briefly describe how the platforms and policies of parties
and public leaders will lead to a more desirable future. In assessing
these visions, citizens should discern whether or not the hopes and aspirations
that they express will actually promote the common good. Citizens should
also determine whether or not these visions are realistic and attainable.
Citizens should be aware of these historical perspectives for two reasons.
First, a party's or public figure's interpretation of trends may help to clarify
the various elements of their public philosophy. The future visions of a
party or public figure may be especially helpful in so far as they help to
clarify their view of the overall goal or goals of political life. Toward
this end, parties and public leaders should acknowledge the ways in which their
philosophies may help them to recognize and respond to these trends. They
may also acknowledge ways in which their interpretations of trends have shaped
their public philosophies. In fact, they may cite these trends as they are
setting forth the various elements of their public philosophies. For
example, they may describe how the development of 'environmentally friendly'
technologies has inspired their commitment to the principle of sustainable
economic growth, that is, economic growth that meets human needs and preserves
the environment.
Second, an analysis of these trends and future visions will provide insights
into the personal and organizational missions of parties and public figures.
It may thus help citizens to decide which party to join and which candidates to
support. It may also help citizens to identify and evaluate the long-term
goals of the policies and platforms that are proposed by parties and public
figures.
This is important because parties and sponsors of legislation may not openly
acknowledge all of the long-term goals that they are pursuing through their policies.
Policies may be designed to promote positive trends and/or alter negative trends
so that some desirable vision of the future may be realized. For example,
a party may claim that there has been a long-term national trend toward higher
poverty rates among residents of inner cities. It may then propose
policies that are designed to counteract this trend and move toward a future vision
of more prosperous urban neighborhoods. If citizens
are aware of these historical perspectives, they will be better able to
understand the goals of the party's specific policies for lowering the poverty
rate in these areas.
* In our printed
resources and software applications, we will provide examples of historical
trends related to economics, politics, and culture. We will also describe
visions for the future that have been set forth by various parties and public
figures (such as the 'Good Society' initiative of the Johnson administration). These visions
may be related to one or more of the social movements discussed above in the
section on 'Rhetorical Strategies' within our
'Strategy for Advocacy'. Some of these historical perspectives focus only
on American society, while others include trends and visions that are relevant
to the broader international community. As a whole, these examples are
intended to help citizens to more easily recognize, understand, and evaluate the
historical perspectives of parties and public figures.
7. Ideals for Participation in Public Life
The visions and principles described above can be promoted only if the
individuals and groups that support them are willing and able to participate
effectively in public life. Public philosophies should thus set forth
ideals regarding the participation of public leaders, groups, and individual
citizens in the political process.
a) Ideals for Public Leaders
A public philosophy may describe areas of competence that public leaders should
possess as well as qualities of character and leadership that public servants
should espouse and uphold. We discuss several areas of competence and
qualities of leadership and character in Part II of this method.
b) Ideals for Groups and Individual Citizens
A public philosophy may also describe the roles that individual citizens and
groups should play in public life. It may call on individuals to embrace a
vision of responsible citizenship. This vision may urge them to be
informed on important public issues, to discuss their views with others, and to
vote in elections. It may also set forth principles regarding public
discourse, that is, key values and virtues that individual citizens and groups
should uphold when speaking in the public square. For example, it may urge
citizens and groups to share their views in a civil and rational manner. Furthermore,
it may clarify the ways in which individuals and groups should exert influence
in the policymaking process. It may, for instance, encourage citizens to
band together into groups that can speak out more forcefully in the public
square. It may also discourage individuals and groups from trying to 'buy
influence' in the policymaking process by making large donations to parties and
candidates. Related to this, it may discourage government officials from
soliciting donations in return for favorable decisions on legislation that may
somehow affect the interests of potential donors.
8. Ideals Related to the Character of Your Community or Nation as a
Whole
A public philosophy may include qualities that should represent the
character of your community or nation as a whole. These traits and virtues
may include self-discipline, foresight, courage, responsibility, optimism,
determination, and steadfastness in a commitment to key values.
9. Our Strategy for Political Participation as a Public Philosophy
Our entire strategy for political participation is a political philosophy that
has been adapted into a comprehensive plan that citizens can use as they strive
to play a significant role in the political process.
Through our methods for organizing, dialogue, analysis, and advocacy, we describe
strategies and principles that should shape the involvement of individuals and groups in public life.
In our analytical method, we
describe key qualities for effective public leadership. We also set
forth basic views on human nature, society, and the environment (we offer no specific
views on the cosmos as a whole). In addition, we offer values and principles
that, in our view, promote personal growth, social progress, and ecological
cycles of growth and renewal. We provide principles for dealing with
trade-offs between the costs and benefits of policies as well. As
mentioned above, our ‘experimental approach’ to policymaking provides
principles for implementing, reviewing, and revising public policies.
We maintain that the principle of the common good should be the overarching goal of political
life. In the introduction to this method, we define the common good as
the interrelated dynamics of
individual development, social progress, and ecological renewal. We
further claim that this dynamic common good should strive to establish an ideal
social order -- a just and sustainable society.
Finally, in our mission statement, we discuss historical trends and visions for
the future that have inspired and shaped our strategy for political
participation.
II. Deriving Platforms and Policies from Public Philosophies
While a public philosophy may contain all of these elements, it should only offer
views, values, and principles that are
relevant to each. Platforms and policies represent the
concrete application of public philosophies to specific public issues. For
example, a party's domestic policy platform may contain specific policies on recycling or
renewable energy that are derived from its philosophy regarding environmental
stewardship. Its foreign policy platform may propose trade agreements that
are grounded in its philosophy on international trade. As they articulate their platforms, parties and candidates
should clarify how their proposed polices are related to their public
philosophy. Sponsors of legislation should also explain how their proposed
policies are derived from the political views and principles that they espouse.
III. The Public Philosophies of Individual Public Figures
Candidates and public officials usually adopt the public philosophies of the
parties to which they belong. They may, however, espouse some views and
principles that are not consistent with those of their party. Citizens
should be alert to these subtle variations. If these differences are not openly
acknowledged, they will certainly be evident in the platforms and policies that
these public figures propose and support. Our software applications will
enable users to recognize and clarify these philosophical
differences.
While public philosophies are more general than platforms and
policies, they help citizens to gain a clearer sense of the views and values of
parties and public figures. They may also provide insight into long-term goals that parties and
public leaders seek to accomplish through the platforms and policies that they
propose.
It is important to note, however, that the public philosophy of a party or
public figure is only one of many
factors that shape their platform and policies. For example, donors to
candidates and parties may wield enormous influence in the policymaking
process. We discuss this and other influences in Part III of this method,
which is entitled "Recognizing the Influences that Shape Platforms and
Policies." In this section we
simply maintain that citizens should not assume that platforms and policies
genuinely reflect the public philosophies of those who advocate them, since many
other factors shape public policies. If these
influences are especially powerful, they may lead to shifts, ambiguities, and inconsistencies in the ways in which a
party or public figure interprets their public philosophy. Thus, only after
carefully analyzing platforms, policies, and all of the other influences that shape
them can citizens accurately determine
the degree to which platforms and policies are actually informed by the public
philosophies of their sponsors.
As they examine the influence of public philosophies on public policies, citizens
will also gain insight into the integrity of parties and public leaders.
If parties and public figures are faithful to their core views and values, the
policies that they propose and support will consistently reflect the influence of
their public philosophies. If their policy positions often seem to
conflict with their philosophical views, then citizens should question their
integrity as leading voices in the public square. This issue of character
and integrity -- as well as other dimensions of public leadership -- are the focus
of the next part of this method.
Part II: Focus on Public Leadership:
Evaluating Public Figures and Political Parties
I. Evaluating the Competence of Public Leaders
A. Three Key Dimensions of Public Leaders
In the process of political analysis, citizens should examine the personal
qualities of public figures as well as the policies that they advocate. By
adapting our dimensional view of the human person to the context of public
leadership, we identify
three key dimensions of competence that effective leaders should
possess. These include moral,
psychological, and professional competence. The moral dimension focuses
on issues of character and integrity. As they analyze public
figures, citizens should consider whether the
individual demonstrates the values and virtues -- such as honesty, courage, and
self-discipline -- that are necessary for effective public leadership. The psychological
dimension explores the mental health of politicians – the presence or
absence of significant psychological disorders that may impair their ability to
carry out their duties and serve the public good. Three possible disorders are described and discussed in
Attachment 1: "Evaluating a Public Figure's Psychological Health and
Fitness."
The professional dimension includes the
knowledge and skills that politicians must possess in order to operate
effectively within the political system. Some of these include a basic knowledge of
the dynamics of personal development, social progress, and ecological cycles of
growth and renewal; a basic knowledge of the laws and procedures that guide the political
process; the capacity to
articulate a clear set of goals; and the ability to work toward these goals in
collaboration with other politicians and citizens. In the messy world of
politics, this collaboration often requires that candidates make deals with one
another in order to gain support for their policy proposals (see Part III
below). Skilled politicians should be able to make these deals in ways
that do not defeat the goals of their policy or compromise the core values
that they embrace.
They should also espouse what we describe as an 'experimental approach' to
policymaking that acknowledges that policymaking is a trial and error
process. As explained below in Part IV, Section VIII
of our method, this process calls on sponsors of proposed policies to carefully
evaluate previous policies that were enacted to achieve the same goals as their
proposals so that they may gain insights from the successes and/or failures of
these polices and then integrate these insights into their legislation.
This approach also encourages policymakers to enact alternative policies that
pursue the same goal in order to determine which policy(ies) most effectively
attain this goal. Even if it is not possible to do this, this approach
calls on policymakers to carefully evaluate and, if necessary, revise policies
so that they may better achieve their goals.
The professional dimension also includes specialized
knowledge of political issues that are of special concern to a public figure and
the citizens whom he or she represents. This knowledge may be gained from formal education, their career
in public service, their career prior to public service, and/or from life
experience (for example, individuals who have experienced the effects of
prejudice and discrimination may be especially interested in anti-discrimination
policies).
B. Vision and Leadership: The Fruits of Character and Competence
If political candidates and officials fall short in any of
these areas – the moral, the psychological, and/or the professional -- they
will be unable to effectively serve the public good. On the other hand,
effective public leaders demonstrate these qualities and capabilities in a
variety of ways.
They articulate a clear and systematic public philosophy -- one that
includes their understanding of their personal mission in public life. The
policies that they propose and support are consistent with this philosophical
outlook.
They demonstrate honesty and integrity by following through on campaign
promises after they are elected. They are also truthful with the public
when they set forth and justify the positions that they take on important
issues.
While they are responsive to the views of their constituents, effective leaders do not simply
follow public opinion polls as they establish their priorities. Rather,
they demonstrate courage and initiative by raising public awareness of issues that they consider to be vital to the public
welfare. And they are willing to do this even if they are not sure how the public
will respond to these issues.
In other words, they understand when to follow public opinion and when to try to
lead it in a new direction that responds to some pressing public need.
Beyond this, they are also bold enough to propose and support sound policies
even if these policies are not favored by their constituents, donors, and fellow
party members.
Capable public leaders also promote open, objective, and rigorous discussions of
issues in the public square. When asked about their views and proposed
policies, they are neither vague or evasive. Nor do they place a 'spin' on
their statements by distorting facts and issues in ways that reflect their
public philosophy and/or personal interests. Rather, they provide
straightforward and thorough responses to the media and the general
public. They advocate policies by appealing to reason rather
than by arousing emotions such as fear and hate or by appealing to vices such as
selfishness and greed. They take pains to entertain and respond to all viewpoints in public
discussions. On a more personal
level, they acknowledge conflicts of interests that could bias their judgment.
For example, they refrain from voting on policies that affect
their financial interests or the financial interests of their families, friends,
and present or past business
associates.
They possess the political skills to effectively advocate the policies
that they support and to implement them after they are enacted. They are willing to
strike compromises with their colleagues without abandoning their core values
when this is
necessary in order to secure passage of these policies.
They are
also aware of the limits of their knowledge and vision and, consequently, the
need to constantly review, evaluate, and, if necessary, revise the public policies
that they sponsor and support (once again, see the discussion of our 'experimental approach' to policymaking in Part
III, section VIII of this method). In addition, they are willing to
revise their public philosophy in light of new insights and changing
circumstances. As is the case in practically all
fields of human endeavor, political theories and practices are being revised in
light of changing moral sensibilities as well as new insights gained through scientific research and historical
experience. Effective public leaders accept this
process of revision and integrate new insights into their public philosophies.
And they do so in a way that is open and honest so that their constituents are
fully aware of these changes in their views and values. They accept the
fact that they can honestly represent their constituents only if their
constituents respect and support any new views and values that they may adopt.
After citizens analyze the character and leadership of public figures, we
recommend that they also analyze the parties to which these figures
belong. We do so for two reasons. The first is the simple fact that
individuals are shaped by the views and values of the organizations to which
they belong. Thus, by examining the institutional character and leadership of a figure's party, one may gain further insight into the character
and leadership abilities of that figure.
Second, on a more practical level, public figures must work with members of
their party in order to carry out their policy goals. Thus, the character
and leadership of the entire organization will have an effect on a public
figure's ability to achieve his or her goals.
Brief sections in our software applications for understanding and evaluating
candidates (see Applications 6 and 14) will help citizens to analyze and
evaluate the parties to which they belong. These sections are based on
section II of this part of our method (see below). If citizens wish to
conduct a more thorough analysis of candidates' parties, they may use the
applications that are entirely devoted to understanding and evaluating political
parties (see Applications 5 and 13).
II. Analyzing Political Parties as Institutions
Introduction
Political parties play a very large role in the public square. They
espouse public philosophies that articulate views on the aims and
purposes of public life as well as their specific missions in the public square. Yet the ideas expressed in these philosophies are not limited
to politics. They are based on a set of
assumptions regarding human nature, social life, the natural world, and perhaps
even the cosmos as a whole.
Thus, a party's public philosophy not only shapes its members' views on
politics, it also informs their understanding of themselves and the world around
them.
Parties also articulate platforms or sets of concrete policies that are
derived from their public philosophies. Party platforms may include
specific proposals for policies regarding taxation, energy, defense, and many
other important areas of legislation.
In addition to articulating public philosophies and
platforms, parties nominate candidates for local, state, and national
office. They help these candidates to formulate their own policy
platforms. These more specific platforms apply the party's public
philosophy to the issues that are most relevant to specific
elections. Parties also control important processes in legislative
bodies. For example, the leaders of the party with the most number of
legislators (the majority party) control which policy proposals are brought up
for consideration before a legislature.
In all of these ways, parties shape political life within
societies. They influence the range of political issues that will be
discussed, they provide sets of concepts and principles that citizens use to
discuss these issues, and they produce the public leaders who will lead this
discussion.
Our software applications and worksheets provide comprehensive frameworks for
understanding and evaluating parties. The first section of these
applications focuses on the
basic elements of a party's public philosophy. The second explores the
various areas of policy within the party's platform. The third provides a set
of questions that will help the user to analyze the likely impact of the
party's platform on individual persons, social groups, and the
environment (as well as the cosmos as a whole, if the platform addresses
this most comprehensive level). The fourth section analyzes relationships
between different sections of policies within the platform. The fifth
traces the various interests that
shape the platform. And the sixth and final section analyzes the ways
in which the party demonstrates key qualities of public leadership.
Key Principles for Analyzing the Character and Leadership of Political Parties
The first five components of this party analysis are
explained in other parts of this method. In this part, we focus on Part VI
-- a
party's qualities of public leadership. As with political figures, we
will set forth principles that will help citizens to assess the character and
leadership demonstrated by parties as they shape public life.
In Part IV, section II.1 of this method, we identify several principles that
should guide the values, policies, and programs of all social institutions, large and small, from the family to the United Nations. These principles
provide criteria for assessing the character and leadership of a
political party. The most basic principle is a commitment to the
common good. The values, policies, and activities of all institutions should
promote individual development, social progress, and ecological integrity.
More specific principles include a clear sense of mission, a commitment to excellence in the cultivation
of skills and knowledge related to the mission of the organization, inclusiveness
in outreach, membership, and decision-making; the promotion of constructive
relationships between the members of an institution and between the group and other groups;
and accountability, which represents an institution's willingness to
demonstrate to its members and to the public that it is truly promoting the
common good.
Clarity of Mission
In its public philosophy, a party should provide a clear sense of its
mission within the public life of a society.
Commitment to Excellence
The successful pursuit of a party's mission requires its members and leaders
to cultivate a broad spectrum of knowledge and skills.
Excellence in the Formulation of a Public Philosophy and a Platform
As discussed in Part I above, we maintain that a party's public
philosophy should integrate insights from a variety of sources, including the natural and
human sciences, political theory, ethics, and philosophy. It may also include views
and values derived from religious traditions, but parties should try to express
these perspectives using rational arguments that can be understood and accepted
by persons from diverse religious and philosophical traditions.
Like individual public
leaders, parties also demonstrate responsible leadership when they are willing
to revise their public philosophies in light of new moral sensibilities,
significant historical events, and/or new insights gained from scientific research and historical experience.
Party platforms should be clear and comprehensive, covering all areas of public
policy. As discussed in Part V below, they should also reflect a comprehensive
understanding of relationships between different policy areas. This
understanding may be expressed in three key ways. First, the party should
be able to establish an order of priority among the different policies in its
platform. It should highlight or emphasize those policies that address the
most urgent public needs. Second, the goals pursued by different policies
should be compatible; they should not conflict with each other in any way.
Third, parties should demonstrate an ability to address difficult
public issues by coordinating policies in different policy areas. For
example, they could propose to address inner city poverty by coordinating
policies related to education, welfare, job training, and economic
development.
As discussed in Part I of
this method, the policies within the platform should consistently reflect the views and values that comprise the
party's public philosophy. And finally, the platform should reflect an
'experimental approach' to policymaking (for an explanation of this approach,
see the section above on individual public leaders as well as
Part IV, Section VIII below).
Standards of Excellence in Organizing, Dialogue, and Advocacy
Parties should teach their members effective methods for political
organizing, analysis, dialogue, and advocacy. It should facilitate the
formation of groups among its members so that they can participate more
effectively in public life. It should help members to form coherent political views,
refine these views in dialogue with one another, and then play a meaningful role
in determining the policy agenda that the party will pursue. Parties
should also teach members a variety of creative strategies for advocating their views in the public square. These strategies should strive to
create and reinforce an atmosphere for public discourse that is civil and
rational. They should not rely on methods of persuasion that create
irrational fears, enflame hatred between social groups, or appeal to vices such
as greed and avarice.
Parties may further demonstrate excellence and leadership in public dialogue by taking bold stands on important issues even if they are not sure
how the public will respond to their positions. Parties should also be willing to persuade their members and supporters to
advocate sound policies even if these policies do not promote their short-term personal or
group interests.
Inclusiveness
Parties should be inclusive in their mission, membership,
and decision-making processes. As they recruit members, parties should
welcome all individuals, regardless of their race, creed, ethnicity, gender, economic
class, age, national origin, or sexual orientation. As they make important decisions, they
should encourage input from all members that have a stake in the outcome of a
decision. In addition, the policies that they promote in the public square
should benefit all individuals, regardless of the personal characteristics
mentioned above.
Constructive Relationships
Parties should encourage civil and constructive relationships between
members. They should also seek to establish civil relationships with other
parties. On a practical level, this means that they should not misconstrue
the philosophy and policies of other parties as they advocate their own
views. While it may be impossible to avoid adversarial relationships,
parties should acknowledge their differences in an open, clear, and civil
manner. In this way, the competitive aspects of their relationships should
have a positive effect on the overall quality of public dialogue.
Parties should also be willing to cooperate with one another in order to address issues that are especially important to the public
welfare. This may require that they compromise their positions on key
issues. If they observe the rules of civil dialogue described above, it
will be much easier to work out compromises in order to serve the public good.
Accountability
All political parties should hold their members
accountable to ethical standards regarding political organizing, dialogue, and
advocacy. They should, for example, promote inclusive strategies for
recruiting members. They should also require members to discuss issues and
advocate positions in ways that are civil and rational. In addition, they
should clarify standards for soliciting funds and other forms of support from
individuals and groups.
Parties should also be held accountable to their public philosophies; the
policies and platforms that they propose and support should reflect the views,
values, and principles that they espouse. However, as with all institutions,
parties are ultimately
accountable to the common good -- to the welfare of all individuals and social
groups
as well as the environment. The needs of the common good thus outweigh
their fidelity to their public philosophy as well as the needs and interests of
their members and financial supporters.
In order for parties to be held accountable, they must operate according to
policies and decision-making processes that are transparent, or open to review by
their members and the general public. More specifically, they must allow their members and the public to
discern and analyze the various influences that shape their platforms.
These influences may include the party's public philosophy, the views and
values of party members, as well as the interests of individuals and organizations
that support the party financially (see Part III below).
Another key aspect of accountability is 'follow-through' on promises made
to members and the general public. Since voters support a party's
candidates on the basis of the views that they espouse and the policies that they
propose, these candidates should continue to espouse these views and pursue these policies
after they win elections.*
By using these principles to analyze political parties, citizens should be able to
judge their organizational character and their potential for sound public
leadership. Citizens will also be better able to analyze and assess the
candidates whom they sponsor and the policies that
they support.
* Unless, as mentioned above, revisions are warranted in light of
changing moral sensibilities, new scientific findings, and/or significant
historical events.
Part
III: Recognizing and Evaluating the
Influences that Shape Platforms and Policies
Platforms* and policies are shaped by many different influences. In
section I, entitled 'The Power
of Ideas,' we discuss sources of information and insights that suggest promising directions
for public policies. These sources include the public philosophies of parties and public
figures, scientific research, analytical studies, and the media. Section II examines the influence of the so-called
'special interests' that provide parties and public leaders with sources of
funding and votes. The third section explores the influence of public
opinion or the views of citizens regarding parties, public figures,
policies, and significant public issues. In the next section we discuss
the influence of cost-benefit analyses that weigh the advantages and
disadvantages associated with platforms and specific policies. We then
examine the influence of policymakers' perceptions of risk and uncertainty
regarding both the political impact and actual outcome of platforms and
policies. In section VI we describe how the timing of elections can
influence policies. And in the final section we explore how policies are
shaped by political deals that are made between legislators and within
parties.
These influences
are not mutually exclusive; policies and platforms may be shaped by any number of them.
As they seek to understand and evaluate party
platforms, candidate platforms, debates, addresses, and policies of all types,
citizens must carefully identify these factors. They should then determine
whether or not these factors influence platforms and policies in ways that
promote the public good. For example, if a candidate cites reliable
scientific studies as they defend their platform, then it is likely that
scientific research has influenced the platform in ways that promote the public
good. On the other hand, if the candidate cites unreliable scientific
studies, then it is likely that this research has influenced the platform in
ways that do not promote the common good.
* It is important to note that these influences shape not only
the policies that comprise platforms but also the different degrees of
importance or emphasis that parties and candidates place on the different
policies within their platforms. This is discussed below in Part V,
Section I of this method, which explores relationships between the policies that
comprise platforms.
I. The Power of Ideas
A. A Party's Public Philosophy
Platforms of parties and their candidates should certainly reflect the main
elements of their political philosophies, such as their views on human nature, their interpretations of historical
trends, and their understanding of their mission in public life. As they analyze platforms, citizens
should try to discern how clearly and consistently parties and their candidates
express their public philosophies in all areas of policy within their platforms.
Specific policies should also reflect the philosophies of their sponsors and
the parties to which they belong. If citizens determine that a policy
or platform is in fact influenced by a party's or public figure's public
philosophy, they must then determine whether or not the public philosophy
influences the platform or policy in ways that promote the public good.
For example, a policy may faithfully reflect its sponsors' views on
environmental stewardship. However, the influence of their public
philosophy will only promote the public good if their views on environmental
stewardship are fundamentally sound.
This section also deals with the controversial issue of the influence of
religious views on platforms and policies. As discussed in Part I above,
religious views may be integrated into the public philosophies of parties and
public figures. If parties and public figures do include religious views
and values in their philosophies, we recommend that they try to 'translate'
these views and values into terms that may be understood and accepted by persons
who may hold different views on religion. Using the example from Part I, a candidate may believe that
each individual human life is valuable because all humans are created in the
image of their divine creator. In order to appeal to a wider audience,
which may include persons of many faiths as well as atheists, this candidate may
wish to translate this doctrine into terms that all may find
reasonable and verifiable in their own experience. They could thus
affirm the inherent value of individuals as intelligent, creative beings who
have the capacity to cultivate profound moral sensibilities and form rich and
rewarding relationships. This translation or adaptation could capture the
basic meaning of a religious doctrine and express it in terms that can be
clearly understood by anyone in the general public who is a careful observer of
human behavior.
Since this process of translation encourages parties and public figures to
express their views and values in more concrete terms that all persons can
understand, it will also make it easier for citizens to determine whether or not
the religious beliefs of a party or public figure influence their platforms and
policies in ways that promote the common good. For example, if the
candidate mentioned above can express their views on human dignity in terms of
our moral, intellectual, relational, and and creative capabilities, citizens
might more clearly understand and evaluate the ways in which these views
influence the candidate's policies for promoting well-rounded personal growth.
In addition, this process of translation may calm citizens' concerns that a
party or public leader might be using the government to promote their religious
beliefs in a way that violates the constitutional prohibition on the
establishment of a particular religious tradition as an official 'state
religion.'
B. Unique Aspects of a Public Figure's Personal Public Philosophy
While there is a certain amount of pressure on party members to support all
aspects of the party's public philosophy, the views and values of public leaders
may differ to some degree from those of the party to
which they belong.
These unique elements of their personal public philosophy will somehow be
reflected in the platform and policies that the leader proposes and promotes.
C. Research in the Human and Natural Sciences
Scientific research commands a great deal of authority in modern societies.
Its findings are somehow relevant to practically all realms of human endeavor,
including politics. In Part I, we described how public philosophies may
be informed by research in the human and natural sciences. Since platforms and policies are derived from public
philosophies, they are often shaped by the same broader scientific theories that
inform public philosophies. In addition, platforms and policies may be influenced by more focused research that is especially relevant to a
particular area of policy. Studies in such fields as education, economics,
psychology, sociology, medicine, and ecology play a major role in shaping
many types of public policies.
Scientific research may be conducted by scientists who work in colleges and
universities, scientific institutes, public policy institutes or 'think tanks',
as well as advocacy organizations. Research in schools and scientific
institutes is often not directly related to any political issue, yet the results
of this research may nonetheless be relevant to discussions of policy
issues. Scientists working for policy institutes may conduct scientific
research projects and then integrate the results of their research into the analytical studies (see section C) that
they issue. Advocacy organizations are formed in
order to promote the interests of particular groups, such as the elderly, or
advance a particular cause, such as gun rights or environmental
protection. They may also conduct scientific research in order to defend
their views on important public issues.
Parties and public leaders often cite specific scientific studies as they articulate and defend their platforms and policies.
A variety of other voices in the public square also appeal to scientific studies
as they propose, support, and criticize policies. These include citizen
groups, individual citizens, media organizations, as well as the policy
institutes and advocacy organizations described above.
In
cost-benefit analyses (see Section IV), scientific studies may be conducted in
order to determine if the advantages of policies outweigh any
disadvantages associated with them. These studies may measure the actual
costs and benefits of existing policies so that these policies may be evaluated
and, if necessary, revised in some way. They may also attempt to predict
the costs and benefits of proposed policies. (For an in-depth discussion
of the need to carefully assess the effectiveness of policies, see Part IV,
section VIII of our method, in which we explain our 'experimental approach' to
policymaking).
While scientific studies almost always claim to be thorough and objective,
citizens and public officials must carefully examine the ways in which research projects are
conducted. The knowledge gained through these projects will only promote the public
good if researchers apply the scientific method in a rigorous and objective
manner. If citizens and officials do not possess the technical background
necessary to assess the scientific integrity of a study, they should seek out evaluations of the research by
other reputable scientists who have reviewed it.
If the findings of research studies are deemed to be sound and accurate, these
studies should enjoy a greater degree of authority in public discourse than the
opinions and general assumptions of individuals and groups. The reason is
simple: these studies generate knowledge by carefully examining phenomena using
methods of observation and measurement that may be checked and verified by
others. In fact, scientific studies are often duplicated in order to
ensure that the observations and measurements (i.e. the 'data') of one study are
consistently accurate. Thus, the knowledge generated by scientific
studies, particularly studies whose findings are verified by subsequent studies, is
almost certainly more reliable
than general observations based on the experiences of individuals and groups.
Limitations on the Influence of Science in the Policymaking Process
While science is a key source of insight in public life, it can only create
knowledge about things that can be observed and measured. Individuals must
decide how this knowledge relates to the goals of political life. In
making this judgment, individuals will draw on the views that they hold
regarding the values and goals that should guide the political process.
Each citizen must therefore integrate scientific knowledge into a broader
context of purpose and meaning in public life. For example, a scientific
study may discover that a certain method of farming pollutes bodies of water
surrounding the farms that employ this method. If one believes that the
goal of political life is simply to secure the freedom of individuals to use
their property as they wish, then this scientific finding may not seem relevant
to public life. If, however, one believes that the political process
should protect the welfare of individuals, societies, and the ecosystems that
sustain them, then this discovery should lead to the creation of laws that
require farmers to engage in environmentally sound methods of farming.
To take this a step further, we would maintain that one's views on the goals of
politics should be shaped by scientific insights regarding personal development,
social progress, and environmental stewardship. For example, research in
ecology may convince one that one cannot base one's political philosophy solely
on individual rights. However, scientific discoveries do not automatically
convince individuals to revise and adapt their political values and
convictions. This sort of philosophical change can only take place if
individuals are willing to acknowledge the validity of scientific insights and
then integrate them into their political views and values.
Thus, the influence of science on public policy is limited by two factors.
First, science can only gain knowledge regarding things that can be observed and
measured. It does not directly address questions regarding the nature and
purpose of political life, though scientific insights can help one to form and
refine one's views on the proper goals of politics. Second, the influence
of science depends on the willingness of individuals to accept the validity of
scientific knowledge and to explore its implications for public life.
Scientific discoveries do not necessary lead to revisions in an individual's
political views and values.
D. Analytical Studies
Platforms and policies may also be influenced by analytical studies that are
conducted by individuals and groups. These studies examine important public issues
and specific policies related to them. Often they propose policies that should, in their
authors' view, be implemented in
order to address some pressing issue. They may also include analyses of
the costs and benefits (advantages and disadvantages) associated with past or
proposed policies (see section IV below). They may be written by scholars on
the faculties of colleges and universities, by independent political analysts,
and by analysts who work for advocacy organizations and policy institutes.
They may also be written by informed citizens who are not in the field of
politics.
These studies may be issued in the form of relatively brief commentaries
published in newspapers and in longer articles published in magazines, academic
journals, and reports that are issued by policy institutes and advocacy
organizations.
The authors of analytical studies may draw insights from a variety of
sources as they examine political issues and policies. They often cite
findings from the scientific studies mentioned above, but they may also include
their own interpretations of historical events and trends as well as their
observations of the world of politics. Because they rely so much on their
authors' interpretations of complex social and political phenomena, analytical
studies are generally considered to be more subjective than scientific
studies. The conclusions reached by their authors may be shaped by their
political views or biases as much or more than they are shaped by any facts that
can be clearly established. It may thus be difficult to conclusively prove
the accuracy and relevance of the conclusions and positions set forth by their
authors.
If it is clear that a particular
analytical study has influenced a policy, it may be difficult to determine
whether or not the influence of the study promotes the public good. We can only say with certainty that all analytical studies
should be critically evaluated. Many
studies are published by individuals and institutes that are funded by special
interests (see the next section) such as business firms and advocacy
organizations. These studies will
almost certainly reflect the interests and values of those who fund them, and
these interests and values may or may not promote the public good.
Citizens will have to determine whether or not they promote the public
good by carefully evaluating the impact of a policy on individuals, social
groups, and the environment. If citizens conclude that a policy promotes the public good,
then they may assume that the influence of a particular study is likely to be a constructive
influence.
E. News and Commentary in the Media
Media organizations communicate ideas and information to policymakers through news reports and
commentary. News reports focus
on facts; they are simply descriptions of events. They are not supposed to
contain a reporter's or a media organization's opinions regarding the events
that they describe, though they may include opinions from others outside the
media organization regarding the meaning and significance of events.
Commentary, on the other hand, contains opinions on a wide variety of political
topics. Some of these topics include the meaning and significance of
events and trends, evaluations of public policies, evaluations of the policies and programs
of economic and civic institutions, and the character, competence, and leadership of public
figures. Commentary may be provided by the editorial staff of a media
organization or by political commentators or 'pundits' who are not on the
organization's staff.
Information in News Reports
News reports may communicate ideas for policies in two ways. First, news
reports may pass along information that is produced by individuals and institutions that are not
affiliated with the media organizations that issue the reports. For example,
a report may publish or broadcast
scientific findings that are somehow relevant to a particular policy or policy
area.
Second, news reports may contain important information that is generated by investigative
journalists who are members of the media ( and often on the staffs of the
media organizations who issue the reports). These journalists conduct
research into a particular issue and then report their findings in a news
story. If their findings have significant implications for public policy,
then their story may play a substantial role in the policymaking process.
For example, an investigative journalist may uncover evidence that a particular
product is causing health problems for those who use or consume it. The publication of this evidence may then prompt
government officials to enact a policy that bans the sale of this product, or
that requires business firms to inform consumers of any health risks associated
with it. In this way, the
media does more than simply pass along information; it conducts its own research
and generates original information that may lead to the revision of existing
policies and/or the creation of new ones.
Information in Commentary
Media organizations may also publish commentaries that contain important
information related to policies. Like news information, these commentaries
may be generated by their own staffs or by individuals and institutions that are
not affiliated with them. For example, the editorial staff of a media
organization may offer its evaluation of a proposed policy or even propose its
own policies. Outside sources for commentaries include policy institutes
(see section D), individual political commentators, as well as concerned
citizens. Citizens may publish their proposals in a letter to the
editor of a newspaper or broadcast them on the radio by participating in a
'call-in' talk show (other methods for citizen advocacy are discussed above in
our 'Strategy for Advocacy').
The Effect of Bias on Information and Ideas Provided by the Media
When evaluating the influence of ideas in the media,
citizens should be aware that these ideas may reflect the biases of
owners of media organizations and the journalists who work for them.
Biases are views and interests that affect the ways in which media organizations
describe the nature and significance of political developments to the
public. The political views and
economic interests of media executives and journalists represent major forms of 'bias'
that are reflected in media information. A newspaper would reflect a
political bias if it published news stories that described events in a way that
reinforced the political views of its owners. Its commentary would reflect
this bias if its editors advocated only those policy proposals that support the
owners' views. The paper would demonstrate economic bias if it declined to
report on an event that cast a negative light on one of the businesses that buys advertising space in the paper. It would also reflect an economic
bias if it exaggerated the importance of scientific research findings in order
to create a public sensation and sell more papers. This latter form of economic
bias is described, appropriately enough, as 'sensationalizing' information.
Another common form of economic bias is the superficial coverage of significant events and
trends. Often, news organizations provide only a brief description of
events. They may do this because they are afraid that a more detailed,
comprehensive discussion of newsworthy events might cause some members of their
audience to become bored and lose interest in their program or
publication. And if their audience 'tunes out,' these organizations will
lose money from advertising fees and/or subscriptions. This form of
economic bias may make it very difficult for the public to gain a clear and
thorough understanding of key events and issues. It may also make it
difficult for public leaders to provide the public with comprehensive
explanations of their views and policies.
These two types of bias may reinforce one another if media owners provide news
and commentary from a particular philosophical (i.e. ideological) perspective in
order to attract a larger audience and thus make more money.
Another more general type of bias may be described as access bias.
In this form of bias, the media makes a deal with public officials. In
order to gain greater access to newsworthy information that is provided by
public officials, reporters may report the news in ways that are favorable to
these officials. Similarly, commentators may gain special access to
information by issuing viewpoints that support the views and policies of public
officials. This bias may be a form of economic bias, since greater access
allows reporters to get the 'scoop' on important news stories before other news
sources. They may thus be able to publish or broadcast an exclusive story
that would be very valuable to them and to their organization. It may also
reflect a political bias, since public officials may grant greater access to
reporters, commentators, and news organizations that support their political
views and policies.
The goal of 'getting the scoop' on a story, or being the first to report a
particular news story, is certainly related to economic bias, but it is so
important in the media that it deserves further discussion. It may be termed
the bias of priority, and it can lead to distorted and incomplete
reporting if reporters and media organizations rush to circulate a story without
carefully ensuring that the story is in fact an accurate and complete
representation of facts. This is an especially pervasive form of bias
because reporters and their employers can gain a great deal of money and
prestige if they 'break' an especially important story. In addition to the
respect of their peers, reporters who break a story may gain lucrative book
deals and rapid promotions.
The bias of priority highlights the more basic bias of journalists' personal ambition,
which is also related to other biases, but which deserves a separate
discussion as well because it has a major impact on the quality of information
that the public receives. Journalists may, for
example, sensationalize a rather unimportant story in order to gain recognition
and career advancement. They may even make up a story using sources of
information that are difficult or impossible to verify. This bias may
reflect the economic bias of individual journalists, since prominent stories may
lead to promotions and increases in their salaries. Yet journalists may
also distort or fabricate stories simply to gain notoriety in the field of
journalism.
These types of bias do not necessarily have a negative effect on the information
that is produced by the media. Information that reflects the views and
interests of media executives, journalists, and public officials may
still influence the policymaking process in ways that promote the common good.
For example, a newspaper may enhance its sales by gaining a reputation for accurate
news reporting and intelligent commentary. In this case, the paper's
economic bias may encourage it to consistently provide policymakers with useful
news and opinion. Political bias can also be beneficial if the views of
media owners and journalists are grounded in sound political theory, rigorous scientific
research, and a broad understanding of history. In fact, political bias is
unavoidable in political commentaries, since these commentaries are opinions
that are based on the political views or biases of commentators.
Nonetheless, these views or biases will enhance the quality of ideas in the
media only if they are grounded in intelligent insights on political
life.
Access bias as well may be
beneficial if reporting that favors the interests of public officials also turns
out to be accurate and thus helpful to citizens seeking a clearer understanding
of public life.
The bias of priority may have even more desirable effects on the policy-making
process, since it promotes diligent investigative journalism, a type of
journalism in which reporters try to uncover any sort of project, practice, or
policy that somehow affects the public good. Often these subjects of
interest are purposely concealed from the public by individuals and institutions
associated with them. Sometimes, however, good investigative journalists
uncover facts and trends that are not consciously concealed or even recognized,
but which are nonetheless issues of significant interest to policymakers.
Because of the value of the information that investigative journalists may
uncover, the bias of priority may have a very positive influence on the
policymaking process.
And finally, a journalist's ambition may be constructive if it motivates him or
her to make a name for themselves by breaking an important story, as mentioned
above, or simply by providing accurate, insightful news
coverage and/or commentary on a day-to-day basis.
However, as discussed above, these forms of bias may also promote the interests
and agendas of media owners, journalists, and public officials in ways that harm the public good.
They may distort information and ideas in ways the diminish the integrity and
effectiveness of the policymaking process. Citizens should
thus be aware of these types of bias as they seek to understand and evaluate the influence of
media information on platforms and
policies. (We provide a more in-depth discussion of bias in the media in Part III, section III, which
examines the ways in which media organizations shape public opinion.)
In a more general way, the media influences policies by shaping public
opinion. Since public opinion represents the views of voters,
politicians and parties keep a close eye on it. The influence of public opinion on
platforms and policies as well as the role of the media in forming public
opinion are discussed further in
section III below.
II. The Influence of 'Special Interests' that Provide Votes and
Donations to Parties, Candidates, and Elected Officials
In democratic societies, the political power of ideas is beholden to the power
of votes and, often, to the power of money as well. Political parties need
substantial financial resources in order to function as organizations.
Candidates and elected officials need large amounts of funding in order to
conduct effective campaigns for election and reelection (unless they are
participating in publicly funded elections). They also, of course, need votes in order to be elected or
reelected. Individuals and groups may thus gain
influence in the policy-making process by donating money to public leaders and
their parties, and/or by controlling large numbers of votes.
The following types of individuals, institutions, and less organized groups may gain
influence over platforms and policies by providing votes for candidates and/or
by making donations to parties and public figures. They are
often described as the special interests that drive the policy-making
process. Their policy goals are the views, values, and specific
provisions that they would like to have included in platforms and policy
proposals. The promises of votes and/or donations are the means of
influence that they employ in order to encourage parties and public leaders
to promote these goals. An American steelworkers' labor union is an
example of a special interest. Its policy goals might include any policy
provisions that increase sales of American steel. Its means of
influence may include the votes of its members as well as donations that it may
offer to parties and candidates.
Many special interests employ individuals known as lobbyists who
communicate their policy goals to legislators. Some establish policy
institutes that propose and defend the types of
policies that they want legislators to support (see the section on 'Analytical
Studies' above). They may also form advocacy organizations that
communicate their views to public leaders and the general public. These
organizations may be 'grass roots' institutions that invite members of the
public to join them and support their advocacy efforts.
By researching parties' and public figures' sources of funding and votes, citizens
may be able to recognize the influence of special interests on the platforms and
policies that they propose. Information on funding may be found in reports
that list the names of individuals and organizations who have given money to
specific parties and public figures.* Sources of votes may be discovered
by compiling a list of organizations that have publicly endorsed a particular
party or candidate. These sources may also be revealed by opinion polls
that measure the political preferences of individuals associated with the groups
described below.
An analysis of the likely beneficiaries of a policy or platform may provide
important clues about the special interests that may have influenced the
platform or policy. These beneficiaries may or may not be identified by a
party or public official as they articulate the goals of their platform or
policy. Either way, after citizens identify the beneficiaries of a
policy or platform, they may
determine if the beneficiaries influenced the policy or platform by offering
some sort of support to the party or public official who advocated it.
As they analyze the influence of special interests, citizens should try to gain
specific and concrete information about the expectations that come with the
promise of money and votes. If possible, citizens should identify
the specific policies
that supporters want a party or candidate to endorse or reject. If an
influential individual or group has established a policy institute, then
publications issued by this organization will clearly spell out these policies
as well as the positions that legislators should take in regard to them.
Special interests may also make a public statement in the media that clarifies
their position on an important policy issue. However, if special interests
are more secretive about their expectations, then citizens may have to try to
connect the dots between their support and the political leverage that they hope to
gain through it.
Party Members
Party members provide both financial support and a base of voters. Since
practically all candidates belong to political parties, their platforms reflect
the interests of party members. Members of parties often share other
demographic characteristics (see below) besides their political
affiliation. When analyzing a platform or a policy being promoted by
members of a particular party, one thus should ask the following
questions: Who belongs to this party? Do members share economic,
religious, racial, and/or ethnic characteristics? Are disproportionate
numbers of a particular gender, age group, or sexual orientation represented in
its membership? Do members espouse more 'liberal' or more 'conservative'
views on politics and morality? As these questions are answered, citizens
may be able to determine how the interests of a party's membership are reflected
in the policies that the party and its elected members espouse.
It is also important to be aware of organizations to which large numbers of
a party's members belong. These organizations may hold views that are not
explicitly supported by a party in its public philosophy. Yet the party
may propose policies that reflect these views in order to appeal to those in the
party membership who belong to these organizations. Citizens should thus
research the views of groups to which large numbers of a party's members belong
(see below 'Groups that Donate to a Party, Candidate, or Elected Official' as
well as 'Groups that Have Large Numbers of Members.')
Demographic Groups within a Population Affected by a Platform or Policy
Platforms and policies often represent the interests of groups of persons who
share a common characteristic, such as race, economic class, ethnicity, age
range, gender, religious affiliation, or sexual orientation. Even if they
do not belong to the same party, individuals who share one of these
characteristics share many of the same opportunities and challenges. It is
thus likely that these individuals will collectively support policies that
enhance the opportunities that they enjoy and address the challenges that they
face. Citizens should therefore try to identify the ways in which policies
and platforms reflect the interests of groups of individuals who share these
characteristics.
Constituents (the residents of a district or state who elect legislators and are
thus represented by them in a state or national house of congress)
In democratic societies, platforms and policies are very often shaped, in some way, by the
concerns of a legislator's constituents. For example, if a candidate lives in a
district that is home to thousands of auto workers, then the
platform of this candidate will likely reflect the interests of these workers. Candidates and elected officials may even support policies
that violate the basic principles of their public philosophies if these policies promote the
interests of their constituents. If they don't, they may jeopardize their chances
of being elected or reelected. The interests of constituents become
'special' interests when they shape a policy that affects a larger population of
people. For example, a United States Senator may propose a national
policy that somehow promotes the special interests of constituents within their state. When a group of constituents represents
the entire group affected by a policy, their interests and views are not special
interests, but rather the interests of the general public. The public's
views are collectively referred to as public
opinion. The influence of public opinion on policies is discussed in
section III below.
Groups that Donate to a Party, Candidate, or Elected Official
Groups that provide donations to candidates and elected officials may
effectively 'buy' influence over platforms and policies. (While recent
campaign reform legislation has made this more difficult, there are still plenty
of ways to
channel money into organizations and projects that will benefit a party or
public figure). These groups may include businesses, trade associations
(groups of business firms who produce the same type of goods or
services), and advocacy groups. Certainly, there are expectations that come along with this
support; contributors hope to receive some control over policy decisions
in return for their donations. Citizens should thus try to determine which
groups donate funds to different parties, candidates, and officials. And,
as
stated above, they
should try to obtain specific, concrete information about the expectations
behind the donations. They should try to identify the specific policies
that the donors want the party or
figure to endorse or reject.
Groups that Employ Prospective and Former Public Servants
Some business firms that donate money to political actors (parties and
officials) insist that their employees be named to key government positions in
return for their donations. It is assumed that these former employees will
promote their former employers' interests in the policymaking process.
Business groups may also promise lucrative jobs to government officials who
promote their interests in key policy decisions. After they leave
government service, these officials promptly 'cash in' on the deal and make
substantially more money in their new private sector positions. These
arrangements are collectively referred to as the 'revolving door' between the
public and private sectors. Private sector employees move into public
sector jobs in return for donations, and public sector employees move into
private sector jobs in return for their support of private sector
interests. While they may be less obvious than donations given directly to
parties and public officials, these practices represent additional ways in which
financial incentives influence the policymaking process. As they evaluate
policies and platforms, citizens should be aware of the ways in which this
revolving door influences the decisions of public officials.
Groups that Have Large Numbers of Members
Whether groups give money or not, those that have large numbers of members who
are likely to vote can gain influence over platforms and
policies. These groups may include faith communities, Chambers of Commerce,
labor unions, civic organizations (such as Rotary Clubs), and advocacy organizations with a
large grass-roots membership base. Some groups may align themselves with a
particular political party. In order to maintain the support of these
groups, the party may create policies that promote the group's values and
interests. It is important to recognize these alignments and
understand how they may influence the policymaking process. In addition,
candidates may seek the endorsement of groups with large numbers of
members. In return for a group's endorsement, the candidate will agree to
propose or support policies that promote the group's interests. If the
group decides to support a candidate, they will announce this decision to their
members, who are then expected to vote for that candidate. For example, a
steelworkers' labor union may decide to endorse a candidate who will support
policies that will increase sales of American steel.
The National Interests of Your Government
Foreign policies and treaties are shaped by the national interests of the
governments that sponsor and support them. These interests may be
political, economic, cultural, moral, or even religious. National
interests are special interests in foreign relations because other nations are
also affected by foreign policies. Foreign policies may or may not serve
the interests of all of these nations. Furthermore, they may or may not serve the
international common good that is broader than the interests of your
nation. The national interests of your nation are supported by the votes
of all citizens who feel that they are represented by these interests.
Public leaders will thus appeal to these voters as they promote foreign policies
on the basis of national interests.
The Needs and Interests of Other Nations
Your nation may also propose a foreign policy that furthers the interests of other
nations and their citizens. Leaders of foreign governments that will
benefit from this policy may somehow encourage citizens in your nation to
support the policy and the legislators who sponsored it. They may, for
example, make public
statements of support for the policy and its supporters. These foreign
leaders may also appeal to citizens of your nation who can trace their roots to the
nations that these leaders represent. They may ask these individuals to advocate
the policy and vote for the public officials that sponsored and support it.
For example, the Mexican government may urge Mexican Americans to support
legislators who are proposing a foreign policy that will benefit
Mexico.
Wealthy and/or Charismatic Individuals
Individuals who are very wealthy may be able to gain influence by donating money
to parties, candidates, and elected officials. Highly respected
individuals may also enjoy a great deal of influence over platforms and policies
because their endorsement of a platform or policy may gain the additional
support of those who admire them.
Special Interests and the Common Good
The fact that a policy or platform supports the special interests of an
individual or group does not necessarily mean that it is harmful to
the common good. While some groups may promote their own interests at the
expense of the common good, it is certainly possible that the
legitimate interests of particular groups may also serve the best interests of all social groups
as well as the
environment. For example, policies that promote the success of small
businesses may contribute to the economic prosperity of the entire nation.
It is unwise, however, to assume that a policy serves the
common good just because its sponsor claims that it does. Politicians
often place a certain 'spin' on policies when they defend them in the public
square. That is, they may present a policy in such a way that it sounds
like it will promote the public good when in fact the policy may serve some special
interest at the expense of the rest of society and/or the natural world. By using Part
IV of our method to analyze the impact of
policies and platforms, citizens can better determine whether or not the special
interests promoted by policies and platforms are compatible with the needs and
interests of the public good.
* Reports on contributions to parties and public figures may be obtained
from . . .
III. The Influence of Public Opinion
Public opinion refers to the views of individuals on topics related to
public affairs. 'Surveys' or 'polls' of public opinion ask individuals to
express their views on one or more topics. These surveys may be conducted
in a variety of ways, some of which include face-to-face interviews, phone
interviews, questionnaires distributed through the mail, and questionnaires
posted on the internet. Opinion polls may focus more narrowly on the views
of specific groups such as members of a particular party, or they may solicit
the opinions of the general public.
Parties and public leaders keep a close eye on opinion polls as they
craft platforms, propose policies, and take positions on important public issues.
Since polls reflect the views of voters, this is a prudent strategy for their
political success. It is also an appropriate strategy in democratic
societies, since elected officials should represent the views of those who elect
them when they make decisions.
Public opinion surveys influence policies and platforms in a variety of ways,
depending on the type of information they gather. Some surveys ask members
of the public to identify the issues that they consider to be the most urgent
priorities for government officials to address. Priorities that are often
mentioned include the economy, the cost of health care, education, national
security, and environmental issues. These polls help parties and leaders
to identify issues that they should emphasize in their platforms and policy
proposals. Other surveys provide a measure of public support for a
specific party, public leader, or policy. These help parties and leaders
to evaluate how well they are promoting and implementing their policy
agendas. Still other surveys try to gauge public reaction to events and
trends that are relevant to public life. These give leaders and parties a
further glimpse into citizens' political views and concerns.
Parties and public officials do not simply respond to opinion polls.
They also try to shape public opinion as they communicate their views in the public square and
invite the public to adopt these views. Many other individuals and
institutions also try to shape public opinion. Some of these are discussed
separately in this section as influences that shape public policy. Various
forms of media, for example, have an enormous influence on the public's
views. Traditional sources of political information include news and commentary from
television networks, radio stations, and newspapers. More recently,
internet web sites have become important sources of information for the general
public. Public views may also be shaped by a broad variety of institutions
that
articulate their views in the public square. Some of these include
religious institutions, business associations, as well as advocacy organizations
that promote the interests of such groups as retired persons or teachers.
In addition, noted individuals may use their celebrity in order to advocate
views, values, and policies that they support. And finally, scientific studies and analytical reports from policy
institutes may inform public views on key issues. As mentioned above,
scientific studies are especially persuasive because of the respect and
authority that they command in most modern societies.
When analyzing the influence of public opinion on policies and platforms, we
maintain that citizens should focus on two key factors. The first is the
amount of influence wielded by public opinion in the policymaking
process. Since public opinion represents the views of citizens, it should
play a major role in the policymaking process. However, regardless of the amount of influence it
has, public opinion will only be a positive influence if it is well-informed,
committed to the public good, and cultivated by 'opinion-shapers' in a constructive
and rational manner. Thus, the quality of public opinion is another
factor that citizens should consider when analyzing its influence on platforms
and policies.
A. The Quality of Public Opinion
The quality of public opinion is 'good' if the public supports
views, values, and policies that promote the public interest. Conversely,
it is not good if the public supports perspectives and policies that undermine the common
good. The 'virtues and vices' of those who shape public opinion -- and of
citizens themselves -- determine the quality of public opinion.
1. The Effect of the Character and Competence of Citizens on the Quality of Public
Opinion
For example, some individuals
and groups may hold views that promote their interests at the expense of the
public good. In addition, if the public is not well informed about an
issue, or if an issue is particularly challenging and complex, then the views of many
persons may not reflect the best interests of society as a whole. A
majority of citizens may, for example, support policies that seem beneficial in
the short term but ultimately do more harm than good in the long term. In
these cases, the influence of public opinion on public policy does not promote
the common good. Thus, the quality of public opinion depends in part on the degree
to which citizens understand key issues and the commitment of citizens to
the common good.
2. The Effect of 'Opinion Shapers' on the Quality of Public Opinion
The individuals and institutions who shape public opinion also have an effect on
the quality of public opinion.
The Effect of the Media on the Quality of Public
Opinion
As discussed above in section I.E, the media plays a large role in shaping public
opinion. The media informs public opinion by providing news and commentary
that are relevant to politics. The media enhances the quality of public opinion when the
news that it provides on political developments is objective and
well-researched. The influence of political commentary on public opinion is
more complex, since commentators are offering their opinions on political
topics. These opinions are much more subjective than a simple news
story. Even so, we can identify some criteria that may be used to evaluate
the influence of political commentary on the quality of public opinion. As
they analyze and evaluate events, public figures, and policies, commentators should
-
represent actual events truthfully,
-
appeal to political philosophies and theories in
a clear and consistent way,
-
appeal to any relevant research in the human and
natural sciences, and
-
refer to relevant historical events and trends in
a clear and accurate way.
If these criteria are met, then the opinions of
political commentators should shape public opinion in positive ways.
The media also enhances public opinion when it
pressures parties and public leaders to provide the public with useful and
relevant information. All too often, candidates are reluctant to take
clear positions on important issues and propose specific policies that address
pressing social concerns. They may be vague and evasive because they do
not want to alienate voters who might disagree with their positions and policies
(see the section below on 'Political Risk'). They may also fear that their
positions and policies will be criticized by those who believe that they do not
possess an adequate understanding of complex issues. Elected officials may
be evasive as well when asked for details on the policies that they plan to
propose or support. When public leaders are vague and evasive, the public
relies on the media to keep pressing them to clarify where they stand on
significant issues as well as how they plan to address problems and crises that
demand some response from the government.
The Effect of Media Bias on Public Opinion
The media diminishes the quality of public opinion
if it covers key issues in ways that distort the public's understanding of these
issues. For example, the economic interests and political
views of media organizations may lead them to report on events in ways that
mislead or confuse the public. As discussed above in section I.E, these interests and views are
two forms of 'bias'
that influence news reports and commentary in the media. Economic bias may
influence news coverage in many different ways. In
order to attract public attention and sell more papers, a newspaper may cover an
issue in a way that makes it seem more important or exciting than it actually
is. This is described as 'sensationalizing' an issue, and it is a common
illustration of economic bias. Media groups may even fail to report on
important events because they are not 'sensational' enough to attract a lot of
public attention. In another example of economic bias, a television news
network may not report a story that is critical of the company that owns the
network. If this story has political implications, viewers of the
network's newscasts will not be informed of them. Perhaps the most common
form of economic bias is the superficial coverage of the news. In order to
hold the attention of their audience, news organizations may not cover events
and issues in much depth, thus making it difficult for the public to gain a comprehensive
understanding of important public issues. Because it may limit the public's
ability to gain a clear grasp of issues, this type of economic bias may
be especially damaging to the quality of public opinion.
We acknowledge that some economic bias in media coverage is unavoidable and even
desirable. For example, a newspaper may gain a wider circulation -- and
earn more money -- if the public comes to depend on it as a reliable source of
sound news reports and commentary. In this way, the economic interests of the
newspaper ultimately enhance the quality of public opinion.
Even so, the forms of economic bias described above often do not have
this positive effect on media information.
Citizens must thus be alert to both positive and negative forms of
economic bias.
Political views of media organizations may also distort information in ways that
diminish the quality of public opinion. For example, if the owners of a
newspaper favor a particular political philosophy, the journalists who work for
them may sensationalize an event in ways that reinforce their political
views. Or, if they are opposed to the views and policies of an elected
official, their staffs may consistently report the news in ways that cast that official
in a negative light. In addition, their editors may not allow those with other
political perspectives to publish commentaries in their paper.
As with economic bias, however, political bias does not always distort media
information. For example, a commentator who espouses a particular philosophy may provide an
interpretation of an event that is thorough and accurate.
Political bias in the media only becomes destructive when media professionals try to distort
facts in ways that reinforce their political views.
Such distortions may be particularly tempting when political and economic biases
reinforce one another. If a media organization adopts a political bias in
order to attract more readers or viewers, it may be especially prone to
distorting political information in ways that appeal to their audience's views
and values.
We also have discussed the distortions associated with access bias.
In this form of bias, the media makes a deal with public officials. In
order to gain greater access to newsworthy information that is provided by
public officials, reporters may report the news in ways that are favorable to
these officials. Similarly, commentators may gain special access to
information by issuing viewpoints that support the views and policies of public
officials. This type of bias is only beneficial if news reports and
commentaries that favor the interests of public officials also turn out to be
sound and accurate (and thus helpful to citizens seeking a clearer understanding
of public life).
In addition, the bias of priority and the ways in which it can both
enhance and detract from the quality of information produced by the media.
If the rush to get the scoop on a story leads to inaccurate and/or incomplete
reporting, this bias will obviously have a negative influence on public
opinion. If it inspires diligent investigative journalists to uncover
information that is vital to well-informed public dialogue, then it will have a
positive influence on public interest.
And finally, we have explored the basic bias of journalists' personal ambition.
In order to gain recognition and advance their career, journalists may
sensationalize or even fabricate (make up) news stories. Yet their
ambition may also lead journalists to uphold high standards of excellence in
news reporting and commentary. So once again, the presence of bias does
not always lead to the distortion of information and, in turn, to the distortion
of public opinion.
To further complicate the problem of media bias, however, individuals and organizations may provide
information to the media that is biased in favor of their own interests.
The media may then impart their own biases on this information as they report it
to the public. Thus, there are two layers of bias that citizens
must sift through as they interpret information from media sources: one is the
bias of the individuals and groups who communicate through the media, the other
is the bias of the journalists and media organizations who pass on this information to the
general public.
The biases of media organizations and those who communicate through them are
often described as the 'spin' that they place on the information that they
provide to the public. If citizens become more aware of the ways in which
biases may distort public information, they can more readily recognize this spin
and the ways in which it shapes the information that they receive from the
media. They may then interpret this information in a more conscious and
critical manner as they form their views about public leaders and issues.
Citizens can thus improve the quality of public opinion by critically evaluating
the information that they receive from the media. For their part,
journalists, media organizations and those who speak through them can improve
the quality of public opinion by minimizing bias or spin that distorts the
information that they provide to the public.
The Effect of Public Leaders on the Quality of Public Opinion
The quality of public opinion also depends on the competence and character of the leaders who
shape public opinion. These leaders need not be politicians; they may come
from any institution that has a voice in the public square. Regardless of
their affiliation, public leaders will enhance the quality of public opinion if
they create a open, rigorous, rational, and civil atmosphere for public dialogue
and debate. They
should encourage citizens to think for themselves and critically evaluate the
views that leaders communicate to them. Furthermore, they should encourage
citizens to be truthful about their views and faithful to their views and values, yet also open to
and respectful of the views of
others. Perhaps the best way for leaders to do this is to practice what
they preach. As an example of openness, leaders should communicate in a
clear, rational, and straightforward manner, avoiding the layers of spin that may distort
citizens' understanding of political issues. As mentioned above, they
should offer their positions and policies on important issues without hesitation
or prompting by the press and the general public. Beyond this, they should also acknowledge
valuable insights of different parties and political opponents.
In
addition, leaders should have the courage to raise public awareness of issues, even
if they are not sure how the public will respond to these issues. They
should also be willing to 'take a stand' against public opinion if they are
convinced that the public is supporting policies that will harm the common
good. They may then set forth alternative perspectives that may challenge
citizens to
examine, evaluate, and refine their views. In short, as stated in Part II
above, leaders should know when to follow public opinion and when to try to lead
it in new or different directions.
In contrast, leaders diminish the quality of public opinion when they do the opposite of
these things. They should not try to shape public opinion by employing persuasive
strategies that are emotional and divisive. More specifically, they should not promote views
that are inspired by hatred, unfounded fears, or irrational enthusiasm. They should not stifle open and critical
dialogue so that they may shape public opinion in ways that serve their own political agendas.
Nor should they espouse certain views simply in order to project an image of
themselves that might be attractive to the public. These self-serving
strategies may diminish the quality of public opinion by manipulating it in ways that serve a
leader's 'special interests'. And
finally, leaders should not simply follow opinion polls and support only those
policy positions that seem to have
broad public support.
B. The Amount of Influence Wielded by Public Opinion in the
Policymaking Process
Regardless of the quality of public opinion, many of the other
influences mentioned in this section may limit the amount of influence that it
actually enjoys in the policymaking process. For example, if political campaigns are financed by
private sources of funding, then the influence of public opinion may be limited by
the influence of the individuals and groups that donate funds to parties
and candidates. As a rule, however, if public opinion is well-informed and
committed to the public good, it should be the primary influence that determines
the shape of policies and platforms. This principle reflects the basic
spirit of democratic government.
Even if public opinion is short-sighted and misinformed, public leaders should
try to change prevailing views and attitudes before enacting policies that the
public does not support. As discussed above, they should have the courage
to try to enhance the quality of public opinion so that the public will embrace
policies that truly promote the common good.
Summary
In summary, the influence of public opinion on policies and platforms depends on
both the amount of influence wielded by public opinion as well as the
quality of public opinion. The quality of public opinion depends on
the integrity of those who shape public opinion as well as the competence and character
of citizens themselves, who should critically evaluate the various voices in the
public square as they formulate their opinions. The amount of influence may be limited by other influences described
throughout this section.
We maintain that public opinion is a constructive influence on policies and
platforms if it is well-informed and committed to the public interest, and if it
is cultivated in a rational and constructive manner by all public leaders.
And, of course, if it is to carry any weight at all in the policymaking process, its influence must not be eclipsed by the influence of other
factors that may not serve the public interest.
IV. 'Trade-Offs': Analyses of the Costs and Benefits Associated with a
Policy or Platform
As they create policies and decide which policies to support, legislators
conduct 'cost-benefit' analyses in which they try to determine whether the
benefits or advantages of a policy outweigh the costs or disadvantages associated with it.
Parties also conduct these analyses for the various areas of policy within their
platforms. These advantages and disadvantages are often referred to as the 'trade-offs'
associated with a policy or platform. In Part IV of our method, we discuss
the problem of trade-offs in greater depth. We also describe how citizens
can conduct their own cost-benefit analyses of platforms and policies. Using our software applications (or printed
worksheets), they may assess whether or not a platform's or a policy's advantages outweigh its disadvantages for individuals, social groups,
the environment, and, if applicable, the cosmos as a whole. In this
section, we focus on the cost-benefit analyses that parties and public officials
use in order to defend the policies that they propose or support.
When analyzing the influence of cost-benefit analyses, citizens should try to
determine whether or not parties and officials have acknowledged, in a clear,
credible, and comprehensive manner, the trade-offs associated with a platform or
policy. If cost-benefit analyses are realistic and accurate, then they
will most likely a positive influence on platforms and policies.
Analyses of the Costs and Benefits Associated with Previously Enacted
Policies
According to our 'experimental approach' to policymaking (see Part I above
and Part IV below), sponsors of new policies should
carefully evaluate the outcomes of past or existing policies that address the
same issue so that they may learn from the successes and/or failures of these
policies. Proposed policies should thus be shaped by cost-benefit analyses
of previous policies as well as analyses of their own likely costs and
benefits. If analyses of previous policies are conducted in a systematic
and accurate way, and if insights gained from them are integrated into new
policies, then it is likely that they will have a positive influence on
platforms and policies.
Analyses of the Costs and Benefits Associated with Competing Policy
Proposals
In addition, parties and public leaders may cite analyses of the costs and
benefits of alternative policies proposed by other parties and public leaders in
order to show how their policies are superior to these proposals. For
example, a candidate may cite cost-benefit analyses in order to explain how
their policy proposals will achieve greater benefits and involve fewer costs
than the policies of competing candidates.
V. Risk and Uncertainty
Risks represent potential costs associated with
platforms and policies. Two types of risk have an especially significant impact on the policymaking process. One is the risk associated
with the outcome of policies. Because social problems are so complex, it
is possible that even carefully crafted policies will not achieve their
goals. The second type of risk is political. When a party or public
leader proposes or supports a policy, they may risk losing support among
colleagues and constituents who do not favor that policy. Both types of
risk may have a substantial effect on the credibility and popularity of parties
and public leaders. They thus have a profound effect on the policymaking
process.
Political Risks
As stated above, a policy is politically risky if a public leader's
support for the policy may be criticized by some of their constituents, donors,
fellow party members, or fellow legislators. In other words, by advocating
a politically risky policy, a public figure runs the risk of losing support
among those who nominate them, fund their campaign, elect them, and work with
them in legislative bodies (see also section II above and section VII
below). If they hope to get elected or reelected, public leaders must take
into account the political risks associated with platforms and proposed
policies. Parties also take political risks if policies within their platform
provoke criticism from their members and donors.
Parties' and public leaders' assessments of political risk may have a positive
or negative influence on the platforms and policies that they propose and
support. Political risk has a positive influence when parties and leaders
believe that they will minimize their risk by promoting policies that enhance
the common good. It has a negative influence if parties and leaders
believe that they will minimize their risk by promoting policies that diminish
the common good. For example, if an elected official is concerned about losing donations
from special interests, he or she may propose a policy that serves these interests at
the expense of the common good. In this situation, the official's
assessment of political risk has a negative influence on their policy. On the other hand,
large numbers of well-informed citizens may demand that the official advocate an
alternative policy that promotes the common good,
even if this policy may, at least in the short term, cost him or her the
financial support
of some special interests. As the official contemplates the prospect of
losing the support of a large number of voters, he or she may then decide that the risk of losing
donations from some special interests is outweighed by the risk of losing a
substantial number of votes
in the next election. In this second scenario, the official's assessment
of political risk has had a positive influence on the policy.
Citizens thus have considerable power to shape
the ways in which parties and public officials perceive political risks.
If they use this power, they can shape the ways in which political risks
influence platforms and policies. As citizens assess this influence on
platforms and policies, they may ask themselves if they have helped to convince leaders that it
is less risky to promote the common good than it is to serve special interests
or honor party loyalties at the expense of the common good.
Risks Related to the Outcomes of Policies and Platforms
There are also risks related to the outcomes of policies and platforms.
By conducting the cost-benefit analyses described above, legislators carefully craft policies so that unnecessary risks and
uncertainties regarding their outcomes are avoided. However, policies that address complex and
challenging problems almost always involve some degree of risk and
uncertainty. Even though they are planned with diligence and foresight,
they may not attain the goals that they were designed to achieve. Public leaders and the citizens whom they serve should be
willing to accept this uncertainty. Often, though, the fear of failure (and
resulting public
disapproval) discourages policymakers from proposing and supporting risky or
uncertain policies that address challenging social problems. If they
succumb to this fear, legislators may slip into a 'state of denial' and avoid
confronting difficult issues. Or they may propose 'safer' policies that do
not effectively address these problems.
When analyzing platforms and policies, citizens should thus determine
whether or not policymakers have effectively recognized and managed risks
regarding their outcomes. The influence of policymakers' perceptions of
risk is negative if they fail to avoid unnecessary risks, or if they shy away
from taking unavoidable risks as they address challenging issues. The
influence of this type of risk is positive if risks and uncertainties are clearly
understood and openly acknowledged by policymakers and the general public, and then minimized by
policymakers as they enact and implement legislation.
It is much easier to acknowledge and accept risk and uncertainty regarding the
outcome of policies if citizens and their leaders are willing to embrace an 'experimental approach' to
public policymaking. This approach, which is discussed in Part
IV of this method, accepts the fact that policymaking is an experimental
process of 'trial and error.' Whenever possible, it calls on public leaders to try
a variety of promising strategies for addressing complex social problems. Different strategies
may be employed in different regions, or in the same region at different
times. Then, as results of these strategies are analyzed and evaluated,
legislators may revise and refine policies so that they more effectively
achieve their goals. If it is not possible to try different strategies,
leaders should at least be open to ongoing evaluations of policies, followed by
refinements and revisions if these are deemed necessary. In
addition, when policymakers are addressing a particular issue, the experimental
approach requires them to examine the outcome of all other policies that have
been enacted in order to address the same issue. This includes past and
current policies that have been implemented in their own or some other
jurisdiction -- even in other countries. By assessing the outcomes of
these other 'policy experiments,' policymakers may be better able to formulate
promising policies for the future.
For their part,
citizens should respect leaders who have the courage to adopt this
approach. They should support leaders who propose bold and intelligent
solutions to challenging social problems, even if the outcomes of these policies
are uncertain. And they should not rush to judgment when a well-crafted policy does
not achieve its goals, provided that the policy's sponsors are willing to review
and revise it in light of the wisdom they have gained from the initial
disappointing results.
VI. The Timing of Elections
The timing of elections may have a substantial impact on the policymaking
process because it affects the ways in which officials perceive the political
risks associated with their policies. For example, if elected officials are coming up for
reelection
soon, they may be less likely to propose or support policies that strive for
long-term goals, particularly if the success of these policies requires some
short-term hardships before long-term benefits are realized. Instead, they
may try to minimize their political risk by proposing and/or supporting policies that will produce
quick, tangible results that are viewed favorably by a large majority of
voters. The timing of elections may also influence the ways in which
policymakers deal with controversial issues. Because controversial issues
are so divisive, policies that address them may be strongly supported by some
citizens and strongly opposed by others. Policymakers may thus try to
minimize their political risk by proposing controversial policies early in their
terms of office. In doing so, they hope that the citizens who opposed
these policies will have had more time to 'cool off' before the official comes
up for reelection.
These are just a few of the ways in which this factor may influence
both the goals that policymakers seek to
achieve as well as the types of issues that they are willing to address.
As they evaluate policies, citizens should try to determine how policymakers'
concerns about the timing of elections influence their policies. For
example, if a policymaker's anxiety about an upcoming election leads him or her
to propose policies whose impact is popular with the public in the short-term
but destructive to the common good in the long-term, then this concern has had a
negative effect on the policy. Similarly, if a policymaker tries to force
a controversial policy through the legislature early in his or her term, then
this haste may lead to the implementation of flawed policies that have not been
adequately discussed by legislators and the citizens whom they represent.
In a positive way, concerns about upcoming elections may cause elected officials
to endorse sound policies that have broad public support, even if these policies
are opposed by the special interests that donate funds to their campaigns.
It is also possible that concerns about the timing of elections will have little
or no effect on the quality of a policy. Even if, for example, a
controversial policy is proposed early in an official's term, it may still be a
sound and reasonable policy. As they evaluate
policies and platforms, citizens must therefore decide
whether the political risks associated with the timing of elections have a
positive, negative, or neutral influence on the policymaking process.
VII. The Influence of Deal-Making Among Public Officials and Party Factions
Political 'deal-making' may have a great influence on a policy or platform. Sponsors
of a policy must gain the support of a majority of legislators as well as the
executive branch (i.e. President, Governor, Mayor, etc.) if they hope to
win passage of their proposed legislation. And in order to persuade some
policymakers to support their proposal, they may need to revise their proposal so that it serves some interest(s) of these
elected officials.
Lawmakers may also 'swap favors' as they build support for an initiative.
Their colleagues may promise to support their initiative only if they, in turn,
agree to support legislation that these colleagues are proposing or supporting.
Sponsors may thus formulate policies in ways that make these deals more
attractive.
It is very unlikely that the sponsor(s) of a platform or policy will openly
acknowledge these deals when they defend the platform or policy in the
public square. The influence of these political strategies may therefore be
difficult to recognize and assess. Nonetheless, citizens must try to
uncover the various political maneuvers that shape policies. They must
then determine whether or not these deals influence policies in ways that
promote the public interest.
In a similar way, platforms are shaped by deals that are struck between
different factions within a party. The various factions or groups within a
party may espouse a variety of views and policies that they would like to
include in the party's platform. It is not easy to get all of these groups
to agree on one set of policies. Thus, one faction may agree to support
the policies of a second faction if the second faction agrees to support the
policies of the first faction. Or, one faction may withhold its support of
the entire platform unless another faction agrees to revise certain key policies
within the platform. These deals may result in a
platform which is not totally consistent with the party's public
philosophy. They may also affect the potential contribution of the
platform to the common good. However, these deals are often necessary in order to enable the
party to speak with a common, unified voice. As they analyze
platforms, citizens will have to determine how these deals might affect the
impact of the platform on the common good.
Part
IV:
A Framework for Understanding and
Evaluating the Impact of Platforms and Policies
Below is the framework that we use to analyze the impact of platforms and
policies on all four levels of organization discussed above. It may be
used to analyze both proposed platforms and policies as well as those that have
already been implemented. The first part of the framework focuses on the
impact of domestic policies. The second part can be used to analyze the
impact of foreign policies as well as the impact of domestic policies on foreign
relations.
Focus on Domestic Policy
I.
The Personal Level: The Impact of Domestic Policies on Individuals
Our 'dynamic systems' world view suggests several important criteria that may be used to
understand and evaluate the impact of platforms and policies on individuals.
A. The Impact of Domestic Policies on the Different Dimensions of an
Individual's Personality and Lifestyle
Our 'dynamic systems' approach assumes that all entities are
composed of interrelated parts. In this framework, we attempt to describe
the various 'parts' of individual persons by identifying several dimensions of an
individual's personality and lifestyle. These include the physical, relational,
intellectual, economic, political,
cultural, moral, spiritual, and artistic dimensions of the human person.
We assume that
individuals must develop all of these dimensions of their personality and
lifestyle in order to exercise their freedoms and pursue some notion of personal
fulfillment.
The physical dimension
includes one's physical safety, health, and fitness. To develop this dimension, one
must live in a clean and healthful environment. The relational dimension represents the capacity to form rewarding relationships with family members,
friends, colleagues, and other citizens. The
intellectual dimension includes the ability to form a coherent
world view, that is, a comprehensive understanding of the human person, human
societies, and the natural world. The economic
dimension includes the development of vocational skills as well as an
opportunity to
gain adequate employment that pays adequate* wages and guarantees safe working
conditions. The
political dimension includes a clear understanding of the political
process as well as the
ability to participate meaningfully in this process. The cultural
dimension
is the ability to learn and pass on important
customs of the social groups to which one belongs.
The moral
dimension is the ability to articulate and consistently act upon a
clear set of values and priorities that guide one’s everyday life.
The spiritual
dimension
includes the ability to reflect on questions of meaning and purpose
in one’s life, as well as the cultivation of habits and techniques that deepen
this reflection. The artistic
dimension is the ability to express one’s beliefs and values through
some form of symbolic action. This
‘self-expression’ may include the creation of artistic works or the
cultivation of artistic tastes in music,
the visual arts, and/or the performing arts.
It may also include such avocations as sports and hobbies.
Platforms and policies should promote each dimension of the person that is
affected by them. They should not hinder the development of any dimension.
* 'Adequate' wages for a full-time worker should pay for
all of the living expenses of the worker and his or her family and allow for the
worker to save some money for future needs. This minimum wage level is
often called a 'living wage.'
B. A Developmental Perspective on the Human
Person
Consistent with our 'dynamic systems' view of reality, our framework explores the
impact of platforms and policies on individual persons as they change and
develop over time. We thus assume that these
different dimensions of the person are related to each other in the process of
human development. When one cultivates the various dimensions, one meets
needs and develops capabilities that are essential to well-rounded personal
growth. Theories of human development can help one to understand how this
process moves forward. Two of these theories may be found in Attachment 2: “Using Theories of Human Development
in the Creation and Analysis of Public Policies.”
Developmental Theories and Public Philosophies
The use of developmental theories plays a pivotal role in the careful analysis of
public philosophies (see Part I of this method). These theories can
help citizens to determine whether or not parties and candidates adequately
understand how persons thrive. Many political philosophies have been
criticized for having a vague, overly generalized, and unrealistic understanding
of human nature and development. Using these theories as criteria,
citizens can identify gaps and weak spots in the views of parties and candidates.
In a positive way, these theories can help citizens to recognize political perspectives that
have a clear grasp of human development.
Developmental Theories and Specific Policies
Developmental theories are also essential to the process of creating effective public policies. First, they enable policymakers to more
precisely pinpoint the exact needs and capabilities that they hope to address
and develop through the implementation of a specific policy. For example,
job training programs may strive to enable persons to meet their needs for food,
clothing, shelter, self-esteem, and meaningful work.
Moral education programs may be designed to help students to form a clearer
sense of their identity and values.
Developmental insights also help policymakers to avoid the
mistake of "hopscotching" over needs – trying to meet needs
at "higher" levels of development while neglecting needs at
"lower" levels. For example, enabling citizens to exercise their
rights to free expression and self-government are certainly desirable goals, but
they mean little to someone
who has nothing to eat and no job. Policymakers must therefore address
these basic needs if they hope to successfully promote democratic forms of
government. Also, freedoms may be misused if
individuals lack some type of moral formation that instills responsibility and
self-discipline. Thus, some form of moral education is another need that
must be met in order for persons to enjoy the liberties to which they are
entitled.
C. Personal Liberties as Developmental Achievements
In short, the use of developmental theories may help citizens and policymakers alike to
understand that individual liberty is a very substantial developmental
achievement. It is most effectively exercised when buttressed and
directed by a strong foundation of capabilities that are necessary for
self-determination. Governments may have to help citizens to gain
opportunities to develop these capabilities. They may also help other
institutions to provide these opportunities. Either way, these theories
make it clear that leaders cannot naively espouse personal liberties if citizens
are developmentally impoverished in some way.
By the same token, it is not acceptable for public
leaders to address basic needs but then frustrate citizens' higher aspirations
for self-determination and self-government. They may
not
sacrifice personal liberties while meeting basic needs for food, shelter, and
safety.
In light of these developmental insights, policies aimed at
helping individuals should reflect a comprehensive understanding of the dynamics of
human growth as they are described in these theories. Platforms and policies must
help persons to address their needs and cultivate key capabilities so
that they may be able to effectively exercise their individual liberties in
pursuit of their visions of happiness and fulfillment.
D. Respecting the Full Range of Human Rights
and Recognizing the Relationships between Them
These developmental insights may be more clearly understood when they are
described in term of human rights. Our understanding of human rights
reflects both our dimensional and developmental views of the self. In our
view, human rights represent entitlements
to basic resources, opportunities, and protections that are essential for
holistic personal development, that is, for the development of all of the
dimensions of the human person. Individuals are entitled to these rights simply by virtue of their value and dignity as
human beings. Because they are grounded in human dignity and necessary for
personal development, human rights may not be denied by governments, other
institutions, or other individuals. As discussed below, they may only be
limited in special circumstances in which the exercise of some right threatens
the common good or the overall welfare of other individuals, social groups, or
the environment.
It is assumed that platforms and policies should support the full range of basic
human rights that are essential for holistic personal growth.
The various types of rights listed below provide many of the same criteria for assessing
policies as the dimensions of the human person (see item A). They
highlight the different aspects of one's personality and lifestyle that one
develops by exercising one's rights. In
addition, though, some types of human rights more explicitly protect individuals from abuses that may
be perpetrated by governments, other institutions, and other individuals.
Economic and physical rights include rights to bodily safety and
fitness, to clean water, to affordable food, housing, and medical care; to adequate vocational
education and training; to a just wage for one's labor; to start a business; and to own property. They also include rights to food, shelter, and health
care if one is unable to work due to personal disability. Civil
rights include freedom from discrimination on the basis of one's creed,
race, ethnicity, or gender. Political rights include rights to civic education,*
to peaceful public assembly, to form and participate in political associations,
to vote, and to petition the government. Juridical rights include
rights to fair and just treatment from law enforcement agencies and
courts. Examples include the rights to due process of law, to trial by a
jury of one's peers, to representation in court, to protection from illegal
search and seizure, and to protection cruel and unusual punishment. Broader social rights
include the freedom marry and establish a family and the right to form and participate in religious and civic institutions
of all kinds. Cultural rights include the freedom to express the
customs and values of one's culture. They also include the right to learn
about the historical and philosophical foundations of one's culture as well as
its modes of artistic expression. Expressive rights guarantee the
ability of citizens to share their views in the public square. They
include the freedom of speech, the freedom of the press, and the right to
artistic expression. Rights
to education entitle all individuals to a level of education that enables
them to form a coherent world view. These rights also include the
educational dimension of the economic, political, and cultural rights described
above.
*
Civic education teaches individuals about political life in their own and other
nations.
The Relationships between Human Rights in the Process of Human Development
As
mentioned above, human rights are entitlements to resources, opportunities, and
protections that are essential for personal growth. We thus affirm that all
of the rights listed above, like the different dimensions of the human person,
are related to one another in the process of personal development. Developmental theories describe how
'lower' needs and
capabilities must be addressed and developed before one can address and develop
'higher' needs and capabilities. Since human rights represent the
resources needed to address needs and develop capabilities, these theories also
reveal how human rights are related to each other in the process of
personal growth. The effective exercise of some rights, such as the right to free expression,
requires the development of skills in literacy, critical thinking, moral
reasoning, and interpersonal communication. These skills are, for the most
part, developed in educational institutions. Thus, in order to exercise
these rights, one must be able to exercise the right to an adequate
education. And in order to take advantage of one's right to education, one
must be able to exercise one's rights to basic needs such as food, clothing, and
shelter. In addition, those who pay for one's education must be able to
realize their right to adequate wages.
Clearly, the exercise of some rights meets needs and develops capabilities that
are essential for the exercise of other rights. In other words, the
exercise of some rights is a prerequisite for the effective exercise of
other rights. If individuals cannot
exercise their rights to basic needs such as adequate wages, safe housing, and
a sound education, then they will not be able to fully and competently exercise
their rights to free expression and self-determination. It is difficult to
express oneself if one is illiterate; it is impossible to determine one's destiny
if one cannot feed one's own family.
Developmental theories also show how some rights represent the fulfillment of
other rights. For example, the rights to self-expression and
self-government represent the fulfillment of the rights to get a general
education and, more specifically, to receive vocational training. If individuals receive a well-rounded education that
includes vocational training, they will develop a sense of competence, purpose,
and identity. According to developmental theories, these individuals will
naturally seek to express themselves and direct their lives according to this
sense of purpose and identity. The rights to self-expression and
self-government enable them to do so. If they cannot exercise these
rights, they will be frustrated in their quest for personal fulfillment.
Once again, relationships between different types of rights are revealed in the
dynamics of human development.
In
summary, in order to promote individual rights and freedoms, platforms and policies must
reflect an awareness of both the developmental
character of liberty and the developmental relationships between human
rights. Developmental theories describe how some rights are prerequisites
for others.
If this relationship is ignored, policymakers run the risk of 'hopscotching'
over basic rights that develop skills and capabilities that are necessary for
the exercise of other rights such as the right to self-government. These
theories also show how some rights represent the fulfillment of other
rights. The right to a well-rounded education, for example, develops
capabilities and aspirations that are fulfilled when citizens are able to
exercise the rights to self-expression and self-determination.
Limits to the Exercise of Rights
The exercise of individual rights may be limited for several
reasons. One may not, for example, exercise rights in ways that violate
the rights of others. In addition, one person's exercise of one or
more rights may be limited in order to provide others an opportunity to exercise
this right (these rights). For instance, in societies in which there is a
great gap between higher and lower economic classes, it would be appropriate to redistribute
some wealth from more affluent individuals to impoverished persons so that the
latter may have an opportunity to
exercise their physical, economic, and educational rights. In this
example, the property rights of the wealthy are limited in order to enable poor
individuals to exercise basic rights on some minimal level. In sections
V-VII, we describe how such limitations often, in the long term, benefit those
whose rights are limited and those who are empowered by a sharing of
resources. In other words, those whose rights may be limited in the short
term often enjoy expanded rights in the long term. This is because the
limits imposed on them shore up the foundations of a peaceful, stable, and
prosperous society.
More broadly, rights may
be limited by the need to promote the common good, that is, the welfare of the social institutions and ecological systems that support and foster individual
growth and well-being. This also is discussed in greater detail below in sections V-VII. In this section, we
simply wish to make the point that policies must respect the fact that
no rights are 'absolute'; all are exercised within prudent limits imposed by the
needs of other individuals, by the needs of social institutions that support
individuals, and by the needs of the ecosystems that sustain all human
societies.
Afterword: The Scope of Human Rights
We are aware that this list of rights may be broader than the range of
entitlements traditionally guaranteed by some nations. We have taken an
ambitious approach to human rights for two reasons. First, we maintain
that all of the rights listed above are related to each other in the process of
personal development (see above). If policymakers hope to promote the liberty and
happiness of their fellow citizens, they cannot pick and choose between
them. Second, we believe that this full spectrum of rights should
be promoted simply because our civilization possesses the resources necessary to
do so. While a scarcity of resources may have been an excuse to compromise
on some types of rights in the past, we are confident that the collective wealth
of human societies in our own time is more than adequate to provide a broad
range of opportunities for all people. If less affluent nations cannot
afford to extend some of these rights to all persons, then wealthy nations
should help them to do so through aid and development programs. We further maintain that it is in the
interest of all nations to promote these rights in order that more stable,
prosperous, and progressive social conditions may be achieved around the globe.
E. The Relationship between Rights and Responsibilities
Entitlements such as human rights
benefit individuals and society only if individuals are willing to bear the
responsibilities associated with them.
Individuals must take on these responsibilities in two key ways.
First, individuals must bear the responsibility to take
advantage of the resources, opportunities, and protections provided by their
societies in the form of human rights. If they avoid this responsibility,
individuals limit their potential for personal growth as well as their ability
to contribute to society. Second, as mentioned in section D above,
individuals must exercise these
rights in responsible ways that respect the rights of other individuals, strengthen
institutions, and preserve the natural world. If they fail to do so, then,
in the long run, individuals will constantly infringe on each other's ability to
exercise rights, social institutions will be less able to provide and protect
rights, and the environment will not sustain individuals as they seek to
exercise their rights and freedoms.
As they promote human
rights, policies and platforms should thus clarify how the enjoyment of these
rights also implies responsibilities that individuals must assume. In
addition, they should empower individuals to assume these responsibilities.
Our developmental theories suggest that this focus on responsibility is
especially important in adolescence and young adulthood as individuals are
developing a capacity for self-determination. This capacity will find a wider public purpose
as they assume the responsibilities of citizenship and participate in democratic self-government.
F. Integrating Individual Initiative
and Social Support
This discussion of rights and responsibilities sheds light on a central issue in
political thought -- the relationship between the individual and society.
This issue is discussed in greater length in section V of this framework.
In this section, we only highlight one key aspect of this issue: the debate
about the roles of individual initiative and social support in the
process of personal development. Historically, some schools of political
thought have placed great emphasis on the role of personal initiative in the
quest for personal fulfillment and social progress. Others have focused on
the 'social nature' of human beings. They emphasize the many ways in which
individuals rely on social institutions for the support and resources that they
need in order to thrive.
Our relational and developmental perspectives clearly demonstrate that both
individual individual initiative and social support are essential for personal
growth. Like all other entities, individuals are intimately related to one another in
human societies. Throughout their lifetime, individuals rely on the support and resources of social
institutions such as their families, the schools that they attend, the
institutions for which they work, the civic organizations to which they belong,
and many different government bodies. Yet
our theories of human
development (see Appendix 2) state that individuals must
develop a sense of personal identity and responsibility if they are to lead
fulfilling lives.
They must choose their values, initiate projects and relationships, and assume
specific roles within social groups. We thus propose that policies must
acknowledge the roles that both personal
initiative and social
support play in the well-being and development of individuals.
II. The
Impact of Domestic Policies on the Social Level of Organization
The social world is complex. There are countless institutions, large and small; local,
national, and international in scope; that pursue their diverse missions in
society. There are also other types of
social groups whose behavior and interaction play a major role in the progress
or decline of societies. We propose four ways to
divide society into different types of groups.
Each of these social perspectives is useful for understanding and evaluating
the impact of platforms and policies on the social world. The first perspective focuses on specific institutions such as families, churches, and business
firms. The second identifies social
sectors -- including the state, the market, and civil society.
These sectors consist of institutions sharing some common function or
goal. The third examines different
levels of social organization, including local, state, national, and
international levels of social organization. The fourth social perspective
recognizes
different socio-cultural collectivities,
which are broader groups of persons joined by specific biological, cultural, or
economic characteristics. Some of
these
groups include different races, genders, and economic classes.
In the sections below we identify key values and principles related to these
four types of social groups. Platforms and policies will promote social
progress if they impact social groups in ways that are consistent with these
values and principles.
A.
Impact on Social
Institutions
The
first social framework focuses on social
institutions, which may be defined as any group of persons united in the
pursuit of common needs or interests. Families, business
firms, government departments, and civic organizations are all institutions that
enable people to combine resources in order to address their collective
well-being. It is assumed that all
institutions should benefit not only their members, but also the common good. Whether they be banks, government agencies, or
garden clubs, institutions should promote those dimensions of individual growth (see above) that are
affected by their programs and policies.
They should enhance the welfare of other social groups. Their
programs and policies should also preserve the environment. They should utilize their physical, human, and financial resources
in responsible, ethical ways. In addition to this broad commitment
to the common good, we draw special attention to six specific principles that should be reflected in the missions, programs,
policies, and values of all institutions.
1) The first is clarity in the
mission of the institution. When an institution clearly states its
mission, it enables members to identify key goals and objectives as they carry
out this mission. It also allows members -- as well as the general public
-- to understand more specifically how the institution contributes to society as
a whole. In addition, it helps individuals both inside and outside of the
organization to determine whether or not the institution is consistently
faithful to its mission.
2) The second principle is a commitment to excellence in
the development of the specialized skills that members need to master in
order to pursue the institution's mission in a way that serves the common good. These may include technological expertise, skills in managing
projects, as well as interpersonal skills that are used in the delivery of human
services. Regardless of the
specific capabilities that are needed, institutions should strive for the continual improvement of
relevant skills among all of their members.
3) The third principle is a
commitment to constructive relationships between members of an
institution. To achieve this goal, groups should encourage competence in the basic skills
necessary for forming healthy human relationships, including a capacity for
empathy, communication skills, and the ability to cooperate as a team toward
desired goals. All institutions should also clearly articulate the values
and norms that should be respected by their members as they relate to each
other.
If an institution has employees, it should promote just economic relationships
between them. This is discussed further in the section on relationships
between management and labor in the market sector (see section
II.B.2.a). We note here that these principles apply to all
organizations that employ individuals, whether they are businesses, government
bodies, or nonprofit organizations.
4) The fourth principle is a commitment to establish and maintain constructive and civil
relationships with other institutions.
5) The fifth principle is inclusion. It is
relevant to the mission of a group, its membership, and its decision-making
processes. As they pursue their missions, institutions
should not deny individuals the resources that they need for self-development on
the basis of their race, creed, age, economic class, gender, ethnicity, national
origin, area of residence (i.e. rural or urban), sexual orientation,
or political views. For example, a job
training program should be open to all persons, regardless of race, creed,
class, etc. Furthermore, institutions may have to take extraordinary measures to ensure that
all persons and groups enjoy equal opportunities to benefit from their programs.
Using the above example, an institution that sponsors a job training program
should make a special effort to recruit participants from lower economic classes
and from historically oppressed groups.
Institutions should also open
their membership to all individuals, regardless of these personal
characteristics. We will concede
that some groups may legitimately limit their membership if these limits are
essential to their mission. For example, some educational institutions may
wish to create a learning environment that is tailored to the special needs and
circumstances of one gender or members of lower economic classes.
But for the vast majority of institutions, particularly economic and political
institutions, the norm of inclusion should be strictly respected.
Furthermore, institutions should make a special effort to recruit members from
disadvantaged groups so that all persons may feel welcome to join them.
Institutions should also be inclusive in their decision-making processes.
They should allow all stakeholders -- that is, all
who are affected by a decision -- to play some meaningful role in the
decision-making process.
6) The sixth principle is accountability.
Institutions are accountable for the well-being of all those whose lives
are touched by their programs and policies. The accountability of
institutions may be promoted in a variety of ways. First, institutions
should set forth a code of ethical principles and practices. This
code should specify how an institution will pursue its mission in ways that
promote the common good. Institutions must also create strategies for holding members, employees, and/or constituents
accountable to this code.
As discussed above, they should also establish inclusive decision-making
processes. When all stakeholders have input into an institution's
decisions, they can hold that institution accountable to their interests and to
the common good. In addition, institutions should allow their
policies, procedures, and decision-making processes to be examined and evaluated
by other parties. Depending on the type of institution, these other
parties may include employees, members, citizens, clients, and governments --
once again, any individual or group that has some stake in an institution's
conduct and welfare. The media should be included among these groups,
since they provide information to the various stakeholders. Even very
private institutions such as families and faith communities should accept
outside assessment (and help) when it is necessary to protect the well-being of
their members.
The values, policies, and procedures of institutions are described as transparent when they are open
to public examination. Maintaining this transparency is essential if
institutions are to be held accountable to the common good.
We will allow that some information may be kept from public view in order to
respect the privacy of individuals and the intellectual property (such as
patents) of businesses. Some
medical
records, for example, may be considered private and confidential, and businesses may not wish to share
their strategic plans and proprietary information (such as the 'secret recipes'
for soft drinks!). Without some very compelling reason, however, institutions
should be willing to allow monitoring groups or the general public to review their proceedings.
Platforms and policies should help all institutions affected by them to promote the common good.
They should also encourage institutions to respect the five key organizational
principles described above.
1) Special Institutional Focus on
Governments within Your Nation
Governments on all levels -- local, state, and national -- are charged with the
responsibility of enacting and enforcing the laws that order societies.
State and federal governments must also maintain military organizations that
provide security for citizens, the nation as a whole, and the nation's
allies. Because governing institutions play this pivotal role in public life, we devote
a special section to them. The general institutional principles described above can
be adapted into more specific principles that encourage ethical and effective government
practices. Principles related to the internal operations of government and
the regulatory functions of government are also set forth in other sections of
this framework. For example, in the section below on relationships
within the government sector we discuss the principle of checks and balances
between the branches of governments. In addition, other sections of this
framework examine the impact of government policies on individuals,
social groups, the environment, and the cosmos as a whole. However, even
though some of this information is redundant, we believe that it is helpful to
describe how these principles apply to governments as well as other
institutions.
1) Establishing the Rule of Law
On the most basic level, it is essential for governments to establish and
maintain the rule of law. That is, they must be able to exert the
power and control that is necessary in order to successfully enact and
consistently enforce legislation. And according to the ideals of
democracy, the rule of law is legitimate only if it is exercised with the
consent of the people. This consent is expressed through the democratic
election of government officials.
If governments are unable or unwilling to establish and maintain the rule of
law, they will not be able to govern in an ethical and effective manner.
Two factors are especially threatening to the rule of law: instability
and corruption. The rule of law cannot be established in a chaotic
society that does not have a functioning government. In addition, the rule
of law is compromised if a government is corrupt. Governments are corrupt
if individuals or groups gain control over government institutions, often
without the consent of the people, and then use the powers of government in
order to pursue their interests at the expense of the common good. Corrupt
governments may change laws arbitrarily -- without going through any sort of
democratic legislative process -- in order to pursue their interests. They
may also enforce laws inconsistently -- only when it favors their interests to
do so. These strategies dramatically undermine the rule of law and betray
citizens' trust in their governments. Measures designed to avoid and fight
government corruption are discussed further in the section below on
"Accountability" and in section II.B, which examines the impact of
policies on social sectors.
2)
Promoting the Common Good
As with all other institutions, governing bodies should pursue their missions
in ways that promote the common good. They should enact and enforce
legislation that protects the full range of human rights, promotes social
progress, and preserves the environment. Conversely, they must avoid
problems such as corruption and incompetence that prevent them from responding
effectively to the public interest.
3) Clarity of Mission
While it is understood that all government institutions should promote the
public good, all government bodies should clarify the specific ways
in which they are commissioned to do so. For example, the mission of The
Securities and Exchange Commission is to promote the public good by regulating
the trade of stocks and bonds. All platforms and policies should enable
government bodies to adhere faithfully to their missions.
4) Standards of Excellence
More specifically, governments should promote standards of excellence in
policymaking and citizenship. Regarding the policymaking process,
government officials should cultivate the
skills and attitudes that enable them to work effectively with each other as
they carry out the duties of their office. They should
also diligently gather information relevant to the issues that they address
through the policies that they create. Related to this, they should invite
input on key public issues from a variety of experts both within and outside of
government. They should pay particular attention to scientific studies
that are relevant to policy issues. In addition, governments must provide
opportunities for citizen participation in the policymaking process by holding
public forums, measuring public opinion, and by taking into account the views
and opinions of citizens who communicate with officials through such means as
letters, phone calls, and e-mails. When public officials propose,
defend, and cast votes on specific policies, they should clearly state how all
of these sources of input -- as well as their own philosophical assumptions --
have influenced their proposals and decisions. Finally, government leaders
should embrace an 'experimental approach' to policymaking (for an explanation of
this approach, see Part II above as well as Section VIII
below).
To promote standards of excellence in citizenship, governments (as well as
nongovernmental organizations such as civic groups and faith communities) should help citizens to gain the
knowledge and skills that they need in order to
participate in the institutions and processes of democratic government.
Governments may do this by requiring all schools to include some form of civic
education in their curricula. This instruction should include strategies
for political organizing, dialogue, analysis, and advocacy such as those set
forth in this curriculum. Government officials should also provide
citizens with timely and accurate information regarding important issues and
policies. For their part, citizens should uphold standards of excellence
in public life by staying informed on important issues, by
engaging in dialogue with other citizens, by communicating with government
officials in the ways described above, and by casting their votes in elections.
5) Accountability
To encourage accountability in government institutions, the decision-making
processes of all government bodies should be transparent, or open to public review and
evaluation. The public should be able to identify who makes
decisions. They should also be informed of the criteria and justifications
that guide decisions. Decision-making processes should also be inclusive, encouraging broad public input from citizens
and advocacy groups (see below). In this way, governments may held
accountable by all citizens, not just a select few. In addition, the system of
checks and balances
between government branches holds governments accountable to the public
good. And finally, governments must set forth codes of ethics that
specify ethical guidelines for institutional programs and policies as well as
the behavior of individual public servants. For example, these codes could
describe how legislators should avoid conflicts of interests by abstaining from
votes on policies that directly affect their own economic interests and/or the
interests of their friends and families. Principles related to accountability are especially important as
safeguards against government corruption and the abuses of power that arise from
it.
6) Inclusiveness
As mentioned in the previous section, governments' decision-making processes
should be inclusive as well as transparent. Policymakers should solicit
broad public input as they propose, discuss, enact, and implement
legislation. Governments should be inclusive in their mission as well. They
should strive to enhance the lives of all citizens, regardless of their economic
class, race, creed, age, ethnicity, gender, area of residence, political views,
national origin, and sexual preference. For more on
this aspect of inclusiveness, see the section below on 'Socio-cultural
Collectivities.' Finally, governments must be inclusive in their membership.
No citizen should be denied the opportunity to run for public office or gain
government employment on the basis of any of the above characteristics.
7) Promoting Constructive Relationships
Finally, governments must encourage constructive relationships both
within and outside of government institutions. They should promote good
relationships among government officials, between political parties, between
government branches, between other institutions and agencies within government, and between
individual citizens. As they promote constructive relationships in all of
these contexts, they will create a greater spirit of civility in public
life.
All platforms and policies must enhance the ability of governments to respect these
principles for ethical and effective public administration.
8) Military Preparedness and National Security
Your national government must also be able to support a
military force that is capable of defending the nation's interests and
values. This military force must be equipped and trained in an efficient
manner; military expenses should not drain resources from important social
programs that promote the welfare of citizens and the environment. In the
quest for national security in a fractious world, it seems easy to justify massive expenditures
on defense. Yet history has shown that flawed domestic and foreign policies
often breed more unrest and conflict than any real or perceived weakness in
military capabilities. Put positively, effective domestic and foreign
policies that improve individuals' lives are the best guarantees of peace and
prosperity. Policies and platforms must acknowledge this
broader conception of national security that includes military strength
as well as the general welfare of individuals, social groups, and the
environment. These issues are discussed in more depth in the framework on
foreign relations below.
B. Impact
on Social Sectors
Different types of social institutions may be grouped into three social
sectors, or collections of institutions that have a similar mission and
function. They include the market sector,
the state or government sector, and civil society.
1) Definition of Each Sector
The market sector is
comprised of institutions that have as
their primary goal the exchange of goods and services for a profit. In
other words, they sell goods and services in order to make money. This
sector also includes political advocacy groups that represent the interests of
business firms. The various
institutions that direct the political process comprise the
state or government sector.
This sector includes the three branches of government as well as all agencies
and commissions that enact and enforce government policies. The last sector, which may be called civil
society, is comprised of organizations that provide individuals with
opportunities for personal development, service, and political participation.
Some examples of these organizations include faith communities, schools*,
civic groups, service organizations, and environmental organizations. They also include
political advocacy organizations that represent the interests of groups such as the elderly,
the handicapped, and the mentally ill. In addition, as discussed below,
political parties and media organizations may be considered part of this sector,
though they may also function in ways that are characteristic of other
sectors. We thus describe them as 'hybrid' organizations that belong to
two or more sectors. While
some institutions in civil society may charge money for the services that they provide,
most do not seek to make money or earn a profit from these transactions.
They are thus called 'nonprofit' or 'not-for-profit' organizations. Those
that do seek to earn profits may be considered to be hybrid institutions that
belong to both the market sector and civil society.
'Hybrid'
Institutions
The Media
Some
institutions share characteristics and functions of two or even all three
sectors. The media, for instance, informs and educates the public.
As discussed below in the section on 'Relationships between Sectors,' the media
also keeps a
critical eye on the market and state sectors. In
these capacities, it functions like an institution in civil society. Yet
most media organizations are for-profit businesses and thus also part of the
market sector. If media organizations
are affiliated with a government, they may also be part of the government
sector. Because of their hybrid character, citizens should carefully
analyze the ways in which media groups affect the dynamics within and between
sectors (see below).
Political Parties
Political parties may share characteristics and functions of both the
state sector and civil society. Within governments, parties
nominate candidates for elected office. They also play important roles in
legislative bodies. For example, they determine the membership of committees within
legislatures, and the leaders of majority parties decide which policies will be
considered by legislatures. Beyond this, parties provide citizens with
opportunities for political education and advocacy. They provide
opportunities for advocacy by responding to the views, concerns, and interests
of the citizens who comprise their membership as they decide which policies to
propose and support. They may also educate their members regarding
principles of responsible citizenship and the dynamics of the political
process. In these functions, they operate as institutions in civil
society.
Government Enterprises
In addition, government enterprises share characteristics and functions of more
than one sector. These institutions are established and often managed by
governments at the federal, state, or local levels. They are thus part of the
government sector. Yet they also provide goods and services such as
liquor, electric power, passenger rail transportation, and mail service.
They are thus part of the market sector as well. Governments establish
them for a variety of reasons. They may be created to generate revenue for
government programs (i.e. liquor stores), to avoid abuses of private monopolies
(i.e. electric power
companies), to offer services that cannot be profitably provided by the private
business sector (i.e. Amtrak passenger rail service), or to coordinate complex and expensive
research projects, such as the development of new satellite technologies, that
may be too costly and risky for private businesses to pursue.
While they do not fit neatly into one sector, this framework of social sectors
should help citizens to understand these hybrid institutions' unique
characteristics and functions. They may then more effectively analyze
their relationships with institutions in all three sectors.
* While public
schools are funded through taxes and regulated to varying degrees by government
bodies, they function more like institutions in civil society. For
example, they provide a nonprofit service to society. In addition, public
colleges and universities enjoy 'academic freedom' that enables faculty members
to teach and write what they wish without fear of government interference.
This autonomy, in addition to their educational function, clearly distinguish
them from the state sector, which focuses on enacting and enforcing public
policies. Moreover, these institutions may sponsor studies and conferences
that evaluate how effectively the programs and policies of institutions in the
market and state sectors serve the public good. As discussed below, this
evaluative role is a key function of institutions in civil society.
2) Relationships within and between the Sectors
Relationships within and between the sectors are of great importance to social
progress and the common good. The following discussion of these
relationships will clarify the ways in which the three sectors and the
institutions within them perform functions that are essential to the common
good. It will also describe the ways in which the sectors and their
institutions may be made accountable to the public as they perform these
functions.
a) Relationships
within Sectors
Relationships between different organizations within sectors may be
cooperative or competitive. Neither cooperative nor competitive
relationships are necessarily constructive or destructive. Some
cooperative relationships promote the public good, while others do not.
Similarly, some competitive relationships enhance the public good, while others
are obstacles to progress.
Adversarial Relationships within Sectors
The Market Sector
Constructive Adversarial Relationships
When business firms must compete with each other for customers, each will try to
gain an edge over its competitors by trying to offer better products and
services at lower
prices. This competitive dynamic within the market sector is the engine of
economic and technological progress. Entrepreneurship, or the
establishment of new businesses, promotes both competition and innovation.
Without competition, firms often produce inferior products and charge
excessive prices, since
they have no rivals to challenge them.
Relationships between Management and Labor in the Market Sector
Another key interaction within the market sector is the often tense relationship
between the different levels of employees in a firm -- between the lower-level
workers and the higher level managers and owners who set wages and control working
conditions. The interests of these groups may often conflict, at least in
the short term. Lower
level workers (usually called 'labor') often seek higher wages and better
working conditions. Managers
try to keep labor costs down in order to increase profits. They will thus
pay workers as little as possible. And they may be reluctant to spend
money on strategies to increase worker safety. We
maintain that managers and owners should provide workers with safe working conditions and a level of
compensation that enables them to meet their basic needs and support their
families. Governments should help to regulate this relationship through legislation
that sets minimum wages as well as standards for safe working conditions.
This is discussed below in the section on relationships between sectors. However, workers may still consider it necessary to bargain collectively through
a labor union in order to gain higher wages and more favorable working
conditions. Business managers and governments should allow them to do so
without fear of reprisal or discrimination. Should workers choose to
bargain collectively, they should, for their part, make reasonable demands that
do not cripple a firm's ability to compete in the marketplace.
If it is handled effectively, the often tense relationship between management
and labor can promote the public good in the long term. Safe working
conditions minimize injuries in the workplace. This reduces the
compensation that employers may have to pay injured workers. In addition,
workers who are well paid stimulate the economy as they use their wages to
purchase goods and services. All business owners benefit from the economic
growth that is created by this consumption.
Destructive Adversarial Relationships in the Market Sector
Competitive relationships between business firms may also undermine the common
good. As mentioned above, business firms try to gain a competitive edge
over their rivals by selling their goods and services for the lowest possible
price. In order to do this, they must constantly strive to lower the costs
of producing the goods and services that they sell. Businesses may seek to
lower their costs by paying their workers extremely low wages. Their
workers may then be unable to meet
their basic needs and support their families.
Yet workers and their families would not be the only ones to suffer from low
wages. If workers and their families consume low levels of goods and services,
economies tend to stagnate or even shrink. This would make it difficult
for entire societies to attain the level of prosperity that they desire.
In addition, low wages may lower workers' morale and discourage them from
working as hard as they would if they were paid more adequate wages. As a
result, the overall productivity of their employers will suffer.
Furthermore, low wages create animosity between
management and labor. Workers may even go on strike, or stop working, in
order to protest low wages. This would almost certainly diminish the
productivity of the firms that employ them.
In a similar way, competitive pressures may cause firms to produce goods in ways
that harm the environment. Manufacturing processes often produce waste
products that pollute the environment. Firms must spend money on processes
that dispose of this waste in ways that minimize harm to the environment.
However, they may try to save money -- and gain a competitive edge -- by
avoiding their responsibility to dispose of wastes in an environmentally safe
manner.
These destructive relationships can be minimized by responsible action in the
market sector. Management and labor can work together to reach agreements
on wages and working conditions. Coalitions of business firms can agree to
minimize the environmental damage caused by their manufacturing processes.
However, it is often necessary for governments to step in and regulate
environmental and labor issues in the market. This is discussed below in
the section on relationships between sectors.
The State or Government Sector
An elaborate system of
checks and balances between government
branches must be in place in order to promote accountability
and efficiency in the government sector.
The legislative branch (Congress) enacts laws. The judicial branch may
review these laws in order to determine whether or not they are consistent with
the principles set forth in a nation's Constitution. In addition, the executive
branch (the President or Governor) may veto legislation that he or she deems
harmful to the public good. In turn, the legislative branch may 'override'
this veto and enact legislation over the objections of the executive
branch. This system of checks and balances prevents any single branch
of government from exerting too much control over public affairs.
Within the legislative branch, political parties may check and balance one
another as legislation is debated and voted on. Through a variety of
mechanisms, each party can prevent the other(s) from gaining too much control
over the policymaking process.
In addition, citizens can check the power of the legislators who represent them
by proposing legislation through a referendum. Normally, citizens
elect representatives (i.e. legislators) who then propose and enact laws on
behalf of their constituents (i.e. the citizens who elect them). This is
the basic process of representative democracy. However, citizens
may also propose a piece of legislation and then either enact or reject it
through a popular vote or referendum. This process is commonly referred to
as direct democracy. When citizens employ this strategy, they are
exercising their right to petition the government (see 'political rights' in
section I.D above). Citizens who wish to propose legislation in
this manner have to collect a certain number of signatures from fellow citizens
who also support the proposal before they can put their proposal up for a
popular vote. Citizens can resort to the referendum process if they do not
believe that legislators will faithfully represent their views and
interests. For example, if citizens are convinced that legislators will
not enact a certain law because they have been bribed or corrupted by special
interests, they may insist that the law be voted on by the general public
through a referendum. Some governments even allow citizens to use a
referendum to recall an elected official, or remove them from office, if
a majority of voters believe that the official is not executing the duties of
his or her office in a competent and ethical manner.
The referendum process of checking the power of government officials can be
abused, however, if citizens are not wise in their political judgments.
For example, citizens may vote to lower their taxes through a referendum.
They may then conduct another referendum in which they pass a law that obligates
the government to provide more services. As a result, they may force their
government to spend more money providing these services than it takes in through
tax revenues.
Checks and balances between branches of government can also be destructive when, for
example, the legislative and executive branches are completely unable to work
together in order to address important public issues. Without some
'give-and-take' or comprise between the different branches, governments may be
unable to carry out their legitimate functions. In the same way, struggles
between political parties may make it impossible for governments to respond to
important issues.
Civil Society
Competition is also
valuable for organizations in civil
society. For example, civic organizations such as community service
groups may compete with one another for members within a community. This
competitive relationship may motivation each organization to continually improve
its programs and extend its outreach to the community. As a result, the
civic organizations and the community as a whole benefit from the competition.
In their role as advocacy organizations in civil society, political parties may
compete with each other in order to best represent the views and interests of
citizens. This competition is essential for maintaining a vibrant
democratic society. Competition in civil society may become destructive, however, when it discourages groups
from working together in order to address important social issues and problems.
Cooperative Relationships within Sectors
Constructive Cooperative Relationships within Sectors
Cooperation within sectors is also crucial. Many
technological, ecological, and social problems cannot be adequately addressed
without pooling the resources and coordinating the programs of many different
institutions within (and between) sectors.
In the market sector, it may be necessary to combine the resources of many
business firms in
order to develop complex technologies. In civil society, a variety of different civic groups, churches, and
educational groups may need to join forces in order to effectively address
concerns about such issues as civil rights or environmental problems. In a
similar way, different branches of government and government agencies may have
to work together to meet challenges faced by a state or nation.
Destructive Cooperative Relationships within Sectors
However, cooperation in the market sector does not always serve the public
good. Business firms should not be allowed to cooperate or collude
as they set prices for the goods and services that they sell. Rather, they
should be forced to compete with each other, as discussed above. This
competition will motivate them to offer the highest quality goods and services
at the lowest prices.
b)
Relationships between Sectors
The three sectors interact in many ways that may either promote or threaten the common good. These interactions
may be cooperative or adversarial. Once
again, cooperative
relationships are not necessarily good, and adversarial relationships are not
necessarily bad. Rather, policies should
encourage the kinds of adversarial and cooperative relationships between sectors
that promote
the common good.
Constructive Cooperative Relationships
The sectors may cooperate in many ways that are vital to the common good. For example, the
state may cooperate with business firms in the market sector in order to develop
some important new technology. These
two sectors may also work together to create
legislation that promotes a fair and open commercial environment -- one that
encourages entrepreneurship and rewards ethical business practices. The
state may cooperate with churches in order to deliver much needed social
services to impoverished populations. Charitable
organizations in civil society may be supported by business firms that wish to serve their
community.
In addition, the media may gather and report information that helps governments
to make more informed decisions. Commentators in the media may also
provide insights that enable government officials to better understand and
respond to important public issues. Beyond this, the media may use its
capacity to communicate with the public in order to promote public safety and
informed political participation. Governments may use television and radio
stations to alert the public regarding dangers such as infectious diseases,
unhealthy lifestyles, and terrorist attacks. Print and broadcast media may
provide political candidates with an opportunity to communicate their platforms
to the public, provided that each candidate has an equal opportunity to do
so. These are all examples of constructive cooperative relationships between
sectors.
Constructive Adversarial Relationships
Constructive relationships between sectors can be adversarial as well. The three sectors must “check and balance” each other just as the three
branches of government hold each other accountable to the common good.
Governments must monitor regulate institutions in all three sectors, starting
with themselves. They must enact policies that hold government officials
and agencies accountable to standards of good government. The other
sectors should help them to enforce these standards. The state must regulate the market in order to ensure that business firms
conduct their operations in an ethical manner.
More specifically, as mentioned above, governments must create labor and environmental regulations
in order to ensure that competitive pressures within the market sector do not
lead firms to exploit workers and damage the environment. Governments must
also issue regulations that prevent business executives from misusing funds
invested in their firms. These measures should also ensure that executives
give a truthful accounting of a firm's financial status. In addition,
governments must pass anti-trust laws that prevent firms from colluding or
making agreements to sell their goods at higher prices. Finally,
governments must ensure that consumers of goods and services are protected
against dangers posed by defective products and by services that are not
provided in a competent and professional manner. In turn, business firms should prevent the
state from taking on economic ventures that would be more effectively and
efficiently pursued by the market sector. They may also resist
regulations that they consider to be excessive or unnecessary. And they
should ensure that governments enforce economic regulations in a fair and
equitable manner, without showing favoritism to any firms.
Organizations
in civil society may have to pressure the state and the market to better serve
the public interest.
In turn, the state must regulate organizations in civil society in order
to ensure that they raise and use their funds in an ethical manner.
Constructive Adversarial Relationships between 'Hybrid
Organizations' and the Three Sectors
Constructive Adversarial Relationships between Political Parties and the
State
In democratic societies, it is essential for political parties to be able to
voice their views on government policies, institutions, and officials,
particularly when their views do not agree with existing government
policies. This is an especially important function for minority
parties*. These parties may not enjoy much power in the state sector, yet,
as part of civil society, they still advocate the views and interests of the
citizens who comprise their membership. As they voice alternative views,
parties may provide citizens and public leaders alike with a variety of
perspectives on a particular public issue or problem. Their participation
is thus an essential aspect of the democratic process.
* A party is designated a 'minority' party when its members
hold less than half of the seats in a legislative body.
Constructive Adversarial Relationships between the Media and the Three
Sectors
As mentioned above, media organizations such as television networks and newspaper publishers
are 'hybrid' institutions that share functions and characteristics of the market sector and civil
society. They may also be part of the
government sector if they are sponsored by governments. Because of
these different characteristics and functions, the media may be involved in
constructive adversarial relationships with all three sectors.
As a part of civil society, the media serves as a "watchdog"
that exposes unethical behavior in governments, businesses, and even in other
groups in civil society. The media
can serve as an effective watchdog only if a society's constitution protects the
freedom of the press to express ideas without government control or censorship. Policies and platforms must always preserve this
limitation on the power of the state and the freedom of expression that it
guarantees.
In turn,
media organizations that operate as businesses in the market sector are subject to economic
regulation by the
government. The state should be especially vigilant in its efforts to
limit the number of media outlets that can be owned by a single media
firm. This policy is necessary for economic as well as broader cultural
reasons. Economically, the state should encourage competition in the media
so that media organizations will charge reasonable prices for advertisements and
subscriptions. From a cultural or civic perspective, this policy
prevents one or a few large media firms from gaining too much control over information in the
public square. It may thus give the public access to a greater diversity
of perspectives on public affairs.
In addition, individuals and groups in all sectors must serve as 'watchdogs'
that monitor the accuracy and objectivity of news reports produced by the
media. Some groups in civil society are devoted solely to this
purpose. Media watchdogs must first ensure that laws against libel, or
intentional and malicious lying by the media, are enforced.
Beyond this basic function, they should help citizens to understand that the
media may not simply report the facts associated with newsworthy events.
Rather, these organizations may report the news in ways that reflect their views
and interests. As discussed in Part III of this method, these views and
interests are described as biases and include economic bias, political
bias, access bias, as well as the bias associated with the personal ambitions of
individual journalists. The biases that affect media information are often
referred to as the 'spin' that the media places on its news reports. Media watchdogs can also alert citizens to the
biases of public figures, political parties, and other organizations.
These biases will determine the spin that these individuals and organizations place on
information when they speak through the media.
Finally, media watchdogs should help the public
to critically evaluate the political commentary that is produced by the media.
Since commentaries are opinions, and thus more subjective, it is assumed that
they will reflect the political views of commentators, or the spin that these
commentators place on political topics as they interpret and evaluate
them. Even so, the interpretations of commentators should reflect coherent
and consistent political perspectives. They should also be supported
by sound scientific research and accurate historical data. Media watchdogs
must therefore help citizens to examine them closely in order to determine
whether or not they are sound and credible interpretations of political events,
policies, and trends.
If media watchdogs enable citizens to better assess the news and commentary provided by the media, citizens may then make more informed
decisions about parties, candidates, and policies. In addition, if public
figures and media groups are aware that citizens are carefully evaluating media
information, they may reduce the spin that they place on this information.
In the long run, this may improve the quality of communication in the public
forum. Citizens should thus
ensure that public policies promote and protect 'checks and balances' between
the media and media watchdogs in all sectors.
Constructive Adversarial Relationships between Entertainment Media and the
Three Sectors
Organizations in all three sectors should also hold entertainment media, such as
movies, music, art exhibitions, books, plays, and video games, accountable to some standards
of public decency. These types of media do not play the same role in
political life as the news and information media discussed above. However,
they do play an important role in shaping the views and values of popular
culture. And they may, in fact, convey messages that are relevant to
politics. The monitoring and regulation of entertainment media is thus a frequent topic of debate in public life.
Entertainment industry groups, such as the Motion Picture Association of
America, rate various forms of entertainment as appropriate for persons of a
certain age or level of maturity. Religious institutions and other groups
in civil society may also rate entertainment according to codes of morality that
they espouse. In addition, governments may censor entertainment content
that is deemed to be excessively obscene or violent. Government
regulations may also limit the consumption of some forms of entertainment to
persons over a certain age. While these regulatory policies should protect
public safety and uphold standards of public morality, they should also respect artists' and
entertainers' right to express themselves. Thus, when citizens evaluate
policies that regulate entertainment media, they should carefully determine
whether or not limits on artistic expression are justified by a reasonable
concern for public safety and morality.
Constructive Adversarial Relationships between Government Enterprises and the
Three Sectors
In a similar way, all three sectors must ensure that
government enterprises provide goods and services in an ethical and efficient
manner. These 'hybrid' institutions should be carefully monitored by
government representatives, experts in business management, as well as groups in
civil society that represent the consumers who are served by these
enterprises. The decision-making processes of these
enterprises should be transparent, or open to public scrutiny, so that they can
be evaluated by the aforementioned individuals and groups. All policies
that impact government enterprises must facilitate these strategies for holding
them accountable to the public good.
All of these relationships
between sectors, both cooperative and adversarial, contribute
to the common good. Destructive relationships
between sectors are very common, however. Like
constructive relationships between sectors, these may be cooperative or
adversarial interactions.
Destructive Relationships between Sectors
Destructive relationships between sectors can have a profoundly negative effect on the
common good, endangering the livelihood of persons, the freedom of conscience,
and the integrity of the democratic process. As with constructive
relationships, these negative relationships may be cooperative or adversarial.
Destructive Cooperative Relationships
The sectors may cooperate in many ways that are harmful to the common
good. For example, a business firm may donate money to political parties in order to
influence public policy in a way that serves the firm's economic interests.
In this case, the state and the market cooperate to promote the firm's private
interest in ways that may not serve the public good of society as a whole. Similarly, faith
communities in civil society may try to cooperate with governments in order to
gain political leverage. They may then use this leverage to impose their
beliefs and values on citizens against their will. This possible scenario
is perhaps the most historically infamous illustration of the need for checks
and balances between sectors. It has led many democratic governments to
insist that a separation must be maintained between governments and religious
institutions, that is, between 'church' and 'state'.*
* The actual extent of this separation is a topic of much debate
in many democratic societies. In western democratic societies, a broad
consensus supports the principle that governments should not establish any
religion as an official state religion that dictates the spiritual beliefs and
morality of its citizens. Rather, they support the freedom of citizens to
choose and to practice their religion. Many also believe that government
resources may not be used by faith communities in order to promote their
doctrines and/or recruit individuals to join their communities. However,
many do believe that governments may provide funds to faith communities that
wish to provide basic social services, such as housing for the poor, as long as
these groups do not use the funds in order to proselytize or recruit the
individuals whom they serve. This is a sample of just a few of the issues
and positions within this contentious and ongoing debate.
The media may become involved in destructive cooperative relationships
with the state and the market. Media organizations may agree to provide
news coverage and commentary that are favorable to governments in return for
political favors, financial payments, and/or exclusive access to newsworthy information
that is provided by government sources (see the sections in Part III on 'access
bias'). Similarly, businesses may somehow reward media organizations
for providing news and commentary that are favorable to their commercial
interests.
Destructive Adversarial Relationships
Conflicts between sectors may also threaten the common good. The
state, for example, could enact regulatory policies that give some business
firms unfair advantages over other firms. Or governments may pass laws
that undermine trade unions' efforts to secure fair wages and safe working
conditions for the workers whom they represent.
In addition, the state and the market could try to suppress civic and religious organizations
(in civil society) that threaten their political or economic power.
Destructive Adversarial Relationships between Hybrid Institutions and the
Three Sectors
Hybrid institutions may become involved in destructive adversarial relationships
with all three sectors. Dominant political parties within governments may
try to suppress the voices of other parties that are trying to advocate the
views of their members in legislatures and in the broader public square.
They may even prevent the establishment of other parties that may oppose
them. In these ways, the power of some parties in their governing
functions may become involved in a destructive adversarial relationship with the
roles of other parties in both the state and civil society.
Because media organizations have so much control over the spread of ideas and
opinions in the public square, they may be vulnerable to government
censorship and intimidation, particularly if they espouse views that are critical of
government policies. This is true for media groups that provide
news and social commentary as well as organizations that produce entertainment
media such as books, plays, movies, and documentaries. As mentioned above, societies can prevent this
destructive relationship by guaranteeing the freedom of the press and the
freedom of artistic expression.
In a more subtle way, government leaders may withhold newsworthy information
from news sources that have been openly critical of their views. In turn,
as discussed above, they may provide information to media groups that are
generally supportive of their views and policies (once again, see the discussion
of 'access bias' in Part III of this method).
In
addition, businesses may try to use their economic power in order to coerce the
media to withhold information that is critical of their policies and/or
projects. A firm may, for instance, threaten to stop advertising in a
newspaper if the paper is about to run a story that exposes the firm's unethical
business practices. For their part, media organizations may unfairly
criticize the policies of government officials and political parties that do not
share the organizations' political views. The media may also provide
inaccurate information that portrays business firms in an unfavorable
light. As discussed above, media 'watchdogs' should hold media
organizations accountable to high standards of balance and integrity.
Otherwise, 'misinformation' in the media will diminish the quality of public
discourse.
Conclusion
In order to promote social progress, it is essential to
maintain appropriate relationships both within and between the three social
sectors. Citizens must therefore
understand and evaluate the ways in which platforms and policies affect these relationships.
C.
Impact on Different Levels of Social Organization
Assumptions: It is
also useful to break the social world down into different
levels of organization from least to most comprehensive.
These levels of social organization range in scope from the family to the global
community. In this section
we will present concepts and principles that will enable citizens to understand
and evaluate three key criteria related to the impact of platforms and policies on
different levels of social organization.
-
The first criterion is the
ability of parties and public leaders to recognize the full scope of social
issues -- that is, all of the levels of social organization that are affected by
particular issues or problems.
-
The second is the ability of parties
and public leaders to identify and respond to the issues that affect the
highest levels of social organization and thus the largest number of
people.
-
The third is the impact of platforms and policies on
the ability of individuals, governments, and non-governmental
institutions to effectively respond to issues and problems on the
appropriate level(s) of administration.
These criteria are related to each other
as steps in a policymaking process.
Parties and public figures must first recognize the full scope of an issue --
all of
the levels of social organization affected by it -- before they can identify the
most urgent issues. And they must identify the most urgent social issues
before they can identify the level or levels of organization on which these
issues may best be addressed*.
* The importance of establishing the full context of public
issues, not simply their social context, is explored in section V below.
1. Recognizing the Full Social Scope of Social Issues and Problems
Some issues are clearly
local in scope -- they affect only neighborhoods, cities, and/or counties.
An example would be a decision regarding the types of taxes that a county will
levy or charge in order to fund public services such as a police force, fire
department, and school system. However, our 'dynamic systems' approach highlights relationships
and connections between all things, including levels of social organization. We thus acknowledge that many issues do have significant implications
for higher levels
of social organization such as the state,
national, and international levels. In fact, we would assert that one
should presume that an issue has some relevance for higher levels until it is
proven otherwise. In light of this assumption, we believe that it is essential
for parties and policymakers to carefully construct the context of issues and clarify their
full scope
before they propose ways to address them.
Unfortunately,
it is often tempting for public officials and citizens
alike to shy away from the daunting task of understanding and addressing social issues in their full social context.
Elected officials
may focus more on the relevance
of issues for the constituents who vote for them; citizens are often most
concerned about the impact of issues on their local region. Citizens
must therefore make a conscious effort to look beyond their 'back yard' and demand that platforms and
policies recognize the implications of issues for higher levels of social
organization. In doing so, they are
actually promoting their own interests in the long term, since the well-being of lower levels of social
organization often depends upon the effective functioning of institutions on
higher levels of organization. Thus, if social issues are not addressed at
higher levels (when this is clearly called for), then institutions and
individuals on lower levels will suffer the
consequences. For example, if a state government is unable to enact
effective policies for promoting economic growth, then local governments within
that state may not have an adequate level of funding for the public services
that they must provide. In addition, individual citizens will suffer from
a lack of economic opportunity.
2. Recognizing an Order or Priority that Should Govern Responses to Issues on
Different Levels of Social Organization
This does not mean that broader social issues should be addressed solely by
policymakers on higher levels of government. This issue of the locus of
political decision-making is discussed below. However, it does imply
an order or priority that policymakers should follow when composing platforms and
proposals. According to this order of priority, issues with a broader social impact may
require more urgent attention, since they affect many individuals, groups, and
ecosystems. Stated another way, platforms and policies should
acknowledge that needs on higher levels of social
organization may take priority over needs on lower levels of social
organization. When this priority is respected, entities on all levels
of society will be better served by policies, simply because lower levels depend upon
higher levels to create a social environment in which they may thrive. (This order of priority also
applies to relationships between the four levels of organization that comprise
the main elements of our this part of our method. It is
discussed further in sections V and VI below.)
3. The Principle of Subsidiarity: Determining the Appropriate Locus of Decision-Making
for Initiatives that Address Social Problems and Issues
After policymakers have recognized the full scope of social
issues, as well as the specific issues that are most important and urgent, it is necessary to identify the level(s) of
organization or administration on
which a response to particular issues should be coordinated. The level(s) of
administration that they select may be called the primary locus of decision-making for a
particular issue. For issues and problems that impact higher levels of
social organization -- and even for complex and challenging local issues -- there is
much debate concerning the appropriate levels on which they should be
addressed. The question often arises: “Should a particular issue
or problem be
addressed on more local (i.e. lower) levels or on more centralized (i.e. higher)
levels of
administration?” Historically,
some public philosophies favor local
administration in business, governmental, and civic affairs.
Others have claimed that central
coordination and control is
necessary in order to address social issues and projects in an efficient and thorough manner.
We maintain that one must strike
a delicate balance in the relationships between local and centralized levels of
political administration. On the one hand,
policies should promote local responsibility
and decision-making. Local
decisions and initiatives enable individuals and local groups to develop a sense
of responsibility, a capacity for self-determination, and a vision for their
future. As local groups of citizens and their
leaders address issues, they
must articulate collective goals and work together to achieve them. As
they attain their goals, they feel a
sense of pride and investment in their local community.
However, platforms and policies must also acknowledge that many complex projects and issues can only be effectively addressed by
coordinating strategies and resources on higher, more centralized levels of
administration. The scope of some issues may extend beyond lower levels of
organization. Or local levels may simply not have the funding and
expertise to handle challenging local issues and projects.
We may integrate these insights in the principle of subsidiarity.
This principle states that political
decision-making should be as local as possible and as centralized as necessary
in order to effectively serve the common good.
Thus, if an issue can be effectively addressed on a more local level of
administration, then decision-makers on higher levels should allow local
governments to handle it without interference. Yet leaders on local levels should respect the need
to respond to complex issues and problems by enacting and implementing policies
on higher levels of administration. If it
is determined that higher level coordination is needed, then officials on higher
levels should still allow those on lower levels to take as much initiative and responsibility as
possible in the planning and implementation of important projects and policies.
In reality,
responses to many issues and problems can seldom be coordinated on local
or centralized levels alone. Rather,
cooperation between lower
and higher levels of government
is essential.
So it is foolish to disregard the legitimate roles and functions that
each level of organization must assume if social problems are to be addressed effectively. Local and
more centralized levels must work together, with each level respecting the knowledge,
experience, and initiative that the other levels can contribute to the creation
and implementation of sound public policies.
In summary, parties and public figures should first establish the social scope
of public issues. They should then identify the issues of greatest urgency
-- those that have a significant impact on the largest numbers of persons.
Third, they should follow the principle of subsidiarity
as they identify the level(s) of public administration or decision-making on which they
should coordinate their response to these issues.
4. Applying the Principle of Subsidiarity to Nongovernmental
Institutions
In the previous section, we applied the principle of subsidiarity to
decision-making by governments. Yet it may also be applied in a broader
social context that includes other types of institutions.
a) Applying the Principle of Subsidiarity to Families
For example, citizens and government
leaders may come to the conclusion that some social issues and problems are best
addressed by families. In these cases, leaders may recognize that
government involvement is unnecessary or inappropriate. Or they may decide
that governments on all levels should somehow help families as they confront
social problems. Governments may, for instance sponsor mentoring programs
in order to help parents to persuade their children to stay in school and pursue
a career path.
b) Applying the Principle of
Subsidiarity to Economic and Civic Institutions
In addition, policies may be designed to promote the development of small
businesses. These smaller economic initiatives may be especially valuable
because they can be built upon the innovative ideas of individuals or small
groups of entrepreneurs*. They may also be able to use the natural
resources of local communities in unique and innovative ways. In other
dimensions of social life, policies may encourage the establishment of local
groups that promote the arts, education, and various types of community
outreach. These groups can help harness the energy of local communities
that wish to find new ways to meet the needs of their members. Like local
self-government, these economic and civic initiatives give individuals a sense
of responsibility for their community and a sense of control over their own
lives.
*
An 'entrepreneur' is a person who establishes a new business firm.
5. Social Processes and Dynamics that Include Many Institutions, Sectors, and
Levels of Organization
Some social phenomena cannot be clearly analyzed by exploring
decision-making processes within any single type of institution or social
sector. It is thus important to recognize social systems,
processes, and dynamics that include many different institutions, sectors,
and levels of organization. For example, the democratic social process may be
understood as the process through which key public policy issues are discussed
in the public square. This broad social dynamic may include input from the
media, government figures, trade unions, business firms, faith communities,
civic associations, as well as individual citizens. Because they include
so many groups and individuals, these broader social dynamics are on a higher,
more inclusive level of social organization. Consistent with the principle
described above, it is a priority to preserve the effective
functioning of these higher-level processes, since the welfare of entities on
lower levels depends upon their proper functioning. Furthermore, it may be
necessary for some individuals and institutions on lower levels to make short-term sacrifices in order
to preserve these higher level systems, since, in the long term, all
institutions and individuals will benefit from their effective
functioning.
For example, it is legitimate to require that some groups and individuals limit their right
to free expression in the form of campaign donations in order to preserve a
truly democratic social process in which all
groups and individuals -- regardless of their financial resources -- enjoy an
equal opportunity to have a voice in the policymaking process. In the long term, by
promoting the effective functioning of this democratic process, the right of all
citizens to freedom of expression will be greatly enhanced, simply
because their representatives will represent their views rather than the
interests of those individuals and groups who have donated money to their campaigns.
We may also speak of a market system that represents a higher level of
social organization. This system encompasses all
individuals, institutions, and sectors that are involved in economic
activity. It includes business firms as well as the government bodies that
regulate them. It also includes groups in civil society that promote
ethical economic practices. As we discuss above in the section on social sectors, this
system should encourage healthy competition between business firms. It
must also regulate firms so that they promote the welfare of all individuals,
groups, and ecosystems that are affected by their activities. Because the
market system includes all entities involved in economic activity, it exists on
a higher, more inclusive level of social organization than any individual
institution or sector that comprises it. All entities within it depend on
its healthy functioning for their own long-term well-being. The needs of
this larger social process therefore take priority over the needs and interests
of any of its constituent institutions and individuals. If individuals and
organizations attempt to further their interests by hindering the proper
functioning of the market system, their efforts should be resisted by citizens
and their elected officials.
As a general rule, policies and platforms must safeguard the proper functioning
of these large-scale social processes or systems. They must not allow
individuals or institutions that comprise these systems to manipulate them in
order to pursue their own interests at the expense of the common
good.
6.
Foreign Relations: Special Focus on the International Level of Social
Organization
The impact of domestic policies
on foreign relations should technically be included in this section.
However, it involves many complex international issues regarding personal
development, social groups, and ecological dynamics. These issues are
addressed below in the framework for analyzing the impact of foreign policies
and foreign policy platforms. We thus recommend that citizens use the
foreign policy framework in order to analyze the impact of domestic policies in
the international arena.
D.
Impact on Socio-Cultural Collectivities
Assumptions:
In the social section of this framework, we also group persons according
to income, ethnicity, national origin, gender, creed, age, race, sexual orientation,
and area of residence.
We have chosen these specific characteristics because they very often
have a significant impact on an individual’s ability to gain access to
resources that they need in order to develop themselves.
For example, young people in lower economic classes may lack the
resources and social support needed in order to gain a high level of education
and career training. By contrast,
those in a higher class may have access to abundant resources necessary for
developing vocational skills, including special tutoring and enrichment
experiences. More affluent
individuals may also enjoy the social support of affluent family members and the
institutions to which they belong. Similarly,
someone in a particular religious tradition, race, or ethnic group may be
discriminated against by persons in other faiths or ethnic groups. As a result, these oppressed individuals may be excluded from
participating in educational, economic, spiritual, political, and civic
organizations. They may therefore lack access to essential resources for
growth. In addition, one's area of residence may affect their
opportunities for development. For example, persons living in rural areas may
lack adequate access to basic services such as clean water, sewage, electricity,
and communication networks (i.e. phone wiring). In addition, rural schools
may lack adequate resources for educating their students. Thus, this
geographic characteristic often has economic dimensions as well.
We propose that equal opportunity and
inclusion are the key principles that
should govern relationships within these socio-cultural groups. Persons
of all classes, races, nationalities, genders, faith traditions, areas of residence,
age groups, and ethnic groups, as well as
those who share different sexual orientations, should enjoy the same
opportunities to develop all areas of competence that contribute to personal
liberty and fulfillment. Furthermore,
we propose
that the state may have to take proactive and even aggressive measures to ensure
that members of all groups gain opportunities to advance themselves,
particularly if some groups have been historically oppressed on the basis of one
of these characteristics. At the
very least, societies should enact and vigorously enforce
anti-discrimination laws.
III.
The Impact of Domestic Policies on
the
Ecological Level of Organization
A. Levels
of Organization in the Natural World: Species, Ecosystems, and the Biosphere as
a Whole
In this framework, the natural world includes all living things, including
human societies, and the habitats in which they live.
Like the social world, the world of nature can be broken down into
different levels. The most basic is
the level of species, which represent
unique types of organisms. Ecosystems
are complex "webs of life" composed of a variety of species that live
within a particular habitat and depend on each other to maintain a state of
ecological balance and equilibrium. The
most inclusive level is the biosphere,
which is the entire envelope of air, soil, and water that circles the globe,
containing all ecosystems and habitats within it.
B.
Relationships between Species, Ecosystems, and the Biosphere
Individual species depend on other species in many different ways.
For example, an animal species depends on other
species that it eats. It also depends
on other species that eat its members and thus control disease and genetic
defects within the species. In addition,
some species provide habitats for other species, as trees do for the birds that
roost and nest in them. Species may also play a role in the reproduction
of other species. Many insects, for example, help plants to reproduce by
pollinating their flowers.
The balance and stability of ecosystems depends on all of the species that
live within them. Each species plays some role in the cycles of growth and
renewal that sustain healthy ecosystems. Plant species trap energy from
the sun. As they are consumed, they pass this energy along to a host of
animal species. In turn, these species produce waste products that provide
nutrients for plants to use as they trap more of the sun's energy and renew the
cycle. Because each species plays an important role in an ecosystem, it is
essential to preserve the great variety of species that comprise
ecosystems. The variety of species within an ecosystem is described as the
biodiversity of that ecosystem.
Ecosystems
are also intimately connected to each other.
When ecosystems are damaged, surrounding ecosystems are inevitably thrown
out of balance and the survival of species within them is jeopardized.
All ecosystems (and species) are, in turn, dependent upon the stability
and integrity
of the biosphere as a whole. If there is some significant change in the components of the biosphere, all organisms and all ecosystems
may be somehow affected. For example,
changes in the atmosphere, such as acid rain and the buildup of 'greenhouse
gases,' are carefully studied because they are large-scale phenomena that may
affect the entire biosphere and all of the ecosystems within it.
Changes in ocean temperatures, levels, and currents may also affect many
different species and ecosystems.
C.
The Impact of Human Activities on the Natural World
At the present time, human activities are having a tremendous
impact on species, ecosystems, and the biosphere. As
habitats are altered or destroyed, species are forced to adapt to
these changes or perish. Some ecosystems are becoming unstable and incapable of sustaining the rich variety of
organisms that reside within them. The
integrity of the biosphere as a whole is threatened by such large-scale problems
as climate change.
Environmental problems affect all living things profoundly, including human
societies. And they do so on a long-term basis.
While individuals may suffer and societies may decline without a lasting
effect on the welfare of the planet, the degradation of ecosystems and the
biosphere affects all
people for long periods of time; indeed, much damage to the environment may be irreversible.
D.
Promoting Sustainable Technologies and Lifestyles through Public
Policies
Intelligent and far-sighted public policies can dramatically change the
negative impact of human activities on the environment. As we learn more and more about the relationships between human societies and
the environment, we are developing new technologies that enable us to meet our needs in ways that
minimize air, water, and soil pollution; preserve the integrity of ecosystems; and conserve limited resources such as fresh water, metals,
minerals, and farmland.
Some of these 'green' technologies include cleaner ways of producing
energy, less polluting forms of transportation, more efficient processes for
manufacturing goods and recycling materials, ecologically sound forestry,
farming, fishing, and mining practices; energy-efficient designs for houses and office
buildings (known as 'sustainable design' practices); and more energy-efficient electronic devices, including appliances,
light bulbs, and computers. We are also learning how
individuals and families can change their lifestyles in ways that conserve
resources and protect the environment. For example, they may drive less
polluting automobiles, use mass transit, purchase energy-efficient appliances
and lighting technologies, install energy-efficient windows and doors, insulate
their houses, install solar panels on their roofs, and recycle trash. They may
also live in 'smart growth' communities
that are designed to use land more efficiently, reduce traffic, and promote public transportation. In addition, they can have
fewer children in order to reduce the pressure that the growing human population
is placing on the Earth's limited resources.
Technologies and lifestyles that preserve the
environment and carefully manage resources are described as sustainable; that is, they
enable us to meet our current and future needs without disrupting the natural
cycles of growth and renewal within ecosystems and the biosphere as a
whole. Public
policies should promote or at least not hinder the development of
sustainable technologies and the adoption of sustainable lifestyles.
E. Preserving Endangered Species
We are also learning more about the value of individual species. To
many persons, individual species are valuable in themselves as unique life
forms. Yet they are useful to human beings in a variety of ways.
Studies of the physiology of many organisms have, for example, led to breakthroughs in medical
research. Scientists have discovered that many substances produced by
plants and animals are useful as treatments for cancer and heart disease, among many other
ailments. In addition, as discussed in section B above, each species within an ecosystem plays a role within that ecosystem. Thus, the extinction of one
species may trigger other extinctions through a 'domino effect.' This
process may ultimately threaten the stability of entire ecosystems that sustain
us.
In summary, because
of their value as unique forms of life, their role in ecosystems, and their value for health care
and technological research, citizens should assess the impact of platforms and
policies on endangered species and their habitats. Citizens should also
assess the impact of platforms and policies on habitats -- such as tropical rain
forests -- that may contain undiscovered species that are valuable for the own
sake and for their potential utility to human beings.
F. Preserving Wilderness Areas
Wilderness areas are areas of the natural world that are not significantly
altered by human settlement or activities. These areas benefit species,
ecosystems, and the biosphere in many ways. They provide crucial habitat
for many species, endangered or not. In doing so, they preserve the
biodiversity of ecosystems -- the great variety of species that help to maintain
the balance and stability of ecosystems. Also, because they are not affected by
human activities, the soils and plants within them can more effectively clean
the air and filter the water that moves through them. Human beings may
also enjoy wilderness areas as long as their activities have a minimal impact on
these regions. Because these areas shelter species, cleanse the
environment, and provide opportunities for recreation and renewal, state and
national governments may designate specific regions for protection as wilderness
areas. Policies and
platforms should preserve regions that are already designated as wilderness
areas and, whenever possible,
designate new regions for protection.
G. Environmental Policies in Platforms
Some policies focus explicitly on environmental
issues. Conservation policies protect wilderness areas
that provide habitat for many species, endangered or not. Environmental
policies can also promote the
broad implementation of sustainable technologies and the adoption of sustainable
lifestyles. These domestic policies can address global problems such as
climate change on the local, state, and national levels. All
parties and candidates should include environmental policies
in their platforms, and these policies should address the challenges described
in sections E, F. and G.
H. Assessing the Environmental Impact of All Policies
All public policies, even
those that do not specifically address environmental issues, should promote or
at least not hinder the implementation of sustainable technologies and the
adoption of sustainable lifestyles. They should also protect species and
their habitats. Political candidates and
public officials should clearly explain and defend the environmental
impact of all of their policy proposals. In addition, citizens,
governments, and environmental groups should carefully assess policies in order to predict their long-term effects on species,
ecosystems, and the biosphere as a whole.
IV.
The Impact of
Domestic Policies on the Cosmic Level of Organization
A.
Understanding and Evaluating Platforms and Policies from the Perspective of
One's Own Cosmic Views
One may also assess political platforms and policies from the perspective of one's
views of the cosmos as a whole. One
may, for example, believe that universal laws or principles govern the world, such as
the principles of yin-yang or the law of karma. One may believe that some divine plan for the world guides
human history (such as the coming of the Kingdom of God). One may also
believe that some system of divine justice operates in human affairs. Regardless
of the specific details of one's cosmic views, one may ask how policies and
platforms relate to these overarching perspectives.
For example, if one professes that a divine plan guides history, one may
ask how platforms and policies relate to this universal plan. Do they further or hinder this plan? If one believes
in a system of
divine justice, one may ask how platforms and policies relate to this system. If one maintains that a set of universal
laws or principles
governs human affairs, one may ask how platforms and policies relate to these
principles -- whether they are consistent with these principles or in conflict
with them.
B.
Recognizing the Cosmic Views of Candidates, Parties, and Public Officials
In addition, parties and public leaders may promote platforms and policies by
claiming that they have some positive impact on the cosmos as a whole. As
mentioned in Part I of this method, this is not a common strategy for defending
policies in most modern democratic societies. There are several reasons
why a party or public figure may be reluctant to appeal to cosmic views.
First, cosmic perspectives tend to be more speculative -- that is, they are less
open to rational analysis and verification in the public square. It may
thus be difficult to use them as part of a convincing rational argument for a
platform or policy. Second, reference to cosmic perspectives can be
divisive. Even if citizens support a policy or platform, they may not
believe in the cosmic perspectives that parties and public leaders may integrate
into their defense of that policy or platform. Thus, by appealing to
cosmic perspectives, public leaders may lose support that they otherwise would
have gained. Third, if public leaders appeal to cosmic perspectives held
by a religious tradition, some citizens may fear that they are using government
policies to promote religious views in a way that violates the constitutional
principle regarding the separation of church and state. On a more basic level, citizens and public leaders may
simply believe that cosmic views are not particularly relevant to political
affairs. In light of these various factors, parties and public officials
in most modern democracies usually do not try to defend policies and platforms
by pointing out their likely impact on this level of organization. If they
do, however, citizens may make their own judgments regarding the beliefs that
they cite and the ways in which they use these beliefs in defense of their
proposals (see Part III, Section I above, which explores the influence of the
public philosophies of parties and public figures on their platforms and
policies). Ultimately,
citizens should try to understand or evaluate the impact of platforms and
policies on the cosmic level in a way that reflects their own views on the
cosmos as a whole (if they consider these views to be relevant to political life
[see section A]).
V. Recognizing the
Impact of Domestic Policies on All Levels of
Organization and on Relationships between the Different Levels
This
framework attempts to analyze the implications of platforms and policies for
individuals, social groups, the environment, and even the cosmos as a whole. It is
important to analyze the impact of policies on all levels of organization simply
because this impact is seldom limited to one level or another. Rather, all of these levels are dynamically related to each another.
Policies aimed at individuals also affect social groups and the environment.
Policies designed to promote social institutions also affect individuals and the
environment. Environmental policies inevitably have an impact on individuals and
social groups.
When these relationships are overlooked, policies may, in
the long run, fail to achieve their goals. For example, a policy that develops individuals while undermining social
institutions and damaging the environment may appear to be successful in the
short term.
However, in the long run it will be a disaster because the environment and
social institutions will no
longer be able to provide the social and natural resources that are necessary for
personal development. Similarly, a
policy that strengthens some institutions in the short term while oppressing individuals will
ultimately lead to social conflict, which will, in the long run, undermine many
institutions. Thus, if policymakers are unable or unwilling to embrace
this holistic perspective, they run the risk of creating short-sighted policies
that produce unpleasant and unintended consequences on one or more levels of
organization.
This task of predicting the long-term impact of policies
on all levels of organization is
the unavoidable challenge presented by this framework. One may have to consult research in
such diverse fields as psychology, sociology, and ecology in order to gain a
realistic understanding of the full impact of a policy. This holistic,
systematic approach is worth the effort, however,
since it may enable policymakers to avoid the unhappy discovery of unintended negative consequences
that result from the implementation of flawed policies. Put another way,
it will help policymakers to create policies that maximize benefits for all
levels of organization while minimizing costs.
In the section below on 'trade-offs,'
we provide guidelines for understanding and evaluating the positive and negative
outcomes of policies for entities on different levels of organization.
These guidelines will enable citizens to identify policies that have the best
possible long-term impact on all levels of organization.
The process of analyzing trade-offs begins with a clear awareness of the impact of
platforms and policies on all levels of organization. It also requires an
understanding of the hierarchy of value or order of priority that exists among the different
levels. This hierarchy will, for example, help citizens to determine
whether or not a policy's benefits to social institutions outweigh any costs
that the policy may impose on individuals. It is discussed in the next section.
VI. Recognizing the Hierarchy
of Value that Exists Among the Different Levels of Organization
As one considers the personal, social, and ecological
consequences of different policies, it becomes clear that effects on the
different levels of organization do not have the same degree of impact on the
common good. Individuals may suffer harm without necessarily affecting the
well-being of institutions and ecosystems. As one moves to the level of
institutions, however, the stakes go higher, since harm to institutions
inevitably affects the many individuals whose lives are touched by them.
Furthermore, harm to ecosystems can be the most disastrous in the long run,
since individuals and entire societies depend on the environment for their
sustenance and well-being.
It thus seems reasonable to propose that there is a
hierarchy of value that exists among the different levels of organization.
This hierarchy of values is based on the insight that the well-being of
entities on lower levels of organization depends on the well-being of the more
comprehensive, higher levels of organization of which they are a part.
Individual development depends
on effective social institutions that provide opportunities for individuals to
address their needs and exercise their personal freedoms.
In turn, all social groups depend on the health and stability of ecosystems for their
survival. As discussed in
section II.C above, there is also a hierarchy of value on the social
level of organization. It is based on the insight that smaller
social groups depend on the larger social groups and processes of which they are a part.
These insights are not ideological opinions. They are
facts that can be empirically proven through psychological, sociological, and ecological
research. When institutions break down, individuals suffer from the lack of
opportunities to develop and better themselves. When ecosystems break down, societies
experience a much lower quality of life, and individuals inevitably suffer as
parts of these societies.
This
hierarchy of value implies an order of priority that should be honored by
platforms and policies. The first priority is to preserve the
integrity of ecosystems upon which societies and individuals depend for their
sustenance and well-being, and prosperity. Next, it is essential to create and maintain dynamic
institutions that enable individuals to lead full, satisfying lives.
Government officials on all levels must respect this order of priority. As stated in the previous section, they must never create policies that
encourage individuals to seek their interests at the expense of institutions.
They must never implement legislation that allows individuals and societies to pollute
the environment in pursuit of short-term goals that ultimately lead to
ecological crises.
As we set forth this order or priority,
we do not wish to minimize the importance of individual rights, the
traditional pillars of free, democratic societies. We simply insist that
platforms and policies must respect the need to preserve the social order and ecological systems
within which individual freedoms are exercised. Individuals depend upon these
institutions and ecosystems for the resources they need to survive and pursue
their visions of happiness. Outside of society and the natural world, individual
liberties mean nothing.
Having said this, we remind the reader that this hierarchy
assumes that social institutions must promote the common good -- the well-being
of individuals, social groups, and the environment. It is thus not
acceptable for institutions to claim that they must oppress individuals in order
to preserve themselves. Instead, all institutions must work to create
social conditions that enable them to achieve their goals while, at the same
time, promoting the welfare of individuals and the environment. For
example, it is not acceptable for business firms to claim that, in order to earn
a profit, they must pay low wages that do not meet the basic needs of workers
and their families. Instead, these businesses should work with governments
and international organizations in order to establish a minimum just wage that
all business must pay to their workers. In doing so, they will create
economic conditions in which businesses and their employees may prosper.
The same principle applies to environmental concerns. It is not acceptable
for business firms to claim that it is impossible for them to survive without
degrading the environment. Instead, they must work with governments to
establish environmental regulations all businesses must follow. In doing
so, they will create a climate for business in which businesses will be able to
compete with each other without damaging the environment.
Similarly, this hierarchy assumes that legitimate governments
must promote the common good. They should not be allowed to deprive
individuals of their rights unless it is absolutely necessary for the common
good, that is, for the safety of their citizens or the preservation of the
environment. For example, governments may restrict the movements or
citizens in order to control the spread of a contagious disease.
Legitimate governments may also detain individuals who threaten to incite acts
of violence against other citizens. However, it is never acceptable for
oppressive governments to deprive citizens of their rights in order to prevent
citizens from objecting to unjust policies and practices.
In section VII below, we discuss the implications of this
order or priority for dealing with trade-offs -- the costs and benefits
associated with platforms and policies. We will provide guidelines that
will help citizens to identify platforms and policies that maximize benefits for
all levels of organization while minimizing costs.
VII. Dealing
with Trade-offs Regarding the Costs and Benefits of Domestic Policies
In many situations, it is impossible to
create a policy or platform that achieves some goal(s) or benefits without any
costs or
negative consequences for individuals, social groups, and/or the environment.
One must therefore deal with trade-offs.
For example, a policy that benefits one ethnic group may place some hardships
on members of other ethnic groups. Similarly,
a policy that preserves ecosystems may diminish the profits of one or more
business firms. When dealing with
such trade-offs, as a general rule, one should support policies that maximize
benefits while minimizing costs or drawbacks.
Below we describe more specific guidelines that will help citizens to
refine and apply
this general principle.
These include the priority of long-term over short-term benefits, 'orders of
priority' or 'hierarchies of value' both between and within the different levels
of organization, and the principle of justice. We will also discuss
trade-offs related to political strategy and the ways in which they may affect
the impact of policies. Some of these criteria have been explained in
previous sections of this framework. This is simply a restatement and
review of those.
Our software applications and worksheets will
enable citizens, parties, and public officials to summarize
all of the trade-offs
associated with policies and platforms in comprehensive 'cost-benefit'
analyses. They should ensure that the probable benefits of a policy or
platform clearly outweigh any potential costs or disadvantages associated with
it.
The Most Fundamental Trade-off: The Costs of Providing the Benefits of
Government Services
There is a basic 'fact of life' that applies to practically all good things that
we enjoy: you don't get something for nothing. This 'fact of life' poses a
special problem for democratic societies: the public wants the government to
provide useful and necessary services, but the fact is, citizens are often
reluctant to pay for these services. As a result, public leaders often
promise the benefits of government programs, but they may be very reluctant to
propose ways to raise the revenues needed to pay for these programs, since
raising revenues almost always involves the assessment of taxes. Tax cuts
are very popular policies, tax increases are not. Yet if citizens hope to
enjoy the benefits of sound government programs, they must accept the costs
associated with these programs. And they must encourage their leaders to
propose fair and adequate ways for collecting government revenues such as
taxation and other fees (tolls for roads, registration fees for automobiles,
etc.) Policies and programs must thus recognize this basic reality and
encourage the broader public to embrace it as well. For its part, the
public must accept this reality and allow public leaders to propose fair and
adequate tax policies without the fear of committing political suicide!
The Need to Find Lasting Solutions to
Social Problems:
Long-Term Benefits Versus Short-Term Benefits
It is often a struggle for individuals to forego immediate gratification in
order to pursue more meaningful long-term goals. In the same way,
supporters of policies that are aimed at long-term benefits are often opposed by
those who advocate policies that seek short-term benefits. For example,
one may support a policy to build a public transportation project that will
enable commuters to travel from their homes to their workplace by using mass
transit instead of their cars. The long-term benefits include less traffic (and fewer
headaches), less air pollution, lower average transportation expenses, and
greater economic development as businesses move in to take advantage of the
convenient access provided by this transit system. In the short-term,
however, area residents will probably have to pay higher taxes to fund the
project. They will also have to detour around construction sites for the
next few years. Looking at these short-term burdens, many residents may
instead support the construction of new roads. This policy will address
the traffic problem more quickly, and may reduce congestion for a time. It
will not, however, address the long-term problem of air pollution. It may
not even do much to relieve congestion in the long-term as development (and
traffic) increase in the areas surrounding the new road. This is a classic
example of a debate between short-term and long-term benefits.
Public leaders are often reluctant to propose policies that require the public
to bear short term costs in the pursuit of long term benefits, particularly if
these short term costs are fairly high. This is an especially big
challenge when the unpleasant effects of social problems will not be experienced
until some future date. Unless the public is 'feeling the pain' of
specific problems, it can be difficult indeed to promote policies that will
avoid these problems through gradual measures that involve short-term
costs. Classic examples in the U.S. are the Medicare and Social Security
programs. Both programs will go bankrupt in the next couple of decades if
plans are not made now to provide them with funding. Yet politicians fear
that the public will be opposed to raising taxes now in order to avoid this
future bankruptcy. So no plans are proposed and nothing is done to address
these problems. This reluctance to tackle long-term problems before
they become severe may be the single greatest weakness of democratic
societies. It may cause public leaders to ignore looming problems
until they become painful and immediate realities. In short, it may cause
leaders to 'govern by crisis.' And when a society practices government by
crisis, the solutions to social problems will have to be drastic and even more
costly than they would have been had long-term solutions been implemented before
the crises developed. In the case of the Medicare and Social Security
programs, the bankruptcy of these programs would create a crisis.
Responding to this crisis would require a significant increase in taxes or a
significant cut in the benefits provided by these programs. Either
possibility will be unnecessarily painful and may cause disruption in the
provision of other government services, such as environmental protection and
education.
Because of this fundamental weakness in democratic societies, trade-offs between
short and long-term costs and benefits may be the most important trade-offs of
all. Platforms and policies must therefore acknowledge and embrace the
short-term costs of policies and programs so that citizens may enjoy their
long-term benefits.
Evaluating Trade-Offs According to the
Hierarchy
of Value or Order of Priority That Governs Relationships between the Different
Levels of Organization
Trade-Offs Involving the Environment and Society
Some trade-offs may be justified by
respecting the hierarchy of value discussed in section VI above.
For example, a policy that reduces air pollution will benefit the entire
biosphere. However, as a trade-off,
it may also
diminish the profits of firms that produce energy, at least in the short term, since these firms must spend money
to redesign their power plants in order to produce ‘cleaner’ energy.
As discussed in section III above, the biosphere represents a higher
level of organization than utility companies, which are part of the social
level. All living things depend on a healthy biosphere for
their survival, including individuals who own stock in utility companies!
The need to preserve the biosphere is thus more important than the financial burden that
will be placed on the utility companies.
This is therefore an acceptable trade-off.
We acknowledge that not all trade-offs between environmental and social levels
are so easily resolved. This is particularly the case in impoverished
regions that are trying to raise their citizens' standard of living. In
order to do so, it may be necessary to pursue economic projects or build housing
developments that have some undesirable effects on the environment. Even
so, as discussed in section VI above, businesses and governments must make every
effort to minimize these negative effects through careful planning and through
the use of environmentally friendly technologies. In the long run, public
policies should help societies to meet their needs in sustainable ways that
preserve ecosystems, endangered species, biodiversity, and wilderness areas.
International trade also presents special challenges for trade-offs involving
the environment. One nation may respect the priority of environmental
needs and require its business firms to produce goods in sustainable ways.
However, firms in other nations may not be required to follow the same
regulations. As a result, they may be able to produce the same goods more
cheaply. They would thus enjoy an unfair advantage over environmentally
responsible firms in the global marketplace. This situation points out the
need for international trade agreements that require firms in all nations to
produce goods in an environmentally safe manner. Without such agreements,
governments for individual nations will be reluctant to enact sound
environmental policies that place their industries at a disadvantage.
Trade-offs between environmental preservation and economic activities must
therefore be managed within a global perspective. Domestic economic
policies that strive to minimize environmental costs must be complemented by
international agreements that require firms in all nations to follow a common
set of environmental regulations.
Trade-Offs Between Individual Rights and Needs on Higher Levels of Organization
As discussed in section VI above, individuals
may have to limit their exercise of some rights in order to protect and promote the welfare
of social groups or the environment. For example, public laws may limit an individual's
freedom of expression if that individual expresses him- or herself in a way that
incites violence toward a group of persons. This sort of 'hate speech' not
only threatens the physical safety of a social group, it also undermines the social conditions that are
conducive to open and civil dialogue. It may thus create a situation in which
the inflammatory speech of some endangers the free and peaceful expression of
all citizens. In this situation, society may limit the speech
of some individuals in order to promote public safety and preserve a social
climate in which all individuals may enjoy greater freedom of
expression.
However, because human rights
are so essential to a free society, trade-offs involving individual rights must be carefully evaluated before limits
are imposed on the exercise of rights. Such limits are only acceptable if
there is a clear and present threat to other individuals, social groups,
or the environment. The priority of social needs cannot be used as an
excuse to oppress individuals for economic or political reasons. Using the
examples from section VI, business firms cannot claim that they must deny their
employees' right to a just wage in order to remain competitive and make a
profit. If it is impossible to pay a just wage and remain profitable,
firms should advocate the establishment of a minimum just wage that they and
their competitors must pay their employees. If they face competition from
foreign firms, they may also have to advocate international labor agreements on
just wages so that their foreign competitors have to abide by the same rules.
For their part, governments cannot infringe on rights in order to silence their
critics, favor their supporters, or for any other reason that does not serve the
common good. If governments deem it necessary to limit
rights for the sake of public safety or national security, they must clearly
identify and explain the specific threats. And these policies must be open
to judicial and congressional review. In this way, the system of checks
and balances between the branches of government will help to ensure that limits
on individual rights are truly in the public interest. On the grass-roots
level, individual citizens should evaluate proposed limits and share their views
with their elected officials. Citizens may further promote their views
through citizen groups in civil society. These groups enable citizens to
share their views with a more powerful, unified voice. In this way, checks
and balances between the social sectors (the market, the state, and civil
society) will also help to ensure that government policies on human rights
promote the public interest.
The Resolution of Trade-Offs between Different Levels over the Long Term
As discussed in the section above on short- and long-term benefits, it is easy to become short-sighted when analyzing
trade-offs. It may appear that
entities on lower levels are the losers and entities on higher levels are the
winners. However, by quickly and intelligently adapting to the needs of
higher levels of organization (such as the biosphere), entities on lower levels
can serve their own interests in the long run. For example, if the power company mentioned
above were proactive and adaptive, it would invest in new technologies that
would enable it to produce energy in profitable ways that are sustainable for decades to
come. Otherwise, it would still end up spending money on lobbyists and
campaign contributions in order to thwart the passage of new environmental
regulations. It may also be sued by individuals who suffer health problems
caused by the air pollution that it generates. In addition, it may have to hire public relations
specialists in order to deal with its negative public image. Worse yet, as
the energy market becomes more competitive, its customers could simply decide to
buy power from other sources that produce energy using more environmentally sound
technologies.
Thus, in the long term, trade-offs between different levels of organization do not necessarily produce winners and
losers. They may encourage the individuals and groups affected by them to
pursue their interests in more intelligent and far-sighted ways that enhance
rather than harm the public good.
Trade-Offs between 'Special Interests' and the 'Common Good'
This section is simply a re-statement of the principles described above in terms
that are more familiar to political discourse. The needs and interests of
the 'common good' represent the needs and interests of entities on higher
levels of organization -- larger social groups, the ecosystems that sustain
them, and, the cosmos as a whole (if this level is relevant to one's political
views). Special interests represent the needs and interests of entities on
lower or less inclusive levels of organization.
As discussed above in Part II of this method, we
must first affirm that the special interests of individuals and groups are not
necessarily at odds with the common good. For example, if a policy helps
to reduce the level of poverty within a particular social group, then the
benefits of the policy will almost certainly extend to the common good, simply
because the group will become better able to contribute to the welfare of
society as a whole. Similarly, if policies support the development of
business firms that manufacture environmentally friendly products, then all
people as well as ecosystems will benefit from the policy. It is
unfortunate if the interests of other firms suffer from such a policy, but this
is an acceptable trade-off. The section above affirms that the needs of
entities on higher levels of organization take priority over the needs of
entities on lower levels. And in this case, the needs of the public good, that is, the needs of all societies as well as the ecosystems that sustain
them -- represent a higher level of organization. The policy is therefore
a good one.
On the other hand, if a policy's trade-offs promote special interests at the expense of
the common good, then these trade-offs are unacceptable. For example, if a
policy seeks to expand production of environmentally harmful products, it would
promote the interest of firms that manufacture those products while neglecting
the needs and interests of the rest of society and the environment. It
would thus violate the basic principle that the needs of the common good must
always take precedence over the interests of entities within it.
Trade-Offs on the Social Level
A Social Hierarchy of Value
Trade-offs within the social level can be very complex, but these same
principles apply. As
mentioned in section VI above, there is a
hierarchy of value within the social level as well, and it must also be
respected by policymakers.
Smaller social groups depend on the welfare of larger social groups and
processes of
which they are a part. All social
groups depend on the general well-being of society as a whole.
Therefore, when considering policies, it may be acceptable for smaller
social groups to make some sacrifices for the welfare of larger social groups
and social processes (such as the democratic social process discussed in
section II.C above). Of course, all
of these smaller groups should bear their fair share of the burden when sacrifices must be
made.
Trade-Offs between Members of Different Socio-Cultural Collectivities
Another criterion is often used to justify trade-offs on the
social level: the principle of justice, which requires that all individuals and
groups enjoy comparable opportunities to develop themselves.
As
discussed above in the section on socio-cultural collectivities, it
may be appropriate for members of more privileged social groups (i.e. some classes, genders,
ethnic groups) to sacrifice some opportunities for self-development in order for
members of all groups to enjoy comparable opportunities for
self-advancement.
In
some policies, this trade-off may be
considered a sort of remedy for past injustices against members of some race,
creed, ethnic group, or gender. If
some persons do not find this argument to be very convincing, we would also
claim that such policies should appeal to the enlightened self-interest of the
groups called upon to make sacrifices. It seems reasonable to propose
that, over time, all social groups should benefit from policies that seek
to improve the lot of historically oppressed groups. When more just
and equitable relationships prevail among different races, classes, etc.,
societies are certain to be more stable, dynamic, and prosperous over the
long-term. As mentioned above, such trade-offs are not necessarily
'win-lose' situations. In the long run, they may contribute to social
conditions that promote the interests of all groups, even those groups that
endure sacrifices in the short term.
Trade-offs Related to the Principle of Subsidiarity:
The Pros and Cons of Administering Social Policies on Different Levels of
Social Organization
There are also trade-offs related to the principle of subsidiarity, which states
that the administration of social projects should be as local as possible but as
centralized as necessary.
This principle encourages local groups to take responsibility for their affairs and
determine their own destiny. Such
local control is ideal, but not always possible.
When addressing problems and projects that are national or international
in scope, it is often necessary to coordinate policies on more centralized
levels of organization. In doing
so, policymakers may achieve a greater level of efficiency and coordination but
lose some degree of local initiative and empowerment. This may be viewed
as a necessary and acceptable trade-off.
In other situations, however, it may be possible to address problems at the
local level. But even here there
are trade-offs, since there may be fewer persons in local governments (or
businesses or nonprofits groups) who possess the expertise necessary to address
challenging problems. Local bodies
may compensate for this trade-off by consulting with experts who can advise them
as they create and implement policies and programs.
Trade-Offs on the Individual Level
Some policies may involve trade-offs on the individual level. These
trade-offs are sanctioned by the principle of justice, which states that it may
be appropriate to limit some individuals' exercise of certain
rights so that all persons may
have a greater chance to exercise these rights. For example, it may be
appropriate to redistribute some portion of the wealth and property of affluent
individuals so that less affluent individuals will have the opportunity to
improve their standard of living, receive a good education, and make a
substantial contribution to society. This trade-off is
justified by a basic sense of justice, which demands that all individuals have
opportunities to enjoy a sense of security and to develop themselves toward some
vision of fulfillment and happiness. It is also justified because, as
mentioned above, the
long-term benefits of a trade-off very often extend to those who have to make
sacrifices in the short term. On the individual level as well, what looks like a 'win-lose' trade-off in the short term often
leads to long term benefits that are enjoyed by all. In the case of the redistribution of
wealth, exponentially larger amounts of wealth are created when more individuals
are making transactions in an economy. If they manage their resources
wisely, more affluent persons will almost certainly share in this newly created
wealth. In fact, they may actually become wealthier than they were before
they relinquished some portion of their assets.
Justification for trade-offs on the individual level may be easier to understand
by appealing to the dynamics of human development.
We maintain that trade-offs on the individual level
may be acceptable if they meet the
core needs of disadvantaged individuals – needs for physical security,
education, economic opportunities, and self-determination.
Thus, policies may shift public resources from those who have met these needs
to those who have not. In this
trade-off, more privileged individuals may have access to fewer resources for
personal growth, but, on the other hand, all individuals will have
access to an adequate level of support. And, as stated
above, privileged individuals very often benefit in the long term from sacrifices
that they may endure simply because their societies will become more stable and
prosperous.
Policies for Which Trade-Offs Are Very Uncertain
It should also be acknowledged that, when dealing with complex social
problems, one cannot always know exactly how trade-offs will play out as
policies are implemented. Some
policies do not achieve the benefits that were anticipated by their sponsors and
supporters. Some policies have
costs – disadvantages -- that were simply not foreseen.
This uncertainty is no excuse for inaction, however. Rather, it calls
policymakers to create and implement policies in a more experimental,
open-minded way. With the support and encouragement of citizens, public
officials must constantly review and revise policies so that they more
effectively maximize benefits and minimize costs.
This 'experimental' approach to policymaking is described in greater
detail below. In
this section, we will simply note that when trade-offs cannot be predicted with great
precision, it is essential to revise and adapt policies in light of lessons
learned about their actual costs and benefits.
Trade-Offs Related to Political Strategy
As mentioned in Part III of
this method, sponsors of policies may have to make deals with other legislators
in order to gain their support for their proposed policies. For example,
sponsors may have to change some aspect of a policy in order to persuade a
colleague to support it. Or, sponsors may have to vote in favor of other
policies proposed by colleagues in order to gain these colleagues' support for
their own legislation. If these deals somehow diminish the effectiveness
of a policy, they create a trade-off between the need for broad support and the
effectiveness of the policy.
It can be very difficult to avoid this type of trade-off. The need to pull
together a coalition of support for a policy without watering down its
effectiveness can be a great challenge for even the most skilled
politicians. This challenge can be summarized using the model of the
cost-benefit analysis described above. The benefits of deals are the
support that they garner. The cost is the diminished effectiveness of the
proposed policy. The cost of deals is only acceptable if a proposed policy
is still able to achieve its goals, even if these goals are not achieved to the
extent that its sponsors may have hoped.
In a similar way, as a party is formulating its platform, it is often necessary
to strike deals between different different factions within the party. For
example, one faction may be convinced to support the policies of a second
faction if the second faction agrees to support its policies in return.
Once again, if these deals diminish the effectiveness of the platform, they
create a trade-off between the need for unity within the party and the
effectiveness of its platform. This trade-off is only acceptable if the
platform still achieves the goals set forth in the party's public
philosophy.
VIII. The Primacy of an ‘Experimental Approach’ to Creating
and Refining Domestic Policies
Creating policies that address complex social issues is a
daunting prospect. Even when one performs the most comprehensive analysis, there
is no guarantee that a policy will actually be effective. Thus, like any other complex
human project, solving social problems requires a process of trial and error.
This process can be described as an 'experimental approach' to public
policymaking. In this process, specific policies are viewed should be
viewed as experiments that must be formulated, implemented, evaluated, and, if
necessary, revised on an ongoing basis. Ideally, policymakers should tackle difficult social
problems by trying a variety of sound policies. They may try different policies
in different regions, or implement different policies in the same region over
successive time periods.
They may then c |